American Stock Transfer & Trust
- Company typePrivate
- Founded1964
- HeadquartersBrooklyn, United States
- Headcount1,001–5,000
- GTM typeB2B
- OfferingServices
American Stock Transfer & Trust firmographics
Firmographics- Name
- American Stock Transfer & Trust
- Legal name
- American Stock Transfer & Trust Company
- Website
- https://astfinancial.com
- Company type
- Private
- Founded year
- 1964
- Operating status
- Operating
- Headcount range
- 1,001–5,000 employees
- Ownership category
- akta.pro rank
American Stock Transfer & Trust industry classification
Industry- Product category
- Transfer Agent & Shareholder Services
- NAICS
- Other Financial Vehicles (52599), Securities and Commodity Contracts Intermediation and Brokerage (5231)
- SIC
- Finance Services (6199), Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Transfer Agency & Shareholder Recordkeeping (FSAAAMAA)
Keywords
Where American Stock Transfer & Trust is headquartered
LocationHeadquarters
- HQ city
- Brooklyn
- HQ country
- United States
- HQ region
- North America
Markets served
American Stock Transfer & Trust business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Technology or R&D, Operations, Marketing or Sales
Distribution channels3 records
American Stock Transfer & Trust product offering
Product offeringCore offering
American Stock Transfer & Trust (now operating as EQ) provides comprehensive transfer agent and shareholder services for public and private companies. Core offerings include cap table management, ownership intelligence analytics, corporate and mutual fund proxy campaign management, and lost asset recovery services. The company serves corporate issuers, equity plan sponsors, individual shareholders, employee plan participants, and financial intermediaries through dedicated web-based portals under the AST Access platform.
Product overview
American Stock Transfer & Trust (now operating as EQ) offers a portfolio of innovative shareholder services platforms. The core offerings include the Cap Table Management Product for tracking shareholder equity and ownership records, the Ownership Intelligence Platform for analytics on ownership patterns, the Corporate and Mutual Fund Proxy Campaign Platform for proxy voting and shareholder communication, and the Lost Asset Recovery Platform for asset recovery services. AST provides separate portal access for individuals, corporate clients, and brokers/attorneys.
Differentiator
Problem solved
Functional benefit
Brands
- AST Access: Online portal platform providing access to shareholder services, including login portals for individuals, corporate clients, brokers, and attorneys
- Cap Table Management Product
- Ownership Intelligence Platform
- Corporate and Mutual Fund Proxy Campaign Platform
- Lost Asset Recovery Platform
Products and services
- Cap Table Management Product A platform for managing cap tables, tracking shareholder equity, and maintaining accurate ownership records for corporate issuers and equity plan sponsors.
- Ownership Intelligence Platform A platform providing insights and analytics on shareholder ownership patterns and equity distribution for corporate clients and plan sponsors.
- Corporate and Mutual Fund Proxy Campaign Platform A platform for managing proxy voting campaigns for corporate issuers and mutual funds, facilitating shareholder communication and voting processes.
- Lost Asset Recovery Platform A platform designed to help individuals locate and recover unclaimed or lost financial assets held in shareholder or equity plan accounts.
Companies that use American Stock Transfer & Trust
Customer profileSegments3 records
Ideal customer profiles3 records
American Stock Transfer & Trust technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature4 records
American Stock Transfer & Trust partnerships and signals
Strategic signalRecent moves5 records
Expansion highlights4 records
American Stock Transfer & Trust competitors and assessment
Company assessmentDirect peers
- Computershare: Computershare is the largest global transfer agent and shareholder services provider, offering cap table management, proxy solicitation, equity plan administration, and lost asset recovery — directly overlapping every core AST product line and competing head-to-head for US issuer mandates.
- Continental Stock Transfer & Trust Company: Continental Stock Transfer & Trust is a US-focused transfer agent serving public companies, private issuers, and SPAC transactions, directly competing with AST for cap table management and equity plan administration mandates.
- Georgeson: Georgeson is a leading proxy solicitation and shareholder advisory firm, directly comparable to AST's D.F. King-acquired proxy solicitation capability and competing for the same corporate governance and activist defense engagements.
- Broadridge Financial Solutions: Broadridge provides proxy communications, shareholder analytics, and governance solutions that overlap directly with AST's Ownership Intelligence and Proxy Campaign platforms, serving the same corporate issuer and mutual fund client base.
Emerging players
- Mediant Communications: Mediant Communications provides digital proxy delivery, shareholder communications, and virtual annual meeting services, offering a more focused, technology-driven alternative that overlaps with AST's proxy and shareholder engagement platforms.
- Issuer Direct Corporation: Issuer Direct provides transfer agent services, proxy, and disclosure management platforms to public companies, competing with AST in technology-enabled shareholder services for small and mid-cap issuers.
Broad incumbents
- Wells Fargo Shareowner Services: Wells Fargo Shareowner Services operates a transfer agent business for corporate issuers and registered shareholders, providing shareholder recordkeeping and equity plan administration comparable to AST's core offerings under a larger banking parent.
- Donnelley Financial Solutions: Donnelley Financial Solutions provides shareholder communications, proxy, and capital markets compliance services to issuers and mutual funds, overlapping with AST's proxy campaign and shareholder communications platforms.
- Equiniti Group: Equiniti Group is AST's parent company and itself a leading UK-headquartered transfer agent and share registrar; the organizations share product DNA (transfer agency, share registration, employee plans) and Equiniti provides the strategic and capital backbone for AST's US operations.
- Toppan Merrill: Toppan Merrill offers shareholder communications, SEC filing solutions, and document management services to corporate issuers, with overlap to AST's proxy campaign and shareholder recordkeeping offerings.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat4 records
Key risks5 records
Key highlights6 records
Customer concentration
American Stock Transfer & Trust social profiles
Digital presenceAmerican Stock Transfer & Trust financial estimates
Financial estimateRevenue estimate
Valuation estimate
American Stock Transfer & Trust leadership team
Management profileNumber of profiles
Profiles4 records
American Stock Transfer & Trust funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
American Stock Transfer & Trust M&A and investment
M&A and investmentM&A4 records
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about American Stock Transfer & Trust
What does American Stock Transfer & Trust do?
American Stock Transfer & Trust (now operating as EQ) provides comprehensive transfer agent and shareholder services for public and private companies. Core offerings include cap table management, ownership intelligence analytics, corporate and mutual fund proxy campaign management, and lost asset recovery services. The company serves corporate issuers, equity plan sponsors, individual shareholders, employee plan participants, and financial intermediaries through dedicated web-based portals under the AST Access platform.
Is American Stock Transfer & Trust a public or private company?
American Stock Transfer & Trust is a private company. It is classified as corporate owned and is currently operating.
When was American Stock Transfer & Trust founded?
American Stock Transfer & Trust was founded in 1964. It employs 1,001 to 5,000 people.
Where is American Stock Transfer & Trust based?
American Stock Transfer & Trust is headquartered in Brooklyn, United States, in the North America region.
Who are American Stock Transfer & Trust's main competitors?
Direct peers on record are Computershare, Continental Stock Transfer & Trust Company, Georgeson and Broadridge Financial Solutions. Emerging players are Mediant Communications and Issuer Direct Corporation. Broad incumbents are Wells Fargo Shareowner Services, Donnelley Financial Solutions, Equiniti Group and Toppan Merrill.
Does American Stock Transfer & Trust have an API?
No public API is recorded for American Stock Transfer & Trust.
What industry is American Stock Transfer & Trust in?
American Stock Transfer & Trust's product category is Transfer Agent & Shareholder Services. Its primary akta.pro industry code is FSAAAMAA, Transfer Agency & Shareholder Recordkeeping. Its NAICS code is 52599 and its SIC code is 6199.