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SageView Advisory Group

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uuid0004n2j

Namestring
SageView Advisory Group
Legal namestring
SageView Advisory Group, LLC
Company typeenum
Private
Founded yearint
1989
Descriptiontext

SageView Advisory Group, LLC is an independent, SEC-registered investment adviser founded in 1989 by Randy Long and headquartered in Newport Beach, California. The firm serves two primary client segments: institutional retirement plan sponsors (1,700+ organizations across 401(k), 403(b), 457, defined benefit, cash balance, and nonqualified deferred compensation plans) and individual investors and families (5,000+ private wealth clients per company materials, expanded to 80,000+ per the 2025 acquisition announcement). As of 12/31/2024, SageView reported $235 billion in client assets under advisement across 11,800+ retirement plans, supported by 275 employees and 550+ advisors operating from 34 offices nationwide covering all 50 U.S. states.

The firm's service platform combines institutional retirement plan consulting (fiduciary governance under 3(21) and 3(38) designations, investment monitoring, plan design, compliance consulting, and provider management) with comprehensive wealth management for high-net-worth individuals (financial planning, investment management, retirement planning, tax strategies, and estate planning). Its proprietary PersonalSAGE platform delivers financial wellness education and one-on-one coaching to plan participants, while the firm integrates with third-party technology providers including Envestnet (institutional plan portal), Tamarac (wealth portal), eMAPlan (financial planning), and Fidelity and Schwab (custodial account viewing). Revenue is generated primarily through recurring AUM-based advisory fees and retirement plan consulting fees across both business lines.

SageView's growth has been substantially acquisition-driven: following a 2017 strategic partnership with Aquiline Capital Partners (which held a majority stake), the firm executed eight acquisitions between 2021 and 2025, including MJM401k ($17B AUA, 2021), Capital Strategies Investment Group (~$25B AUM, August 2025), and OnTrack 401(k), Palmer Retirement Consulting, Retirement Benefits Group, Bloomfield Hills Financial, kPlans, Summit Financial Consultants, and Lakeview Wealth Management. In October 2025, Creative Planning announced its acquisition of SageView, creating a combined entity with $640 billion in client assets; the deal is scheduled to close later in 2025 with Aquiline exiting its position.

Short descriptiontext

SageView Advisory Group is an SEC-registered independent RIA founded in 1989, serving 1,700+ institutional retirement plan sponsors and 80,000+ private wealth clients through 550+ advisors across 34 U.S. offices, with $235 billion in client assets under advisement. The firm combines retirement plan consulting, fiduciary services, and wealth management via its PersonalSAGE platform.

Operating statusenum
Acquired
Ownership categoryenum
Headcount rangeband
251–500
akta.pro rankint
HeadquartersIrvine, United States
HQ citystring
Irvine
HQ countrystring
United States
HQ regionstring
North America
Markets served

Serves global market

Offices34 records

Each record includes

City, Country, Type, Description, Source

Keyword5 values
retirement plan consulting, wealth management services, fiduciary investment management, financial wellness programs, investment advisory services
Industry4 codes
1Employer Retirement Plan Advisory (401(k)/Pension)
CodeFSAEABAEPrimaryYes
2Corporate Retirement Plan Advisory RIAs (ERISA 401(k)/403(b))
CodeFSAAACAFPrimaryNo
3Advisory Portfolio Management (Non-Discretionary)
CodeFSAAABADPrimaryNo
4Financial Planning & Goals-Based Advice (Mass Affluent)
CodeFSAAAAAFPrimaryNo
NAICS code3 codes
  • Portfolio Management and Investment Advice523940
  • Portfolio Management and Investment Advice52394
  • Pension Funds525110
SIC code1 code
  • Investment Advice6282
Product category
Investment Advisory & Retirement Plan Consulting
GTM motion1 record

Each record includes

Type, Description, Source

Revenue model3 records
1Investment Advisory Fees
TypeSubscription Recurring
Description

Fee-based investment advisory services for retirement plans and wealth management clients. Revenue generated through AUM-based fee structures.

sageviewadvisory.com
2Retirement Plan Consulting Fees
TypeSubscription Recurring
Description

Consulting fees for institutional retirement plan services including fiduciary oversight, plan design, compliance consulting, and investment monitoring.

sageviewadvisory.com
3Wealth Management Services
TypeSubscription Recurring
Description

Comprehensive wealth management and financial planning services for individuals and families, including investment management, retirement planning, tax guidance, and estate planning.

sageviewadvisory.com
Marketing channels8 records

Each record includes

Title, Type, Stage, Description, Source

Distribution channels3 records

Each record includes

Title, Type, Scope, Target buyer, Description, Source

Cost components5 values
Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
GTM typeB2B and B2C
B2B and B2C
Offering typeServices
Services
Brand1 record
1PersonalSAGE
Description

Financial readiness platform that provides education, resources and one-on-one financial coaching for plan participants, wherever they are in their financial journey. Strategic Advice, Guidance and Empowerment.

sageviewadvisory.com
Core offering1 text field

SageView Advisory Group is an independent Registered Investment Adviser that delivers institutional retirement plan consulting services to plan sponsors (401(k), 403(b), 457, defined benefit, cash balance, nonqualified deferred compensation) and comprehensive wealth management services to high-net-worth individuals, executives, professionals, business owners, and multi-generational families. The firm operates both discretionary 3(38) and non-discretionary 3(21) fiduciary investment services and extends participant outcomes through its proprietary PersonalSAGE financial wellness platform combining education and one-on-one coaching.

Differentiator
Functional benefit
Problem solved
Quantifiable outcome1 of 4 values shown
  • $235 billion in client assets under advisement
+3 more records
Product overview1 text field

SageView Advisory Group is an independent RIA offering a unified platform combining institutional retirement plan consulting and individual wealth management services. The core offerings include Institutional Retirement Plan Consulting (covering 401(k), 403(b), 457, Defined Benefit, and Cash Balance plans) and Wealth Management for individuals and families. The platform operates alongside add-on modules including PersonalSAGE financial wellness coaching, fiduciary services (both 3(21) and 3(38)), Market Commentary, Speaker Series webinars, Viewpoint Newsletter, and Resource Library. The company has been expanding through acquisitions and was acquired by Creative Planning in 2025, creating a combined entity managing $640 billion in assets.

Product and service5 records
1Institutional Retirement Plan Consulting
CategoryInstitutional Retirement Plan Consulting
Description

Retirement plan consulting service for institutional plan sponsors providing fiduciary governance, investment oversight, plan design optimization, provider management, plan cost management, compliance consulting, and participant financial wellness across qualified and nonqualified plans.

2Wealth Management
CategoryWealth Management
Description

Comprehensive wealth management for high-net-worth individuals and families, including financial planning, retirement income planning, investment management, tax-efficient strategies, and estate planning delivered through dedicated wealth advisors.

3PersonalSAGE Financial Wellness Platform
CategoryFinancial Wellness
Description

Financial readiness platform for retirement plan participants offering education, resources, and personalized one-on-one financial coaching delivered by coaches located throughout the country through in-person and technology-driven channels.

43(38) Fiduciary Investment Management
CategoryFiduciary Services
Description

Discretionary fiduciary investment management service under ERISA Section 3(38), allowing SageView to take discretion over investment selection and ongoing monitoring of retirement plan assets.

53(21) Fiduciary Consulting
CategoryFiduciary Services
Description

Non-discretionary fiduciary consulting service under ERISA Section 3(21), providing investment advice and recommendations to plan sponsors while they retain final decision-making authority.

Scale indicator8 records

Each record includes

Type, Value, Description, Source

Partnership1 partner
Strategic tierMinorTypeGTM or Marketing Partner
Description

Partnership for the Voice of the American Workplace survey presentation, a joint webinar series on workplace benefits and financial wellness. SageView partnered with Franklin Templeton to present annual survey findings on worker and employer insights.

Recent move7 records

Each record includes

Date, Type, Title, Description, Source

Expansion highlight7 records

Each record includes

Type, Description

Peers10 records
TypeDirect peer
Description

Large U.S. retirement plan advisory and wealth management firm combining institutional plan consulting with individual financial services. Directly comparable to SageView's dual-segment model and advisor-led service delivery.

TypeDirect peer
Description

One of the largest independent retirement plan and investment advisory firms in the U.S., serving institutional plan sponsors and HNW individuals. Closely comparable to SageView's institutional retirement + wealth management dual focus and similar scale.

TypeBroad incumbent
Description

Global investment firm with significant U.S. retirement plan advisory and OCIO services. Comparable in institutional retirement focus but with broader asset management and consulting capabilities.

TypeDirect peer
Description

Large independent RIA providing wealth advisory, retirement plan consulting, and family-office services. Comparable in business model mix of institutional retirement and HNW individual wealth management.

TypeBroad incumbent
Description

Large broker-dealer and RIA platform serving independent financial advisors with retirement, wealth, and insurance solutions. Comparable retirement advisory offering with broader product and distribution footprint.

TypeBroad incumbent
Description

Wealth and retirement advisory arm of a major North American bank. Comparable institutional retirement and HNW wealth management services with broader banking and capital markets capabilities.

TypeDirect peer
Description

National RIA offering wealth management and retirement plan consulting to individuals and institutions. Comparable to SageView in offering integrated retirement advisory with HNW wealth services at similar scale.

TypeDirect peer
Description

Major U.S. RIA combining retirement plan participant advice with HNW wealth management. Directly comparable to SageView in retirement-plan consulting and individual wealth services at national scale.

TypeBroad incumbent
Description

Wealth management division of a global investment bank serving HNW individuals with retirement, investment, and planning services. Comparable HNW/retirement advisory focus at much larger institutional scale.

TypeBroad incumbent
Description

One of the largest independent RIAs in the U.S. that acquired SageView in 2025. Now SageView's parent; provides broad wealth management services and shares SageView's institutional retirement and HNW wealth focus.

Market position
Strengths4 records

Each record includes

Headline, Details, Source

Weaknesses4 records

Each record includes

Headline, Details, Source

Competitive moat5 records

Each record includes

Type, Details

Key risks6 records

Each record includes

Headline, Details, Source

Key highlights7 records

Each record includes

Headline, Details, Source

Customer concentration

Classification, Details

Named customers2 records

Each record includes

Name, Industry, Type, Use case, Source, UUID

Segment3 records

Each record includes

Title, Type, Primary, Description, Pain point addressed, Use case, Source

Ideal customer profile2 records

Each record includes

Profile, Firmographic size, Sales motion, Sales cycle length, Buying structure, Purchase trigger, Buyer persona, Geography, Industry vertical, Primary use case, Description, Pain points, Evidence proof points, Target buyer

Technology focused
No
API detail
Has APIbool
No

Docs URL, Description

Integration5 records

Each record includes

Title, Type, Description, Source

AI maturity
App detail

Has app

Feature3 records

Each record includes

Title, Differentiator, Description, Source

Core technology
Revenue estimate
Valuation estimate
Number of profiles
Profiles11 records

Each record includes

Name, Designation, Designation category, Overview, Profile commentary, Source

Subsidiaries7 records

Each record includes

Name, Acquired on, Relationship type, Type, Business focus

Compliance1 record

Each record includes

Name, Class, Description

Funding overview

Funding stage, Last funding date, Total funding USD

Funding rounds

Each record includes

Round, Amount USD, Date, Pre money valuation, Total investors, Investors, News

Investors

Each record includes

Name, Type, Date of entry, Rounds participated, Website

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A9 records

Each record includes

Name, Acquisition type, Announced date, Completed date, Status, Website, News

Investment

Each record includes

Name, Round, Announced date, Lead investor, Website, News

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

SageView Advisory Group

Investment Advisory & Retirement Plan Consultingsageviewadvisory.com

SageView Advisory Group is an SEC-registered independent RIA founded in 1989, serving 1,700+ institutional retirement plan sponsors and 80,000+ private wealth clients through 550+ advisors across 34 U.S. offices, with $235 billion in client assets under advisement. The firm combines retirement plan consulting, fiduciary services, and wealth management via its PersonalSAGE platform.

What SageView Advisory Group does

SageView Advisory Group, LLC is an independent, SEC-registered investment adviser founded in 1989 by Randy Long and headquartered in Newport Beach, California. The firm serves two primary client segments: institutional retirement plan sponsors (1,700+ organizations across 401(k), 403(b), 457, defined benefit, cash balance, and nonqualified deferred compensation plans) and individual investors and families (5,000+ private wealth clients per company materials, expanded to 80,000+ per the 2025 acquisition announcement). As of 12/31/2024, SageView reported $235 billion in client assets under advisement across 11,800+ retirement plans, supported by 275 employees and 550+ advisors operating from 34 offices nationwide covering all 50 U.S. states.

The firm's service platform combines institutional retirement plan consulting (fiduciary governance under 3(21) and 3(38) designations, investment monitoring, plan design, compliance consulting, and provider management) with comprehensive wealth management for high-net-worth individuals (financial planning, investment management, retirement planning, tax strategies, and estate planning). Its proprietary PersonalSAGE platform delivers financial wellness education and one-on-one coaching to plan participants, while the firm integrates with third-party technology providers including Envestnet (institutional plan portal), Tamarac (wealth portal), eMAPlan (financial planning), and Fidelity and Schwab (custodial account viewing). Revenue is generated primarily through recurring AUM-based advisory fees and retirement plan consulting fees across both business lines.

SageView's growth has been substantially acquisition-driven: following a 2017 strategic partnership with Aquiline Capital Partners (which held a majority stake), the firm executed eight acquisitions between 2021 and 2025, including MJM401k ($17B AUA, 2021), Capital Strategies Investment Group (~$25B AUM, August 2025), and OnTrack 401(k), Palmer Retirement Consulting, Retirement Benefits Group, Bloomfield Hills Financial, kPlans, Summit Financial Consultants, and Lakeview Wealth Management. In October 2025, Creative Planning announced its acquisition of SageView, creating a combined entity with $640 billion in client assets; the deal is scheduled to close later in 2025 with Aquiline exiting its position.

SageView Advisory Group firmographics

Firmographics
Name
SageView Advisory Group
Legal name
SageView Advisory Group, LLC
Website
https://sageviewadvisory.com
Company type
Private
Founded year
1989
Operating status
Acquired
Headcount range
251–500 employees
Short description
SageView Advisory Group is an SEC-registered independent RIA founded in 1989, serving 1,700+ institutional retirement plan sponsors and 80,000+ private wealth clients through 550+ advisors across 34 U.S. offices, with $235 billion in client assets under advisement. The firm combines retirement plan consulting, fiduciary services, and wealth management via its PersonalSAGE platform.
Ownership category
akta.pro rank

SageView Advisory Group industry classification

Industry
Product category
Investment Advisory & Retirement Plan Consulting
NAICS
Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394), Pension Funds (525110)
SIC
Investment Advice (6282)
akta.pro primary industry
Employer Retirement Plan Advisory (401(k)/Pension) (FSAEABAE)
akta.pro secondary industries
Corporate Retirement Plan Advisory RIAs (ERISA 401(k)/403(b)) (FSAAACAF), Advisory Portfolio Management (Non-Discretionary) (FSAAABAD), Financial Planning & Goals-Based Advice (Mass Affluent) (FSAAAAAF)

Keywords

  • Retirement plan consulting
  • Wealth management services
  • Fiduciary investment management
  • Financial wellness programs
  • Investment advisory services

Where SageView Advisory Group is headquartered

Location

Headquarters

HQ city
Irvine
HQ country
United States
HQ region
North America

Offices34 records

Markets served

SageView Advisory Group business model

Business model
GTM type
B2B and B2C
Offering type
Services
Cost components
Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure

Revenue model

  1. Investment Advisory Fees: Fee-based investment advisory services for retirement plans and wealth management clients. Revenue generated through AUM-based fee structures.
  2. Retirement Plan Consulting Fees: Consulting fees for institutional retirement plan services including fiduciary oversight, plan design, compliance consulting, and investment monitoring.
  3. Wealth Management Services: Comprehensive wealth management and financial planning services for individuals and families, including investment management, retirement planning, tax guidance, and estate planning.

Go-to-market motion1 record

Distribution channels3 records

Marketing channels8 records

SageView Advisory Group product offering

Product offering

Core offering

SageView Advisory Group is an independent Registered Investment Adviser that delivers institutional retirement plan consulting services to plan sponsors (401(k), 403(b), 457, defined benefit, cash balance, nonqualified deferred compensation) and comprehensive wealth management services to high-net-worth individuals, executives, professionals, business owners, and multi-generational families. The firm operates both discretionary 3(38) and non-discretionary 3(21) fiduciary investment services and extends participant outcomes through its proprietary PersonalSAGE financial wellness platform combining education and one-on-one coaching.

Product overview

SageView Advisory Group is an independent RIA offering a unified platform combining institutional retirement plan consulting and individual wealth management services. The core offerings include Institutional Retirement Plan Consulting (covering 401(k), 403(b), 457, Defined Benefit, and Cash Balance plans) and Wealth Management for individuals and families. The platform operates alongside add-on modules including PersonalSAGE financial wellness coaching, fiduciary services (both 3(21) and 3(38)), Market Commentary, Speaker Series webinars, Viewpoint Newsletter, and Resource Library. The company has been expanding through acquisitions and was acquired by Creative Planning in 2025, creating a combined entity managing $640 billion in assets.

Differentiator

Problem solved

Functional benefit

Brands

  • PersonalSAGE: Financial readiness platform that provides education, resources and one-on-one financial coaching for plan participants, wherever they are in their financial journey. Strategic Advice, Guidance and Empowerment.

Products and services

  • Institutional Retirement Plan Consulting Retirement plan consulting service for institutional plan sponsors providing fiduciary governance, investment oversight, plan design optimization, provider management, plan cost management, compliance consulting, and participant financial wellness across qualified and nonqualified plans.
  • Wealth Management Comprehensive wealth management for high-net-worth individuals and families, including financial planning, retirement income planning, investment management, tax-efficient strategies, and estate planning delivered through dedicated wealth advisors.
  • PersonalSAGE Financial Wellness Platform Financial readiness platform for retirement plan participants offering education, resources, and personalized one-on-one financial coaching delivered by coaches located throughout the country through in-person and technology-driven channels.
  • 3(38) Fiduciary Investment Management Discretionary fiduciary investment management service under ERISA Section 3(38), allowing SageView to take discretion over investment selection and ongoing monitoring of retirement plan assets.
  • 3(21) Fiduciary Consulting Non-discretionary fiduciary consulting service under ERISA Section 3(21), providing investment advice and recommendations to plan sponsors while they retain final decision-making authority.

Quantifiable outcome

  • $235 billion in client assets under advisement
  • +3 more outcomes

Companies that use SageView Advisory Group

Customer profile

Named customers2 records

Segments3 records

Ideal customer profiles2 records

SageView Advisory Group technology and API

Technology

Technology focussed No

API detail

Has API
No
API docs
API detail

Core technology

AI maturity

App detail

Integration5 records

Feature3 records

SageView Advisory Group partnerships and signals

Strategic signal

Partnerships

One partnership is on record.

  • Franklin TempletonminorGTM or Marketing PartnerPartnership for the Voice of the American Workplace survey presentation, a joint webinar series on workplace benefits and financial wellness. SageView partnered with Franklin Templeton to present annual survey findings on worker and employer insights.

Scale indicators8 records

Recent moves7 records

Expansion highlights7 records

SageView Advisory Group competitors and assessment

Company assessment

Direct peers

  • OneDigital: Large U.S. retirement plan advisory and wealth management firm combining institutional plan consulting with individual financial services. Directly comparable to SageView's dual-segment model and advisor-led service delivery.
  • CAPTRUST: One of the largest independent retirement plan and investment advisory firms in the U.S., serving institutional plan sponsors and HNW individuals. Closely comparable to SageView's institutional retirement + wealth management dual focus and similar scale.
  • Mariner Wealth Advisors: Large independent RIA providing wealth advisory, retirement plan consulting, and family-office services. Comparable in business model mix of institutional retirement and HNW individual wealth management.
  • Mercer Advisors: National RIA offering wealth management and retirement plan consulting to individuals and institutions. Comparable to SageView in offering integrated retirement advisory with HNW wealth services at similar scale.
  • Edelman Financial Engines: Major U.S. RIA combining retirement plan participant advice with HNW wealth management. Directly comparable to SageView in retirement-plan consulting and individual wealth services at national scale.

Broad incumbents

  • Russell Investments: Global investment firm with significant U.S. retirement plan advisory and OCIO services. Comparable in institutional retirement focus but with broader asset management and consulting capabilities.
  • Cetera Financial Group: Large broker-dealer and RIA platform serving independent financial advisors with retirement, wealth, and insurance solutions. Comparable retirement advisory offering with broader product and distribution footprint.
  • BMO Wealth Management: Wealth and retirement advisory arm of a major North American bank. Comparable institutional retirement and HNW wealth management services with broader banking and capital markets capabilities.
  • Goldman Sachs Personal Financial Management: Wealth management division of a global investment bank serving HNW individuals with retirement, investment, and planning services. Comparable HNW/retirement advisory focus at much larger institutional scale.
  • Creative Planning: One of the largest independent RIAs in the U.S. that acquired SageView in 2025. Now SageView's parent; provides broad wealth management services and shares SageView's institutional retirement and HNW wealth focus.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat5 records

Key risks6 records

Key highlights7 records

Customer concentration

SageView Advisory Group social profiles

Digital presence

SageView Advisory Group compliance and trust

Trust signal

Compliance1 record

SageView Advisory Group financial estimates

Financial estimate

Revenue estimate

Valuation estimate

SageView Advisory Group leadership team

Management profile

Number of profiles

Profiles11 records

SageView Advisory Group subsidiaries and ownership

Company hierarchy

Subsidiaries7 records

SageView Advisory Group funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

SageView Advisory Group M&A and investment

M&A and investment

M&A9 records

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about SageView Advisory Group

What does SageView Advisory Group do?

SageView Advisory Group is an independent Registered Investment Adviser that delivers institutional retirement plan consulting services to plan sponsors (401(k), 403(b), 457, defined benefit, cash balance, nonqualified deferred compensation) and comprehensive wealth management services to high-net-worth individuals, executives, professionals, business owners, and multi-generational families. The firm operates both discretionary 3(38) and non-discretionary 3(21) fiduciary investment services and extends participant outcomes through its proprietary PersonalSAGE financial wellness platform combining education and one-on-one coaching.

Is SageView Advisory Group a public or private company?

SageView Advisory Group is a private company. It is classified as corporate owned and is currently acquired.

When was SageView Advisory Group founded?

SageView Advisory Group was founded in 1989. It employs 251 to 500 people.

Where is SageView Advisory Group based?

SageView Advisory Group is headquartered in Irvine, United States, in the North America region.

How does SageView Advisory Group make money?

Three revenue lines are on record. Investment Advisory Fees are the primary driver. The others are retirement Plan Consulting Fees and wealth Management Services.

Who are SageView Advisory Group's main competitors?

Direct peers on record are OneDigital, CAPTRUST, Mariner Wealth Advisors, Mercer Advisors and Edelman Financial Engines. Broad incumbents are Russell Investments, Cetera Financial Group, BMO Wealth Management, Goldman Sachs Personal Financial Management and Creative Planning.

Does SageView Advisory Group have an API?

No public API is recorded for SageView Advisory Group.

What industry is SageView Advisory Group in?

SageView Advisory Group's product category is Investment Advisory & Retirement Plan Consulting. Its primary akta.pro industry code is FSAEABAE, Employer Retirement Plan Advisory (401(k)/Pension), with a secondary code of FSAAACAF, Corporate Retirement Plan Advisory RIAs (ERISA 401(k)/403(b)). Its NAICS code is 523940 and its SIC code is 6282.

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Live signals
Defense WorldCrown Wealth Group LLC Takes $3.23 Million Position in Innovator U.S. Small Cap Power Buffer ETF – December $KDECCrown Wealth Group LLC acquired a new stake in Innovator U.S. Small Cap Power Buffer ETF – December (KDEC) during Q4, purchasing 126,327 shares valued at approximately $3.23 million, representing about 0.9% of the firm's portfolio. Several other investment firms, including Mutual Advisors LLC, SageView Advisory Group LLC, Catalina Capital Group LLC, Procyon Advisors LLC, and Raymond James Financial Inc., also disclosed modifications to their holdings in the same ETF during recent quarters. The ETF is an exchange-traded fund that aims to track small-cap stocks while providing buffer protection against the first 15% of losses over a one-year period.Defense WorldFinancial Plan Inc. Takes $2.29 Million Position in iShares Global REIT ETF $REETFinancial Plan Inc. acquired 91,744 shares of iShares Global REIT ETF (REET) valued at approximately $2.29 million during the fourth quarter, according to its most recent Form 13F filing with the SEC. Multiple other institutional investors also modified their positions in the ETF, including Valmark Advisers Inc., Northwestern Mutual Wealth Management Co., Polianta Ltd, SageView Advisory Group LLC, and Sumitomo Mitsui DS Asset Management Company Ltd. The ETF, which tracks the FTSE EPRA Nareit Global REITs index and is managed by BlackRock, has a market capitalization of $4.76 billion and a 12-month trading range of $23.53 to $27.50.DakotaOctober 2025 RIA Channel Updates | Key InsightsDakota tracked 33 RIA M&A deals in October 2025 involving nearly $300B in AUM, following a record third quarter for the sector, with activity already surpassing 2024 totals. The largest transaction was Creative Planning's (backed by TPG and General Atlantic) acquisition of $250B SageView Advisory Group from Aquiline Capital Partners, continuing the trend of large independent RIAs entering the retirement plan market. Major sponsor-backed investments included Rockefeller Capital Management recapitalizing at over $6.6B valuation and Kelso & Co. acquiring a 25% stake in Wellington-Altus Financial for CAD 400M, while Royal Bank of Canada emerged as the leading contender to acquire £65B UK-based Evelyn Partners from Permira and Warburg Pincus.PLANADVISERCreative Planning to Acquire SageView Advisory GroupCreative Planning LLC has agreed to acquire SageView Advisory Group, an independent registered advisory firm headquartered in Newport Beach, California, with $250 billion in assets under management as of June 30, 2025. Aquiline Capital Partners, which acquired a majority stake in SageView in 2021, will exit its investment upon completion of the transaction. The newly combined firm will manage $640 billion in total client assets across more than 550 advisers, 11,800 retirement plans, and 80,000 private wealth clients operating across all 50 states and in more than 90 countries worldwide.MarketBeatSageView Advisory Group LLC Grows Stock Holdings in EQT Corporation $EQTSageView Advisory Group increased its stake in EQT Corporation by 63.5% in Q1, holding 14,226 shares worth $760,000. Other institutional investors also raised positions, while insiders sold shares. Analysts rate the stock a Moderate Buy with a consensus price target of $62.14.PLANADVISERSageView Advisory Group Acquires Cap StratSageView Advisory Group has acquired Capital Strategies Investment Group LLC (Cap Strat), an institutional retirement plan consulting and wealth management firm based in Oakbrook Terrace, Illinois. Cap Strat managed approximately $25 billion in assets, including $750 million in wealth management AUM, as of June 30, and its team of 23 professionals will join SageView as managing directors. The acquisition strengthens SageView's position at the intersection of retirement planning and wealth management, with SageView now expanding its nationwide footprint to more than 30 offices from its Newport Beach, California headquarters.PR NewswireSageView Advisory Group Enhances Services and Midwest Footprint with Acquisition of Cap StratSageView Advisory Group acquired CAP STRAT, an institutional retirement plan consulting and wealth management firm based in Illinois. CAP STRAT manages approximately $25 billion in assets, including $750 million in wealth management AUM and over $24 billion in institutional AUA. The acquisition adds Institutional Managed Asset Services capabilities to SageView.Wealth ManagementSageView Acquires $25B CAP STRATSageView Advisory Group has acquired CAP STRAT, an Oakbrook Terrace, Illinois-based institutional retirement plan consulting and wealth management firm, adding $25 billion in assets including $750 million in wealth business and over $24 billion in institutional assets under administration. The 23-person team from CAP STRAT, including Barbara Best, Nancy Rizzuto, Alison Bettonville, Mike Rarey, Michael Warford and Neil Davies, will join as managing directors. SageView, which had $235 billion in assets under management and advisement as of end-2024, is expanding its wealth management capabilities following a 2021 partnership with private equity firm Aquiline Capital Partners.PR NewswireSageView Acquires OnTrack 401(k) of Maryland, Deepens Institutional Retirement Plan Consulting FootprintSageView acquired OnTrack 401(k) of Maryland, which manages $400 million in assets and serves over 90 institutions. The deal closed on December 2, with Doug O'Rear joining as Managing Director. This marks SageView's second Maryland location and expands its East Coast presence.PR NewswireSageView Advisory Group Builds Out Leadership Team to Drive Next Stage of Growth StrategySageView Advisory Group announced two senior leadership appointments as part of its next stage growth strategy, appointing Christina Walsh as Chief Financial Officer and Steve Gaven as Chief Growth Officer, with both reporting to CEO John Longley. Walsh previously served as a Principal at SageView's equity partner Aquiline Capital Partners, while Gaven joins from RWA Wealth where he helped double the firm's AUM to $15 billion in less than two years through acquisitions. The firm, which has acquired 10 firms since partnering with Aquiline and was recently ranked by Forbes as one of America's Top RIA Firms, aims to accelerate expansion of its wealth management business alongside its retirement plan advisory operations.