Australian Securities and Investments Commission (ASIC)

What Australian Securities and Investments Commission (ASIC) does

The Australian Securities and Investments Commission (ASIC) is Australia's integrated corporate, markets, financial services, and consumer credit regulator, established in 1991 and reconstituted under the Australian Securities and Investments Commission Act 2001. Operating under commissioners appointed by the Governor-General and headquartered in Canberra with a regional office in Darwin, ASIC licenses and supervises AFS licensees, credit licensees, registered company auditors, liquidators, and market operators, while maintaining public registers of approximately 1,989 listed entities and the broader company and business name population. Its mandate covers market integrity, consumer protection, financial system stability, and enforcement of the Corporations Act.

ASIC's core technology footprint consists of a portfolio of digital platforms serving both regulated entities and the public. The ASIC Regulatory Portal is the central hub for licensees to submit industry funding metrics, lodge documents, and manage licenses; ASIC Connect provides public-facing register search and business name transactions; the EDGE System supports electronic lodgement for company registration, external administration, credit licensing, and audit functions; and a suite of specialized portals serves AFS licensees, credit licensees, auditors, SMSF auditors, liquidators, and registered agents. The regulator is undergoing digital transformation including a TechnologyOne SaaS ERP implementation.

ASIC does not generate commercial revenue but is funded through Commonwealth appropriations and industry funding levies invoiced annually between January and March to recover net regulatory costs. Standardized fees for company registration, business name registration, annual reviews, lodgements, and searches are set under Commonwealth law, indexed annually to CPI on July 1, and exempt from GST. Enforcement output has scaled materially, with 132 new investigations commenced in 2025, 23 new court actions, A$349.8 million in civil penalties secured in H2 2025, and 11,964 scam websites removed, supported by strategic partnerships with the Reserve Bank of Australia, APRA, DFCRC, and 17 international regulators.

Name

Australian Securities and Investments Commission (ASIC)

Legal name

Australian Securities and Investments Commission

Website

https://asic.gov.au

Company type

Private

Founded year

1991

Operating status

Operating

Headcount range

1,001–5,000 employees

Short description

ASIC is Australia's integrated corporate, markets, financial services, and consumer credit regulator, established in 1991 and funded through industry levies and government appropriations to license, supervise, and enforce against financial services entities and listed companies.

Ownership category

akta.pro rank

Product category

Financial Regulation and Market Supervision

akta.pro primary industry

Export Credit Agencies (ECAs) & Trade Finance Institutions (BPADACAF)

Keywords

• Financial services regulation
• Corporate market supervision
• Consumer credit licensing
• Regulatory compliance enforcement
• Company registration oversight

Headquarters

HQ city

Sydney

HQ country

Australia

HQ region

Oceania

Offices2 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Infrastructure

Pricing tiers

Distribution channels5 records

Marketing channels4 records

Core offering

ASIC is Australia's integrated corporate, markets, financial services, and consumer credit regulator. It licenses and supervises entities such as AFS licensees, credit licensees, auditors, and liquidators, maintains statutory registers of companies and business names, enforces market integrity through investigations and civil penalty actions, and delivers consumer education through the Moneysmart platform.

Product overview

ASIC offers a suite of regulatory technology platforms and online services rather than commercial products. The core offerings consist of the ASIC Regulatory Portal (central hub for regulated entities), ASIC Connect (register search and business name transactions), and the EDGE System (legacy lodgement infrastructure). Multiple specialized portals serve specific user groups including AFS licensees, credit licensees, auditors, liquidators, and company officeholders. These platforms collectively enable regulatory compliance activities including company registration, licence applications, document lodgement, and register searches.

Differentiator

Problem solved

Functional benefit

Brands

• Moneysmart: ASIC's consumer education website providing financial guidance and tools for Australians.

Products and services

• ASIC Regulatory Portal Central online platform where regulated entities access ASIC's digital services, submit regulatory transactions, lodge documents, update licence details, and manage industry funding obligations. Used by AFS licensees, credit licensees, SMSF auditors, and other regulated entities.
• ASIC Connect Online service portal for searching ASIC registers and conducting business name transactions. Used by the public, business name holders, financial advisers, and authorised representatives to manage existing registrations and update details.
• EDGE System Legacy online lodgement system used for company registration, external administration, managed investment schemes, credit licensing and representatives, auditors, and registered agents transactions.
• ASIC Online Services Portal Suite Collection of specialized portals including Business Name Holder Portal, Company Officeholder Portal, AFS Licensee Portal, Credit Licensee Portal, Auditors Portal, SMSF Auditor Portal, Liquidator Portal, and Registered Agent Portal for specific regulatory transactions.
• Moneysmart ASIC's consumer education website providing financial guidance and tools for Australian consumers on budgeting, investing, superannuation, scams, and retirement planning.

Quantifiable outcome

• Record A$349.8 million in civil penalties secured in second half of 2025
• +5 more outcomes

Segments6 records

Ideal customer profiles6 records

Technology focussed Yes

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature3 records

Partnerships

Eight partnerships are on record, tiered core and minor.

• Global Regulators (17 international regulators)coreStrategic or Co-development Partner · 24 April 2026ASIC participated in coordinated Global Week of Action against unlawful finfluencers alongside 16 other global regulators including UK's FCA and Canada's OSC, focusing on enforcement against unauthorized promotions, consumer awareness campaigns, and educational resources.
• Hong Kong Monetary Authority (HKMA)minorStrategic or Co-development Partner · 20 April 2026Asian regulators including ASIC, HKMA, and Singapore's MAS are coordinating on monitoring Anthropic's Mythos AI model and cyber resilience testing frameworks for banking systems.
• Monetary Authority of Singapore (MAS)minorStrategic or Co-development Partner · 20 April 2026Singapore's MAS is coordinating with ASIC and other Asian regulators on monitoring frontier AI risks and examining AI-driven cyber risks to financial systems.
• Australian Prudential Regulation Authority (APRA)coreStrategic or Co-development Partner · 1 April 2026ASIC and APRA jointly regulate Australia's financial system with coordinated oversight of banks, insurers, and superannuation funds. Both regulators are monitoring Anthropic's Mythos AI model for potential banking risks.
• State Securities Commission of VietnamminorStrategic or Co-development Partner · 11 November 2025ASIC met with Vietnam's State Securities Commission to discuss regulatory cooperation including collaboration on bond market development and digital asset regulation.
• Digital Finance Cooperative Research Centre (DFCRC)coreStrategic or Co-development PartnerASIC collaborates with DFCRC on digital finance research including Project Acacia testing tokenized asset markets and digital money settlement infrastructure, with 24 industry participants conducting pilot use cases spanning fixed income, private markets, trade receivables, and carbon credits.
• Reserve Bank of AustraliacoreStrategic or Co-development PartnerJoint initiative on Project Acacia testing digital money and settlement infrastructure for wholesale tokenized asset markets, with 20 use cases developed across various asset classes. Research suggests digital finance innovation could deliver $24 billion in annual economic gains for Australia.
• National Anti-Scam CentrecoreStrategic or Co-development PartnerASIC coordinates with National Anti-Scam Centre to combat scams, sharing data and intelligence. National Anti-Scam Centre data shows Australians lost over $2.4 million to bank impersonation scams between January and May 2026.

Scale indicators11 records

Recent moves6 records

Expansion highlights6 records

Direct peers

• Australian Prudential Regulation Authority (APRA): Australia's prudential regulator for banks, insurers, and superannuation funds. Directly comparable as a domestic twin regulator that ASIC coordinates with on systemic risk, AI monitoring (Anthropic Mythos), and joint oversight of financial institutions.
• UK Financial Conduct Authority (FCA): UK's financial services and markets regulator. Comparable as an integrated conduct and markets regulator with similar mandates on licensing, enforcement, and consumer protection; partner in the Global Week of Action against finfluencers.
• U.S. Securities and Exchange Commission (SEC): U.S. federal securities regulator with comparable authority over corporate disclosure, market integrity, and investment products. Relevant benchmark for ASIC's enforcement intensity and digital asset regulation approach.
• Monetary Authority of Singapore (MAS): Singapore's integrated financial regulator and central bank. Comparable as a regional peer coordinating on AI risks, cyber resilience, and digital finance innovation alongside ASIC.
• Securities and Futures Commission of Hong Kong (SFC): Hong Kong's securities and futures regulator with overlapping remit over corporate disclosure, licensing, and market conduct. Asia-Pacific peer with similar enforcement and digital asset regulation mandates.
• Ontario Securities Commission (OSC): Canada's largest provincial securities regulator, coordinating with ASIC on the Global Week of Action against finfluencers. Comparable in mandate scope covering securities markets, disclosure, and conduct.

Regional players

• Financial Markets Authority (New Zealand): New Zealand's financial markets regulator covering securities, derivatives, and conduct. Comparable in scope but operates across a smaller jurisdiction; serves as a regional peer for cross-Tasman coordination.

Broad incumbents

• Reserve Bank of Australia (RBA): Australia's central bank and payments system regulator. Not a direct competitor but a core coordination partner with ASIC on Project Acacia (tokenized assets), industry funding, and AI risk monitoring.
• Hong Kong Monetary Authority (HKMA): Hong Kong's central banking and prudential authority. Adjacent regulator coordinating with ASIC on AI risk monitoring and cyber resilience for banking systems.
• European Securities and Markets Authority (ESMA): EU-wide securities markets regulator. Comparable in mandate over cross-border market integrity, with similar activity on crypto regulation and digital finance frameworks relevant to ASIC's policy stance.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat4 records

Key risks6 records

Key highlights7 records

Customer concentration

• Xx.com/asic_connect
• Facebookfacebook.com/asicconnect
• LinkedInlinkedin.com/company/asic

Revenue estimate

Valuation estimate

Number of profiles

Profiles1 record

Funding overview

Funding rounds

Investors

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M&A

Investments

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Frequently asked questions about Australian Securities and Investments Commission (ASIC)