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UBS O'Connor

Full company profile

uuid000638c

Namestring
UBS O'Connor
Legal namestring
UBS Group AG
Websiteurl
ubs.com
Company typeenum
Public
Founded yearint
1862
Descriptiontext

UBS O'Connor operates as an investment management division within UBS Asset Management, headquartered in Chicago. The firm pursues capital solutions strategies and broader alternative investment mandates, evidenced by regulatory disclosures including a Form 8.3 filing made on 2025-10-22 disclosing a 2.76% equity interest in UK-listed Spectris PLC. As part of UBS Group AG (founded 1862, publicly traded on the SIX Swiss Exchange under ticker UBS), O'Connor is embedded within one of the world's largest financial services platforms, which manages approximately $7 trillion in invested assets and held $73.3 billion in capital reserves as of 2026. The firm is led by CIO Kevin Russell and benefits from integration with UBS's post-2023 Credit Suisse-expanded global footprint across the Americas, EMEA, and Asia Pacific.

Business-model details specific to UBS O'Connor — including pricing schedules, segregated product lines, technology stack, and customer composition — are not disclosed in the available data. What is observable is that O'Connor operates alongside UBS's Wealth Management, Investment Bank, and Asset Management divisions, accessing institutional and corporate clients via the parent group's distribution channels and regulatory infrastructure across multiple jurisdictions. The franchise retained its capital solutions co-heads against a competing opportunity at Cantor in 2025, indicating active investment in the strategy's leadership bench and franchise continuity.

Short descriptiontext

UBS O'Connor is an investment management division within UBS Asset Management, pursuing capital solutions and alternative investment strategies for institutional and corporate clients, and operating from Chicago as part of UBS Group AG.

Operating statusenum
Operating
Ownership categoryenum
Headcount rangeband
5,001–10,000
akta.pro rankint
HeadquartersChicago, United States
HQ citystring
Chicago
HQ countrystring
United States
HQ regionstring
North America
Markets served

Serves global market

Keyword5 values
investment management, capital solutions, asset management, institutional investing, equity strategies
Industry3 codes
1Capital Raising Advisory (Equity & Equity-Linked)
CodeFSAEAGACPrimaryYes
2Corporate Finance & Capital Advisory
CodeBPAHADABPrimaryNo
3Private Markets Fund of Funds (PE / VC / Private Credit FoF)
CodeFSAHAKAFPrimaryNo
NAICS code3 codes
  • Portfolio Management and Investment Advice523940
  • Investment Banking and Securities Intermediation52315
  • All Other Financial Investment Activities52399
SIC code2 codes
  • Investment Advice6282
  • Security Brokers, Dealers & Flotation Companies6211
Product category
Institutional Investment Management
Cost components6 values
Personnel, Operations, Technology or R&D, Infrastructure, Marketing or Sales, Others
GTM typeB2B
B2B
Offering typeServices
Services
Core offering1 text field

UBS O'Connor operates as an investment management division within UBS Asset Management, delivering capital solutions strategies and equity investment mandates to institutional clients. The firm files regulatory disclosures (e.g., Form 8.3 for its holdings such as a 2.76% interest in Spectris PLC) and runs its strategies through dedicated co-headed capital solutions leadership.

Differentiator
Functional benefit
Problem solved
Product overview1 text field

No specific product or service information for UBS O'Connor was found in the provided source data. The sources primarily cover UBS Group's broader wealth management, asset management, and investment banking offerings, including UBS Wealth Management, UBS Asset Management, UBS KeyLink (professional e-banking solution), and UBS Investment Bank services. No dedicated products or services for UBS O'Connor were identified.

Product and service1 record
1Capital Solutions Strategies
CategoryInstitutional investment management
Description

Capital solutions strategies managed for institutional clients by UBS O'Connor, run by co-headed leadership within UBS Asset Management.

Scale indicator1 record

Each record includes

Type, Value, Description, Source

Recent move3 records

Each record includes

Date, Type, Title, Description, Source

Expansion highlight2 records

Each record includes

Type, Description

Peers10 records
1Millennium Management
TypeDirect peer
Description

Largest multi-strategy hedge fund platform globally; comparable to UBS O'Connor in running multi-PM pod structures across alternatives strategies, though standalone and substantially larger in AUM.

2Citadel LLC
TypeDirect peer
Description

Multi-strategy hedge fund platform with broad equity, fixed income, and capital solutions exposure; directly comparable to UBS O'Connor's multi-strategy alternative mandate within a larger institutional wrapper.

3Point72 Asset Management
TypeDirect peer
Description

Multi-strategy hedge fund with discretionary long/short and macro mandates; competes for the same institutional allocator capital as UBS O'Connor's capital solutions strategies.

4Balyasny Asset Management
TypeDirect peer
Description

Multi-strategy, multi-PM hedge fund platform with capital solutions and equity-focused pods; most direct structural analog to UBS O'Connor's institutional alternatives model.

5Schonfeld Strategic Advisors
TypeDirect peer
Description

Multi-strategy hedge fund platform with global institutional footprint; competes for similar institutional capital allocation mandates to UBS O'Connor.

6Goldman Sachs Asset Management (Alternatives)
TypeBroad incumbent
Description

Bank-owned alternatives platform offering multi-strategy hedge funds and capital solutions; structurally analogous to UBS O'Connor as a captive alternatives arm of a global investment bank, but with broader product breadth.

7Morgan Stanley Investment Management
TypeBroad incumbent
Description

Global asset manager with significant alternatives and capital solutions capabilities; comparable as a wealth-management-anchored alternatives platform within a bulge-bracket parent.

8JPMorgan Asset Management
TypeBroad incumbent
Description

Global asset manager offering multi-strategy hedge fund and capital solutions products; directly comparable to UBS O'Connor as the alternatives arm of a competing universal bank.

9Man Group
TypeBroad incumbent
Description

Publicly listed multi-strategy alternative asset manager; comparable to UBS O'Connor in offering institutional multi-strategy and capital solutions mandates, with greater transparency as a listed entity.

10D.E. Shaw & Co.
TypeDirect peer
Description

Multi-strategy alternatives platform combining discretionary and systematic strategies; comparable to UBS O'Connor in serving sophisticated institutional clients with diversified alternative mandates.

Market position
Strengths5 records

Each record includes

Headline, Details, Source

Weaknesses5 records

Each record includes

Headline, Details, Source

Competitive moat4 records

Each record includes

Type, Details

Key risks1 record

Each record includes

Headline, Details, Source

Key highlights5 records

Each record includes

Headline, Details, Source

Customer concentration

Classification, Details

Ideal customer profile1 record

Each record includes

Profile, Firmographic size, Sales motion, Sales cycle length, Buying structure, Purchase trigger, Buyer persona, Geography, Industry vertical, Primary use case, Description, Pain points, Evidence proof points, Target buyer

Technology focused
No
API detail
Has APIbool
No

Docs URL, Description

AI maturity
App detail

Has app

Core technology
Revenue estimate
Valuation estimate
Number of profiles
Profiles1 record

Each record includes

Name, Designation, Designation category, Overview, Profile commentary, Source

Subsidiaries8 records

Each record includes

Name, Acquired on, Relationship type, Type, Business focus

No data
Funding overview

Funding stage, Last funding date, Total funding USD

Funding rounds

Each record includes

Round, Amount USD, Date, Pre money valuation, Total investors, Investors, News

Investors

Each record includes

Name, Type, Date of entry, Rounds participated, Website

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Each record includes

Name, Acquisition type, Announced date, Completed date, Status, Website, News

Investment16 records

Each record includes

Name, Round, Announced date, Lead investor, Website, News

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

UBS O'Connor

Institutional Investment Managementubs.com

UBS O'Connor is an investment management division within UBS Asset Management, pursuing capital solutions and alternative investment strategies for institutional and corporate clients, and operating from Chicago as part of UBS Group AG.

What UBS O'Connor does

UBS O'Connor operates as an investment management division within UBS Asset Management, headquartered in Chicago. The firm pursues capital solutions strategies and broader alternative investment mandates, evidenced by regulatory disclosures including a Form 8.3 filing made on 2025-10-22 disclosing a 2.76% equity interest in UK-listed Spectris PLC. As part of UBS Group AG (founded 1862, publicly traded on the SIX Swiss Exchange under ticker UBS), O'Connor is embedded within one of the world's largest financial services platforms, which manages approximately $7 trillion in invested assets and held $73.3 billion in capital reserves as of 2026. The firm is led by CIO Kevin Russell and benefits from integration with UBS's post-2023 Credit Suisse-expanded global footprint across the Americas, EMEA, and Asia Pacific.

Business-model details specific to UBS O'Connor — including pricing schedules, segregated product lines, technology stack, and customer composition — are not disclosed in the available data. What is observable is that O'Connor operates alongside UBS's Wealth Management, Investment Bank, and Asset Management divisions, accessing institutional and corporate clients via the parent group's distribution channels and regulatory infrastructure across multiple jurisdictions. The franchise retained its capital solutions co-heads against a competing opportunity at Cantor in 2025, indicating active investment in the strategy's leadership bench and franchise continuity.

UBS O'Connor firmographics

Firmographics
Name
UBS O'Connor
Legal name
UBS Group AG
Website
https://ubs.com
Company type
Public
Founded year
1862
Operating status
Operating
Headcount range
5,001–10,000 employees
Short description
UBS O'Connor is an investment management division within UBS Asset Management, pursuing capital solutions and alternative investment strategies for institutional and corporate clients, and operating from Chicago as part of UBS Group AG.
Ownership category
akta.pro rank

UBS O'Connor industry classification

Industry
Product category
Institutional Investment Management
NAICS
Portfolio Management and Investment Advice (523940), Investment Banking and Securities Intermediation (52315), All Other Financial Investment Activities (52399)
SIC
Investment Advice (6282), Security Brokers, Dealers & Flotation Companies (6211)
akta.pro primary industry
Capital Raising Advisory (Equity & Equity-Linked) (FSAEAGAC)
akta.pro secondary industries
Corporate Finance & Capital Advisory (BPAHADAB), Private Markets Fund of Funds (PE / VC / Private Credit FoF) (FSAHAKAF)

Keywords

  • Investment management
  • Capital solutions
  • Asset management
  • Institutional investing
  • Equity strategies

Where UBS O'Connor is headquartered

Location

Headquarters

HQ city
Chicago
HQ country
United States
HQ region
North America

Markets served

UBS O'Connor business model

Business model
GTM type
B2B
Offering type
Services
Cost components
Personnel, Operations, Technology or R&D, Infrastructure, Marketing or Sales, Others

UBS O'Connor product offering

Product offering

Core offering

UBS O'Connor operates as an investment management division within UBS Asset Management, delivering capital solutions strategies and equity investment mandates to institutional clients. The firm files regulatory disclosures (e.g., Form 8.3 for its holdings such as a 2.76% interest in Spectris PLC) and runs its strategies through dedicated co-headed capital solutions leadership.

Product overview

No specific product or service information for UBS O'Connor was found in the provided source data. The sources primarily cover UBS Group's broader wealth management, asset management, and investment banking offerings, including UBS Wealth Management, UBS Asset Management, UBS KeyLink (professional e-banking solution), and UBS Investment Bank services. No dedicated products or services for UBS O'Connor were identified.

Differentiator

Problem solved

Functional benefit

Products and services

  • Capital Solutions Strategies Capital solutions strategies managed for institutional clients by UBS O'Connor, run by co-headed leadership within UBS Asset Management.

Companies that use UBS O'Connor

Customer profile

Ideal customer profiles1 record

UBS O'Connor technology and API

Technology

Technology focussed No

API detail

Has API
No
API docs
API detail

Core technology

AI maturity

App detail

UBS O'Connor partnerships and signals

Strategic signal

Scale indicators1 record

Recent moves3 records

Expansion highlights2 records

UBS O'Connor competitors and assessment

Company assessment

Direct peers

  • Millennium Management: Largest multi-strategy hedge fund platform globally; comparable to UBS O'Connor in running multi-PM pod structures across alternatives strategies, though standalone and substantially larger in AUM.
  • Citadel LLC: Multi-strategy hedge fund platform with broad equity, fixed income, and capital solutions exposure; directly comparable to UBS O'Connor's multi-strategy alternative mandate within a larger institutional wrapper.
  • Point72 Asset Management: Multi-strategy hedge fund with discretionary long/short and macro mandates; competes for the same institutional allocator capital as UBS O'Connor's capital solutions strategies.
  • Balyasny Asset Management: Multi-strategy, multi-PM hedge fund platform with capital solutions and equity-focused pods; most direct structural analog to UBS O'Connor's institutional alternatives model.
  • Schonfeld Strategic Advisors: Multi-strategy hedge fund platform with global institutional footprint; competes for similar institutional capital allocation mandates to UBS O'Connor.
  • D.E. Shaw & Co. Multi-strategy alternatives platform combining discretionary and systematic strategies; comparable to UBS O'Connor in serving sophisticated institutional clients with diversified alternative mandates.

Broad incumbents

  • Goldman Sachs Asset Management (Alternatives): Bank-owned alternatives platform offering multi-strategy hedge funds and capital solutions; structurally analogous to UBS O'Connor as a captive alternatives arm of a global investment bank, but with broader product breadth.
  • Morgan Stanley Investment Management: Global asset manager with significant alternatives and capital solutions capabilities; comparable as a wealth-management-anchored alternatives platform within a bulge-bracket parent.
  • JPMorgan Asset Management: Global asset manager offering multi-strategy hedge fund and capital solutions products; directly comparable to UBS O'Connor as the alternatives arm of a competing universal bank.
  • Man Group: Publicly listed multi-strategy alternative asset manager; comparable to UBS O'Connor in offering institutional multi-strategy and capital solutions mandates, with greater transparency as a listed entity.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat4 records

Key risks1 record

Key highlights5 records

Customer concentration

UBS O'Connor social profiles

Digital presence

UBS O'Connor financial estimates

Financial estimate

Revenue estimate

Valuation estimate

UBS O'Connor leadership team

Management profile

Number of profiles

Profiles1 record

UBS O'Connor subsidiaries and ownership

Company hierarchy

Subsidiaries8 records

UBS O'Connor funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

UBS O'Connor M&A and investment

M&A and investment

M&A

Investments16 records

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about UBS O'Connor

What does UBS O'Connor do?

UBS O'Connor operates as an investment management division within UBS Asset Management, delivering capital solutions strategies and equity investment mandates to institutional clients. The firm files regulatory disclosures (e.g., Form 8.3 for its holdings such as a 2.76% interest in Spectris PLC) and runs its strategies through dedicated co-headed capital solutions leadership.

Is UBS O'Connor a public or private company?

UBS O'Connor is a public company. It is classified as public and is currently operating.

When was UBS O'Connor founded?

UBS O'Connor was founded in 1862. It employs 5,001 to 10,000 people.

Where is UBS O'Connor based?

UBS O'Connor is headquartered in Chicago, United States, in the North America region.

Who are UBS O'Connor's main competitors?

Direct peers on record are Millennium Management, Citadel LLC, Point72 Asset Management, Balyasny Asset Management, Schonfeld Strategic Advisors and D.E. Shaw & Co.. Broad incumbents are Goldman Sachs Asset Management (Alternatives), Morgan Stanley Investment Management, JPMorgan Asset Management and Man Group.

Does UBS O'Connor have an API?

No public API is recorded for UBS O'Connor.

What industry is UBS O'Connor in?

UBS O'Connor's product category is Institutional Investment Management. Its primary akta.pro industry code is FSAEAGAC, Capital Raising Advisory (Equity & Equity-Linked), with a secondary code of BPAHADAB, Corporate Finance & Capital Advisory. Its NAICS code is 523940 and its SIC code is 6282.

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Live signals
BloombergUBS O’Connor Loses Private Credit Chiefs Before Cantor DealUBS O'Connor co-heads Rodrigo Trelles and Baxter Wasson stopped running the firm's funds on Oct. 20 after Cantor Fitzgerald agreed to buy the unit. They declined Cantor's job offers, and the funds are no longer managed as the acquisition finalizes.AbfjournalMiddle Market Debt Weekly: First Brands Collapse Spurs Scrutiny of Off-Balance-Sheet FinancingFirst Brands Group's new management filed fraud allegations against founder Patrick James on November 4, accusing him of misappropriating hundreds of millions (potentially billions) of dollars through systematically inflated invoices and a $2.3 billion off-balance-sheet financing scheme, leaving the auto parts company with $10-50 billion in total debt. The U.S. Trustee and federal prosecutors have joined creditor demands for an independent bankruptcy examiner, while major financial institutions including Jefferies, UBS O'Connor, and Millennium Management face significant exposure through First Brands' complex financing structures. The Federal Reserve's November 7 Financial Stability Report explicitly cited the First Brands bankruptcy as an example of risks from opaque off-balance-sheet funding, elevating concerns from operational failures to systemic financial stability risks, even as a separate Fed survey showed the strongest improvement in business loan demand from mid-sized firms in nearly three years.TradingViewREG - UBS O'Connor Spectris PLC - Form 8.3 - Spectris plcUBS O'Connor, acting under UBS Asset Management, filed a Form 8.3 disclosure with the UK Takeover Panel on 23 October 2025 revealing a 2.7605% position (2,744,221 cash-settled CFDs) in Spectris PLC as of 22 October 2025. The filing shows the firm recently increased its long position through two CFD purchases totaling approximately 28,824 shares at prices around 41.03 GBP. This is a routine regulatory disclosure required under UK Takeover Code Rule 8.3 for any person holding 1% or more of relevant securities in an offeree company.PR NewswireLogix Successfully Completes Recapitalization Transactions to Drive Long-Term GrowthLogix Communications completed recapitalization transactions led by UBS O'Connor Capital Solutions, including a $45 million investment and debt reduction over $150 million. Greg O'Connor was named CEO, and the company will use the liquidity to expand its fiber network and roll out 800G wave connectivity.BloombergGas Tycoon Charif Souki Owes Lenders $100 Million, Judge RulesA Texas bankruptcy judge ruled that energy tycoon Charif Souki owes lenders at least $100 million, rejecting his claims that they unfairly depleted the value of his collateral. The court denied Souki's allegations that lenders, including a fund managed by UBS O’Connor LLC, destroyed the value of his ranch and sold shares of Tellurian Inc. at unreasonably low prices.Food Business NewsStartup raises $36 million to ‘future-proof’ pantry staplesFood technology startup Voyage Foods raised $36 million in Series A financing, bringing its total funding to $41.7 million, led by Adam Maxwell and investors including UBS O’Connor and Level One Fund. The company is developing molecularly similar alternatives to pantry staples such as peanut-free spread, cacao-free chocolate, and coffee-free beverages to address sustainability and allergen concerns. These products are scheduled to launch online and in retail stores starting in the second quarter of 2022.PR NewswireLumiraDx Announces Pricing of $56.5 Million Convertible Notes OfferingLumiraDx Limited (Nasdaq: LMDX) announced on March 1, 2022 that it entered privately negotiated subscription agreements to sell $56.5 million of 6.00% Convertible Senior Subordinated Notes due 2027, led by UBS O'Connor with participation from founder Ron Zwanziger. Closing is expected March 3, 2022, with pro forma cash of $191.5 million from $135 million in cash.BloombergEat Just Raises $97 Million More to Fund Cultured Meat Production - BloombergEat Just raised $97 million in new funding to advance its cultured meat production, bringing the round to $267 million. The investment came from new groups including Resilience Reserve and existing backers like UBS O'Connor and Graphene Ventures. Backers say the funding will help meet rising demand for animal products in a more humane and environmentally friendly way.PR NewswireProtalix BioTherapeutics Announces Closing of Private Note ExchangeProtalix BioTherapeutics completed exchanges of $54.65 million principal amount of its outstanding 7.50% Senior Secured Convertible Notes due 2021 with institutional note holders including funds managed by Highbridge Capital Management, UBS O'Connor LLC, Citigroup Global Markets, Whitebox Advisors and Tulip Capital. The exchange resulted in $28.75 million in newly issued 2024 Notes, $25.90 million in cash, and approximately $1.1 million in accrued interest paid, reducing near-term debt obligations while freeing the company to advance regulatory submissions. The company stated the exchange enables it to proceed toward FDA resubmission of PRX-102 BLA following a Type A meeting scheduled for September 9, 2021, and submission of the MAA to the EMA.