Financial Conduct Authority
- Company typePublic
- Founded2013
- HeadquartersLondon, United Kingdom
- Headcount5,001–10,000
- GTM typeB2B
- OfferingServices
Financial Conduct Authority firmographics
Firmographics- Name
- Financial Conduct Authority
- Legal name
- Financial Conduct Authority
- Website
- https://fca.org.uk
- Company type
- Public
- Founded year
- 2013
- Operating status
- Operating
- Headcount range
- 5,001–10,000 employees
- Ownership category
- akta.pro rank
Financial Conduct Authority industry classification
Industry- Product category
- Financial Services Regulation
- NAICS
- Regulation, Licensing, and Inspection of Miscellaneous Commercial Sectors (92615), Regulation, Licensing, and Inspection of Miscellaneous Commercial Sectors (926150)
- SIC
- Finance Services (6199)
- akta.pro primary industry
- Financial Services Regulators (Banking, Securities, Insurance) (BPAIAOAK)
- akta.pro secondary industries
- Fraud Risk & Financial Crime Controls Advisory (BPAKADAL), Market Abuse & Conduct Risk (Insider Trading, Manipulation) (FSACAJAB)
Keywords
Where Financial Conduct Authority is headquartered
LocationHeadquarters
- HQ city
- London
- HQ country
- United Kingdom
- HQ region
- Europe
Offices5 records
Markets served
Financial Conduct Authority business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Technology or R&D, Operations, Infrastructure, Others
Revenue model
- Regulatory Fees from Authorized Firms: The FCA is a public body that is entirely funded by fees charged to regulated firms. It charges annual fees for authorization, supervision, and regulatory activities. The FCA also collects levies on behalf of other organizations including the Financial Services Compensation Scheme (FSCS) and Financial Ombudsman Service (FOS).
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Periodic annual fees based on firm type and activities |
Go-to-market motion1 record
Distribution channels5 records
Marketing channels7 records
Financial Conduct Authority product offering
Product offeringCore offering
The Financial Conduct Authority is a UK statutory regulatory body that authorizes, supervises, and regulates approximately 42,000 financial services businesses, including banks, insurers, investment firms, payment providers, and consumer credit firms. It sets rules through the FCA Handbook, maintains the public Financial Services Register, collects regulatory fees, investigates misconduct, and takes enforcement action to protect consumers and ensure market integrity.
Product overview
The FCA operates as a unified regulatory platform offering multiple integrated services for firms and consumers. The core offerings include My FCA (central portal), Connect (application submission), Online Invoicing System (fee management), Financial Services Register (public authorization records), FCA Handbook (regulatory rules), FCA Firm Checker (consumer verification tool), and RegData (regulatory data collection). These products work together as an integrated ecosystem for regulatory authorization, compliance monitoring, fee management, and market oversight.
Differentiator
Problem solved
Functional benefit
Products and services
- My FCA A portal for firms to access Connect, Online Invoicing and RegData tasks in one place, with scheduled tasks having due dates and status indicators.
- Connect An online system for firms to submit applications and notifications to the FCA, including applications for authorisation, registration, approved persons, change in control notifications, and regulatory submissions.
- Online Invoicing System An online system allowing firms to view invoices, pay fees, setup direct debits, submit tariff data, and receive email notifications for regulatory fees and levies.
- Financial Services Register A public record of firms, individuals and other bodies authorised or registered by the FCA or PRA, including data extracts and API access.
- FCA Handbook The complete set of FCA rules and guidance including modules for High Level Standards, Prudential Standards, Business Standards, Regulatory Processes, Redress, Specialist Sourcebooks, and Listing/Prospectus requirements.
- FCA Firm Checker A consumer tool for checking if financial services firms are authorised and have permission to sell products and services.
- RegData The FCA's data collection platform for gathering regulatory data from firms, replacing the previous Gabriel system.
Quantifiable outcome
- The FCA estimates it adds £14 in social benefit for every £1 spent on operating costs
- +3 more outcomes
Companies that use Financial Conduct Authority
Customer profileNamed customers1 record
Segments8 records
Ideal customer profiles1 record
Financial Conduct Authority technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- Yes
- API docs
- API detail
Core technology
AI maturity
App detail
Integration2 records
AI capability1 record
Feature6 records
Financial Conduct Authority partnerships and signals
Strategic signalPartnerships
Twelve partnerships are on record, tiered core and minor.
- Prudential Regulation Authority (PRA)coreThe FCA works with the PRA, which is part of the Bank of England, for prudential regulation of banks, building societies, credit unions, insurers and major investment firms. The two regulators coordinate on supervisory approach and policy.
- Bank of EnglandcoreThe FCA collaborates with the Bank of England on financial stability, digital finance, stablecoin regulation, tokenization, and wholesale market infrastructure including RTGS and CHAPS settlement systems.
- HM TreasurycoreThe FCA is accountable to HM Treasury which is responsible for the UK financial system. The FCA also works with HM Treasury on legislative reforms and digital finance strategy.
- International RegulatorscoreThe FCA engages regularly with international counterparts including IOSCO, FATF, and foreign regulators like ASIC (Australia) and OSC (Canada). The FCA led a coordinated 'finfluencer week of action' with 16 other regulators in April 2026.
- Solicitors Regulation Authority (SRA)coreThe FCA is conducting a joint market review of claims management companies and law firms with the SRA, examining fair value, fee structures, and regulatory coordination.
- Financial Services Compensation Scheme (FSCS)coreThe FCA collects FSCS levies from authorized firms and refers consumers to the FSCS for compensation when regulated firms fail.
- Financial Ombudsman Service (FOS)coreThe FCA refers consumers to the Financial Ombudsman Service for free dispute resolution when firms fail to resolve complaints.
- HM Revenue & Customs (HMRC)minorThe FCA collaborates with HMRC on enforcement actions including joint operations against illegal P2P crypto trading operations.
- Information Commissioner's Office (ICO)minorThe FCA participates in joint regulatory taskforces with the ICO on issues like misleading advertising and data protection in claims management.
- Bank for International Settlements (BIS)minorThe FCA participates in BIS Innovation Hub initiatives exploring cross-border open finance interoperability through Project Aperta linking UK, UAE, Brazil, Hong Kong SAR, and India.
- ETS Connect UKcoreThe FCA authorized ETS Connect UK as the UK's bond Consolidated Tape Provider, providing a single real-time source of prices and trading activity across the UK bond market with 98% market coverage.
- Security Industry AuthorityminorThe FCA worked with the Security Industry Authority as part of joint strategies to disrupt financial crime, including the special administration of Euro Exchange Securities UK Limited.
Scale indicators7 records
Recent moves6 records
Expansion highlights6 records
Financial Conduct Authority competitors and assessment
Company assessmentDirect peers
- FINRA: U.S. self-regulatory organisation overseeing broker-dealers with rulemaking, supervisory and enforcement functions similar to those the FCA exercises over firms in its investment and intermediary segments.
- Financial Services Agency of Japan (JFSA): Japan's integrated financial regulator overseeing banking, insurance and securities with planning, supervisory and inspection functions parallel to the FCA's authorise–supervise–enforce model.
- BaFin (Federal Financial Supervisory Authority of Germany): Germany's integrated federal financial regulator covering banking, insurance and securities. Comparable statutory authority, fee-funded structure and cross-sector mandate, and a primary European counterpart for supervisory coordination.
- U.S. Commodity Futures Trading Commission (CFTC): U.S. derivatives regulator with comparable market surveillance, manipulation enforcement, and oversight of trading venues, including emerging digital asset markets. Comparable enforcement-heavy approach to market integrity.
- Monetary Authority of Singapore (MAS): Singapore's integrated financial regulator combining monetary, prudential and conduct functions. Comparable in operating as a single integrated authority over banking, insurance, capital markets and payments, and a peer jurisdiction for FinTech and tokenisation policy.
- Australian Securities and Investments Commission (ASIC): Australia's integrated corporate, markets and financial services regulator with concurrent consumer protection and market integrity mandates. ASIC is a confirmed bilateral engagement partner of the FCA and operates a near-identical conduct-supervision model.
- Securities and Futures Commission of Hong Kong (SFC): Hong Kong's integrated securities and futures regulator with dual mandate of investor protection and market development. Comparable in supervising intermediaries, authorising funds, and operating a public register of licensed entities.
- Autorité des marchés financiers (AMF): France's integrated markets and financial services regulator with comparable responsibilities for issuer disclosure, intermediary conduct and enforcement across securities, asset management and retail distribution.
- U.S. Securities and Exchange Commission: U.S. federal securities regulator with closely aligned responsibilities for capital markets conduct, disclosure, and enforcement. Comparable in mandate scope (securities, broker-dealers, investment advisers), statutory authority and public enforcement model.
Broad incumbents
- European Securities and Markets Authority (ESMA): EU-level regulator developing single rulebooks and coordinating national competent authorities. Not a direct UK competitor post-Brexit but operates the closest cross-border supervisory and standards-setting peer mandate and is a primary coordination counterpart.
Market position
Strengths4 records
Weaknesses3 records
Competitive moat5 records
Key risks5 records
Key highlights7 records
Customer concentration
Financial Conduct Authority social profiles
Digital presenceFinancial Conduct Authority financial estimates
Financial estimateRevenue estimate
Valuation estimate
Financial Conduct Authority leadership team
Management profileNumber of profiles
Profiles15 records
Financial Conduct Authority funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Financial Conduct Authority M&A and investment
M&A and investmentM&A
Investments6 records
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Financial Conduct Authority
What does Financial Conduct Authority do?
The Financial Conduct Authority is a UK statutory regulatory body that authorizes, supervises, and regulates approximately 42,000 financial services businesses, including banks, insurers, investment firms, payment providers, and consumer credit firms. It sets rules through the FCA Handbook, maintains the public Financial Services Register, collects regulatory fees, investigates misconduct, and takes enforcement action to protect consumers and ensure market integrity.
Is Financial Conduct Authority a public or private company?
Financial Conduct Authority is a public company. It is classified as state government owned and is currently operating.
When was Financial Conduct Authority founded?
Financial Conduct Authority was founded in 2013. It employs 5,001 to 10,000 people.
Where is Financial Conduct Authority based?
Financial Conduct Authority is headquartered in London, United Kingdom, in the Europe region.
How does Financial Conduct Authority make money?
One revenue line is on record: regulatory Fees from Authorized Firms.
Who are Financial Conduct Authority's main competitors?
Direct peers on record are FINRA, Financial Services Agency of Japan (JFSA), BaFin (Federal Financial Supervisory Authority of Germany), U.S. Commodity Futures Trading Commission (CFTC), Monetary Authority of Singapore (MAS), Australian Securities and Investments Commission (ASIC), Securities and Futures Commission of Hong Kong (SFC), Autorité des marchés financiers (AMF) and U.S. Securities and Exchange Commission. European Securities and Markets Authority (ESMA) is listed as a broad incumbent.
Does Financial Conduct Authority have an API?
Yes. The Financial Services Register API Developer Portal provides free access to the Register APIs (application programming interfaces) for users to generate a unique key and access Register data. The FCA does not offer service-level agreements or guarantees for uptime or issue resolution for this free API service. Developer documentation is at register.fca.org.uk/Developer/ShAPI_LoginPage?ec=302&startURL=%2FDeveloper%2Fs%2F.
What industry is Financial Conduct Authority in?
Financial Conduct Authority's product category is Financial Services Regulation. Its primary akta.pro industry code is BPAIAOAK, Financial Services Regulators (Banking, Securities, Insurance), with a secondary code of BPAKADAL, Fraud Risk & Financial Crime Controls Advisory. Its NAICS code is 92615 and its SIC code is 6199.