Broadridge

What Broadridge does

Broadridge Financial Solutions, Inc. (NYSE: BR) is a global B2B fintech infrastructure provider serving banks, broker-dealers, asset managers, corporate issuers, wealth management firms, and consumer industry firms with technology platforms spanning the full trade lifecycle, governance and regulatory compliance, investor communications, and data analytics. Headquartered in Lake Success, New York, the company was spun off from Automatic Data Processing (ADP) in 2007 (with operating history traceable to 1962), operates across 21 countries with a workforce of 10,000+ (some sources state 15,000+), and is an S&P 500 component with a $17.4 billion market capitalization as of May 2026.

The company is organized around seven capability platforms: Wealth Advisor Solutions, Front Office Solutions, Middle & Back Office Solutions, Governance & Regulatory Compliance, Customer Communications, Data Analytics & Intelligence, and Consulting. Core proprietary technologies include the Distributed Ledger Repo (DLR) platform for tokenized securities settlement ($362 billion average daily volume, $7.2 trillion monthly volume in May 2026, 220% year-over-year growth) with connectivity to Canton Network and Ethereum; the LTX AI-powered corporate bond trading venue with BondGPT/BondGPT+ generative and agentic AI capabilities, hosting 100+ buy-side institutions and 40+ liquidity providers including Goldman Sachs, J.P. Morgan, TD Securities, Morgan Stanley, and Bank of America; the Central Risk and Liquidity Optimization Solution powered by Tbricks technology; and ProxyVote/Mobile ProxyVote extended to support all models of tokenized securities including third-party-custodied tokens. The agentic AI platform is built on what Broadridge describes as the industry's first completed financial services data ontology and is deployed across 40+ managed services clients since 2024.

Broadridge monetizes through a SaaS-based subscription model (61% of total revenue is recurring, with LTM recurring revenue of $4.8 billion), transaction fees tied to trading volumes on its multi-asset platforms, and professional services/implementation work. Annualized revenue run-rate is approximately $7.8 billion based on Q3 FY2026 results of $1.954 billion (+8% YoY). Distribution is executed via direct enterprise field sales teams to financial institutions globally, with regional coverage spanning North America, EMEA, and APAC, supplemented by strategic partnerships. Recent strategic activity has concentrated on tokenization infrastructure (DLR expansion, Ondo Finance integration), agentic AI deployment, and acquisitions including CQG (~$173 million for futures/options trading), Acolin (European fund distribution), and minority investments in HQLAX (digital collateral mobility) and CENTRL (AI-powered due diligence).

Name

Broadridge

Legal name

Broadridge Financial Solutions, Inc.

Website

https://broadridge.com

Company type

Public

Founded year

2007

Operating status

Operating

Headcount range

5,001–10,000 employees

Short description

Broadridge Financial Solutions (NYSE: BR) is a global B2B fintech infrastructure provider serving banks, broker-dealers, asset managers, wealth managers, and corporate issuers with technology platforms spanning trading, governance, regulatory compliance, investor communications, and tokenized securities settlement.

Ownership category

akta.pro rank

Product category

Capital Markets and Investor Communications Technology

NAICS

Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523), Securities and Commodity Exchanges (5232), Portfolio Management and Investment Advice (523940)

SIC

Finance Services (6199), Security & Commodity Brokers, Dealers, Exchanges & Services (6200)

akta.pro primary industry

Fixed Income Electronic Trading Platforms (Bonds/Credit) (FSAFANAB)

akta.pro secondary industries

Institutional DeFi & On-Chain Liquidity Infrastructure (Permissioned DeFi, Lending) (FSAGAMAG), Sub-Accounting & Platform Servicing (Omnibus, Intermediary/NSCC, Retirement Platforms) (FSAAAMAI), Securitization & Loan Trading Enablement (Whole Loan Sales, ABS Data/Reporting) (FSAGAHAK)

Keywords

• Investor communications
• Capital markets technology
• Wealth management platform
• Regulatory compliance software
• Proxy voting services

Headquarters

HQ city

New York

HQ country

United States

HQ region

North America

Offices7 records

Markets served

GTM type

B2B

Offering type

Software

Cost components

Technology or R&D, Personnel, Operations, Infrastructure, Marketing or Sales

Revenue model

1. Recurring SaaS Revenue: Majority of revenue comes from SaaS-based subscription model with recurring revenues accounting for 61% of total revenues. Includes technology infrastructure services, data analytics, regulatory compliance solutions, and managed services.
2. Transaction and Trading Revenue: Revenue from trading volumes, transaction processing, and execution management services across multi-asset trading platforms including equities, fixed income, futures, and options.
3. Professional Services: Implementation, consulting, and BPO services supporting technology deployment, operational workflows, and business process outsourcing for financial institutions.

Pricing tiers

Go-to-market motion1 record

Distribution channels2 records

Marketing channels4 records

Core offering

Broadridge Financial Solutions is a global fintech that builds and operates technology infrastructure for the financial services industry. The company sells multi-asset trading platforms, investor communications and proxy voting solutions, wealth management technology, regulatory compliance software, data and analytics, and post-trade processing services to banks, broker-dealers, asset managers, corporate issuers, and wealth management firms. Its portfolio spans seven capability platforms covering the front, middle, and back office, governance, customer communications, and data/AI-driven intelligence.

Product overview

Broadridge is a global fintech company providing a comprehensive, multi-platform technology infrastructure serving financial services firms across asset management, capital markets, issuers, wealth management, and consumer industries. The portfolio is organized into seven interconnected capability platforms: Wealth Advisor Solutions (advisor productivity, investor engagement, retirement and workplace solutions), Front Office Solutions (portfolio management, order management, LTX corporate bond trading venue, connectivity, managed services, securities finance and collateral trading), Middle & Back Office Solutions (trade matching, post-trade processing, wealth operations, asset servicing, collateral management, trust and custody), Governance & Regulatory Compliance (proxy services including ProxyVote and Mobile ProxyVote, fund and issuer regulatory reporting, stock transfer agency), Customer Communications (omnichannel communications, marketing and customer engagement), Data Analytics & Intelligence (market intelligence, distribution intelligence, investor intelligence via InvestorView, sustainability reporting), and Consulting services. Core products include the Distributed Ledger Repo (DLR) Platform for tokenized securities settlement, the LTX BondGPT AI-powered corporate bond trading venue, Tokenization & Digital Assets Platform, SWIFT Service Bureau, and JASDECPS for Japanese securities processing. The company has expanded through strategic acquisitions including CQG (futures and options trading), Acolin (European fund distribution), CompSci Resources (SEC filings), AdvisorStream (digital engagement), Signal (customer communications), and ECS from Jordan & Jordan (regulatory compliance).

Differentiator

Problem solved

Functional benefit

Brands

• Distributed Ledger Repo (DLR): Distributed ledger-based repo settlement platform processing over $7.2 trillion monthly with $365 billion+ daily volume.
• LTX
• BondGPT
• ProxyVote
• BondGPT+
• AdvisorTarget
• ProxyEdge
• JASDECPS

Products and services

• Wealth Advisor Solutions
• Front Office Solutions
• Middle and Back Office Solutions
• Governance and Regulatory Compliance
• Customer Communications
• Data, Analytics and Intelligence
• LTX Corporate Bond Trading Venue (with BondGPT)
• Distributed Ledger Repo (DLR) Platform
• Proxy Services (ProxyVote, ProxyEdge, Mobile ProxyVote)
• Tokenization and Digital Assets Platform
• JASDEC Processing Solution (JASDECPS)
• SWIFT Service Bureau
• Broadridge Consulting
• Central Risk and Liquidity Optimization Solution (Tbricks-powered)
• Investor Intelligence / InvestorView
• Access Data Asset Intelligence
• CQG Futures and Options Trading Platform
• CompSci Resources (Transform Platform for SEC Filings)
• Acolin Cross-Border Fund Distribution
• Signal Customer Communications
• ECS (Execution Compliance and Surveillance Service)
• AdvisorStream Digital Engagement
• Fi360 Fiduciary Analytics

Quantifiable outcome

• DLR platform achieved 220% year-over-year growth with $362 billion daily average in May 2026
• +4 more outcomes

Named customers6 records

Segments5 records

Ideal customer profiles5 records

Technology focussed Yes

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Integration9 records

AI capability9 records

Feature6 records

Partnerships

Eleven partnerships are on record, tiered minor and core.

• FispokeminorStrategic or Co-development Partner · 17 June 2026Strategic collaboration to expand private banking and lending capabilities for independent wealth firms, combining Broadridge's securities-based lending infrastructure with Fispoke's digital platform to enable wealth firms to offer integrated lending and liquidity solutions traditionally available only at wirehouses and private banks. Collaboration establishes foundation for future AI and tokenization applications.
• Anthropic (Project Glasswing)minorStrategic or Co-development Partner · 17 June 2026Broadridge joined Anthropic's Project Glasswing, an industry initiative using frontier AI models to secure critical software and strengthen cyber defense for financial services infrastructure. Participants use Anthropic's unreleased Claude Mythos Preview model to strengthen defensive security across foundational systems.
• KyndrylcoreTechnology or Integration · 28 May 2026Extension of longstanding partnership to modernize Broadridge's data center infrastructure with AI-enabled operations and quantum-safe capabilities. Kyndryl will invest in upgrading Broadridge's mainframe environment and integrate AI-powered platforms to enhance resiliency, security, and performance for financial services clients processing over $15 trillion in daily tokenized and traditional securities.
• AvisominorChannel Partner/ Reseller/ Distributor · 14 May 2026Aviso deploying Broadridge Wealth Platform for its Aviso Correspondent Partners business as part of long-term technology modernization strategy. Expanded multi-year collaboration provides next-generation open API architecture and enhanced Advisor Workstation components.
• CQGcoreStrategic or Co-development Partner · 1 May 2026Broadridge completed acquisition of CQG, a leading global provider of futures and options trading, execution management, and market connectivity solutions. The acquisition integrates CQG's execution management, algorithmic trading, and analytics capabilities with Broadridge's existing order management and client connectivity platform to create an end-to-end trading solution across global futures and options markets.
• Ondo FinancecoreStrategic or Co-development Partner · 28 April 2026Partnership to enable proxy voting for holders of tokenized securities through Broadridge's ProxyVote system. Holders of over 250 Ondo tokenized securities can review regulatory filings, prospectuses, and governance information while submitting votes on corporate matters. Marks significant milestone in bridging traditional market infrastructure with blockchain-native capabilities.
• IDA IrelandminorStrategic or Co-development Partner · 27 April 2026Partnership with IDA Ireland to develop AI-powered language simplification technology for financial disclosures. Project aims to make financial disclosures more accessible to Irish retail investors and address low retail investor participation in Ireland's €5 trillion fund asset market.
• Tavira FinancialminorChannel Partner/ Reseller/ Distributor · 21 April 2026Tavira selected Broadridge's High Touch Order Management System, connectivity, and middle office solutions to support its agency brokerage platform. Partnership aims to optimize trading workflows, reduce operational complexity, and enhance global market connectivity as Tavira scales operations.
• Matsui SecuritiesminorChannel Partner/ Reseller/ Distributor · 21 April 2026Matsui Securities implementing Broadridge's JASDEC Processing Solution (JASDECPS) on SaaS platform to transform securities lending operations. Solution automates trade matching and DVP settlements, enabling real-time processing and reducing manual intervention.
• CENTRLminorStrategic or Co-development Partner · 20 April 2026Strategic partnership and minority investment in CENTRL, an AI-powered due diligence platform. Partnership integrates CENTRL's workflow automation and AI capabilities across Broadridge's solutions serving asset managers, retirement recordkeepers, and retirement advisors, modernizing Fi360 RFP Director and embedding Broadridge data into due diligence workflows.
• AcolinminorStrategic or Co-development Partner · 6 February 2026Acquisition of Acolin, a Swiss provider of cross-border fund distribution and compliance services, to establish pan-European fund distribution network and increase efficiency for asset managers.

Scale indicators14 records

Recent moves7 records

Expansion highlights8 records

Emerging players

• Temenos: Temenos provides core banking and wealth management software to banks and wealth managers, with growing capabilities in digital assets and tokenization. Partial overlap with Broadridge's wealth platform and emerging relevance in tokenized asset infrastructure.

Direct peers

• ION Group: ION provides mission-critical trading, treasury, and risk management software to capital markets and corporate treasuries, including Fidessa (acquired). Direct overlap with Broadridge's front-office, connectivity, and fixed income/risk solutions.
• Tradeweb Markets: Tradeweb operates electronic marketplaces for fixed income, derivatives, and ETFs, competing directly with Broadridge's LTX corporate bond trading venue for institutional bond flow. Comparable institutional buy-side/sell-side clients and same fixed income electronic trading category.
• SS&C Technologies: SS&C provides fund administration, wealth management, and trading technology (via Eze, GlobeOp) to asset managers and broker-dealers. Direct overlap with Broadridge in fund/wealth platforms, securities processing, and BPO services for similar institutional clients.
• MarketAxess: MarketAxess operates Open Trading and CP+ electronic venues for institutional credit, the closest direct competitor to Broadridge's LTX/BondGPT in corporate bond e-trading. Overlapping liquidity providers, dealer relationships, and AI-driven trading workflow innovation.

Broad incumbents

• LSEG (London Stock Exchange Group) / Refinitiv: LSEG owns Refinitiv (data, connectivity, trading workflow) and operates capital markets infrastructure. Comparable in market data, analytics, and connectivity layers; broadly serves the same banks, asset managers, and trading firms as Broadridge.
• Nasdaq, Inc. Nasdaq operates exchanges, clearing, and market technology (including regulatory and surveillance software). Overlap with Broadridge in market infrastructure, regulatory reporting (SEC filings), and capital markets technology.
• Intercontinental Exchange (ICE): ICE operates global exchanges, clearing houses, and fixed income/data services (including BondPoint). Comparable in electronic trading venues, fixed income connectivity, and serving institutional capital markets participants.
• DTCC: DTCC operates core US securities settlement infrastructure (NSCC, FICC) and is co-chair of the Canton Foundation, directly relevant to Broadridge's DLR platform. Overlap in post-trade processing, collateral mobility, and tokenization initiatives.
• FIS (Fidelity National Information Services): FIS is a large incumbent financial technology provider serving banks, broker-dealers, and asset managers with capital markets, wealth, and processing platforms. Broad overlap with Broadridge's post-trade, wealth, and trading solutions across similar customer base.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat7 records

Key risks6 records

Key highlights7 records

Customer concentration

• YouTubeyoutube.com/broadridge
• LinkedInlinkedin.com/company/broadridge-financial-solutions
• Instagraminstagram.com/broadridge
• Xx.com/broadridge
• Facebookfacebook.com/BroadridgeCareers

Compliance5 records

Revenue estimate

Valuation estimate

Number of profiles

Profiles11 records

Subsidiaries26 records

Funding overview

Funding rounds4 records

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A46 records

Investments22 records

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Broadridge