Hampton Financial
Hampton Financial Corporation is a Toronto-based publicly traded private equity firm (TSX-V: HFC) operating in Canadian financial services through CIRO-regulated Hampton Securities (wealth management and capital markets), Oxygen Working Capital (commercial lending), and a minority stake in Icon Energy (global shipping).
- Company typePublic
- Founded1996
- HeadquartersToronto, Canada
- Headcount1–10
- GTM typeB2B and B2C
- OfferingServices
What Hampton Financial does
Hampton Financial Corporation (TSX-V: HFC) is a Toronto-based publicly traded private equity holding company that operates in Canadian financial services through wholly owned subsidiaries and strategic investments. Its core operating asset is Hampton Securities Limited, a CIRO-regulated full-service boutique investment dealer founded in 1996 that delivers private client wealth management, corporate finance advisory, institutional sales and trading, and insurance and estate planning. The firm is registered to operate across eight Canadian provinces and territories (Alberta, British Columbia, Manitoba, Saskatchewan, Nova Scotia, Northwest Territories, Ontario, and Quebec) and reports having assisted corporate clients in raising over $1.5 billion in equity and debt offerings since 2021.
The company's business model is multi-stream and largely transaction- and fee-based. Capital markets activities (IPO advisory, M&A advisory, private placements, debt and equity underwriting) generate transaction fees; the wealth management franchise generates recurring advisory fees on portfolios for HNW families, family offices, and individual investors; institutional services serve pension funds, insurance companies, corporate treasuries, and endowments; and Oxygen Working Capital, acquired in 2024, contributes interest and fee income from factoring and cash advances to growth-stage businesses. In May 2026, HFC added a strategic 10% minority stake in Icon Energy Corp. (a dry bulk shipping company headquartered in Athens, Greece, NASD: ICON), extending its exposure into global shipping as a non-operating investment. Go-to-market is direct and relationship-driven, with no proprietary technology disclosed.
Revenue is small-scale but accelerating. Q2 FY2026 (quarter ended February 28, 2026) revenue was $3.97 million, up 39% year-over-year from $2.85 million, with EBITDA swinging to $559,000 from a $(690,000) loss and a modest net loss of $(251,000). The capital structure has been actively managed via multiple 11% debenture placements ($3M in May 2025, $2.5M in August 2025) and sizeable debt-to-equity conversions (~$9.2M settled via share issuance in December 2025, and further share-for-debt transactions through April 2026), reflecting reliance on debt financing to fund subsidiary growth and balance sheet repair.
Hampton Financial firmographics
Firmographics- Name
- Hampton Financial
- Legal name
- Hampton Financial Corp.
- Website
- https://hamptonfinancialcorp.com
- Company type
- Public
- Founded year
- 1996
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Hampton Financial Corporation is a Toronto-based publicly traded private equity firm (TSX-V: HFC) operating in Canadian financial services through CIRO-regulated Hampton Securities (wealth management and capital markets), Oxygen Working Capital (commercial lending), and a minority stake in Icon Energy (global shipping).
- Ownership category
- akta.pro rank
Hampton Financial industry classification
Industry- Product category
- Diversified Financial Services
- NAICS
- Other Financial Vehicles (525990)
- SIC
- Investors, Nec (6799)
- akta.pro primary industry
- Onshore Private Banking (Domestic HNW/UHNW) (FSAAABAA)
- akta.pro secondary industries
- Commercial Real Estate Brokerage (Leasing & Sales) (FSAEAJAB), Real Estate Capital Markets Advisory (Debt/Equity Placement, Refinancing) (BPAJANAE)
Keywords
Where Hampton Financial is headquartered
LocationHeadquarters
- HQ city
- Toronto
- HQ country
- Canada
- HQ region
- North America
Offices1 record
Markets served
Hampton Financial business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure, Supply Chain
Revenue model
- Private Equity and Strategic Investments: Hampton Financial generates returns through strategic investments in portfolio companies, including wealth management firms, commercial lending operations, and diversified sectors. The company actively pursues acquisitions to expand its portfolio and generate accretion to earnings.
- Wealth Management and Advisory Services: Hampton Securities Limited provides comprehensive wealth management services including portfolio management, retirement solutions, financial planning, and investment advisory for high-net-worth individuals and families.
- Capital Markets and Investment Banking: The firm earns fees from assisting companies with raising capital through private placements, IPOs, and debt offerings. Hampton Securities acts as agent or lead agent for various equity and debt financings, earning transaction-based fees.
- Commercial Lending (Oxygen Working Capital): Oxygen Working Capital provides factoring, cash advances, and other cash management options to businesses, generating revenue through interest and fees on working capital financing.
- Investment Income: The company earns returns on strategic stakes in other companies, such as the 10% stake in Icon Energy Corp acquired for approximately C$550,000.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Investment professional compensation |
Go-to-market motion2 records
Distribution channels3 records
Marketing channels4 records
Hampton Financial product offering
Product offeringCore offering
Hampton Financial Corporation is a publicly traded private equity holding company that invests in and operates businesses across the Canadian financial services sector. Through its wholly-owned subsidiary Hampton Securities Limited, a CIRO-regulated full-service investment dealer, the company delivers private-client wealth management, corporate finance advisory, institutional sales and trading, and insurance and estate planning. Its other operating subsidiary, Oxygen Working Capital, provides factoring, cash advances, and cash-management solutions to growth-stage businesses, while a recently acquired minority stake in Icon Energy Corp. extends the platform into global dry-bulk shipping.
Product overview
Hampton Financial Corporation operates as a private equity firm engaged in financial services through its operating subsidiaries. The platform comprises Hampton Securities Limited (a full-service investment dealer offering private client wealth management, corporate finance, institutional sales and trading, and insurance and estate planning), Oxygen Working Capital (commercial lending providing factoring and cash advances), and strategic investments in international shipping through Icon Energy. The company also provides direct family office, institutional services, and capital markets capabilities.
Differentiator
Problem solved
Functional benefit
Products and services
- Hampton Securities Limited Full-Service Investment Dealer Services CIRO-regulated full-service investment dealer offering private-client wealth management, corporate finance advisory, institutional sales and trading, and insurance and estate planning for individual investors, high-net-worth families, institutional clients and corporate issuers across Canada.
- Oxygen Working Capital Factoring and Cash Advances Commercial lending business providing factoring, cash advances, and other cash-management options to Canadian businesses that are growing faster than their cash flow; wholly-owned subsidiary of Hampton Financial Corporation acquired in 2024.
- Private Client Wealth Management and Financial Planning Personalized portfolio management, retirement solutions, financial planning and investment advisory services for individual investors, high-net-worth families, and family-office clients, delivered through Hampton Securities Limited.
- Family Office and Estate Planning Services Comprehensive wealth management solutions for high-net-worth families including estate planning, generational wealth transfer, tax optimization, and access to private investment opportunities, delivered through Hampton Securities Limited.
- Institutional Investment Services Specialized financial solutions for institutional clients including pension funds, corporate treasury departments, insurance companies, and endowments, provided through Hampton Securities Limited.
- Capital Markets and Investment Banking Advisory Investment banking and capital-markets services for corporate issuers, including IPO advisory, M&A advisory, debt and equity financings, market-making, and listings support on Canadian securities exchanges, delivered through Hampton Securities Limited.
- Icon Energy Strategic Investment (Dry-Bulk Shipping Exposure) Minority strategic stake in Icon Energy Corp., an international shipping company providing worldwide seaborne transportation services for dry-bulk cargoes via a fleet of three oceangoing dry-bulk vessels headquartered in Athens, Greece, and traded on NASD under symbol ICON.
Quantifiable outcome
- Revenue increased 39% year-over-year to $3.97 million in Q2 FY2026
- +2 more outcomes
Companies that use Hampton Financial
Customer profileSegments5 records
Ideal customer profiles4 records
Hampton Financial technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Hampton Financial partnerships and signals
Strategic signalScale indicators10 records
Recent moves2 records
Expansion highlights5 records
Hampton Financial competitors and assessment
Company assessmentBroad incumbents
- Canaccord Genuity Group: Canadian-headquartered independent investment dealer with wealth management and capital markets operations across multiple geographies. Larger-scale direct competitor to Hampton Securities, offering overlapping private client wealth management and corporate finance services to mid-market issuers.
- VersaBank: Canadian Schedule I chartered bank with digital banking operations and a point-of-sale financing/working capital lending subsidiary (VersaBank Innovation Bank of Canada). Comparable to Hampton's Oxygen Working Capital commercial lending business model serving Canadian businesses.
- Industrial Alliance Insurance and Financial Services: Major Canadian insurance and wealth management firm offering wealth management, institutional services, and capital markets activities. Broader incumbent competitor in Canadian HNW wealth management and institutional services segments.
- Desjardins Capital Markets: Canadian cooperative financial group's capital markets and wealth management division. Operates institutional sales, trading, and corporate finance capabilities broadly comparable to Hampton Securities' institutional division.
Direct peers
- Cormark Securities: Canadian boutique investment dealer focused on institutional sales, trading, and corporate finance for mid-market issuers. Highly comparable to Hampton Securities in scale and boutique positioning serving the same Canadian small/mid-cap issuer ecosystem.
- Haywood Securities: Canadian boutique full-service investment dealer with wealth management and capital markets operations. Direct competitor to Hampton Securities in serving Canadian growth and resource sector issuers with research and underwriting capabilities.
- PI Financial Corp: Canadian boutique investment dealer providing wealth management, institutional sales and trading, and corporate finance. Closely comparable in boutique positioning and full-service dealer registration (CIRO/IIROC) to Hampton Securities.
- Echelon Wealth Partners: Canadian independent boutique investment dealer focused on institutional and private client wealth management with capital markets capabilities. Direct peer in boutique CIRO-regulated dealer segment serving mid-market issuers.
Regional players
- Questrade Wealth Management: Canadian online brokerage and wealth management platform with investment dealer and asset management operations. Operates in overlapping Canadian retail/private client wealth management segment, though primarily self-directed rather than full-advisory.
Emerging players
- Acumen Capital Finance Partners: Canadian boutique investment bank focused on resource and growth company financings. Comparable to Hampton Securities in boutique Canadian capital markets niche serving smaller-cap and resource sector issuers.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks7 records
Key highlights7 records
Customer concentration
Hampton Financial compliance and trust
Trust signalCompliance2 records
Hampton Financial financial estimates
Financial estimateRevenue estimate
Valuation estimate
Hampton Financial leadership team
Management profileNumber of profiles
Profiles6 records
Hampton Financial subsidiaries and ownership
Company hierarchySubsidiaries3 records
Hampton Financial funding detail
Funding detailFunding overview
Funding rounds9 records
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Hampton Financial M&A and investment
M&A and investmentM&A1 record
Investments1 record
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Hampton Financial
What does Hampton Financial do?
Hampton Financial Corporation is a publicly traded private equity holding company that invests in and operates businesses across the Canadian financial services sector. Through its wholly-owned subsidiary Hampton Securities Limited, a CIRO-regulated full-service investment dealer, the company delivers private-client wealth management, corporate finance advisory, institutional sales and trading, and insurance and estate planning. Its other operating subsidiary, Oxygen Working Capital, provides factoring, cash advances, and cash-management solutions to growth-stage businesses, while a recently acquired minority stake in Icon Energy Corp. extends the platform into global dry-bulk shipping.
Is Hampton Financial a public or private company?
Hampton Financial is a public company. It is classified as public and is currently operating.
When was Hampton Financial founded?
Hampton Financial was founded in 1996. It employs 1 to 10 people.
Where is Hampton Financial based?
Hampton Financial is headquartered in Toronto, Canada, in the North America region.
How does Hampton Financial make money?
Five revenue lines are on record. Private Equity and Strategic Investments are the primary driver. The others are wealth Management and Advisory Services, capital Markets and Investment Banking, commercial Lending (Oxygen Working Capital) and investment Income.
Who are Hampton Financial's main competitors?
Broad incumbents on record are Canaccord Genuity Group, VersaBank, Industrial Alliance Insurance and Financial Services and Desjardins Capital Markets. Direct peers are Cormark Securities, Haywood Securities, PI Financial Corp and Echelon Wealth Partners. Questrade Wealth Management is listed as a regional player. Acumen Capital Finance Partners is listed as an emerging player.
Does Hampton Financial have an API?
No public API is recorded for Hampton Financial.
What industry is Hampton Financial in?
Hampton Financial's product category is Diversified Financial Services. Its primary akta.pro industry code is FSAAABAA, Onshore Private Banking (Domestic HNW/UHNW), with a secondary code of FSAEAJAB, Commercial Real Estate Brokerage (Leasing & Sales). Its NAICS code is 525990 and its SIC code is 6799.