RiskExec
RiskExec is a cloud-based SaaS compliance reporting and analytics platform serving U.S. banks, credit unions, mortgage companies, and non-traditional lenders with integrated modules for HMDA, CRA, Section 1071, and fair lending regulatory requirements.
- Company typePrivate
- Founded2006
- HeadquartersKnoxville, United States
- Headcount51–100
- GTM typeB2B
- OfferingSoftware
What RiskExec does
RiskExec is a cloud-based SaaS compliance reporting and analytics platform serving U.S. financial institutions—banks, credit unions, mortgage companies, and non-traditional lenders—subject to HMDA, CRA, Section 1071/SBL, Fair Lending, and Fair Servicing regulations. The platform comprises eight integrated modules (HMDA, CRA, Community Development, 1071 SBL, Fair Lending, Fair Servicing, Batch Geocoding, and Redlining) that consolidate compliance workflows historically managed through spreadsheets and disconnected systems. The browser-based platform is SOC 2 Type II certified, delivers bi-weekly automatic regulatory updates, supports multi-layered geocoding across census and demographic data, and integrates directly with leading loan origination systems (ICE Encompass and MeridianLink) via APIs. RiskExec has been the first provider to make newly published HMDA data available for 13 consecutive years, processing the full Modified LAR (13.5 million records from 4,766 respondents in 2025) within one day of CFPB release.
The company operates a consolidated annual subscription model that includes unlimited user seats, all compliance modules, training, support, and regulatory updates, with pricing conducted via quote-based enterprise sales. Distribution is exclusively direct: a field sales organization supported by inside sales targeting compliance officers, CRA officers, and risk leaders at financial institutions. The company is headquartered in Knoxville, Tennessee, with 51–100 employees. In January 2025, RiskExec became a standalone company following a strategic growth investment from Vista Equity Partners, which separated it from Asurity Technologies (the prior acquirer of Risk Management Solutions Inc. in 2015). Concurrent leadership appointments—Erik Pieczkowski as CEO and Mike DelVecchio as CRO—signaled a transition to a scaled, investor-backed growth posture, evidenced by subsequent product launches (Community Development Module, NYDFS enhancements), an Encompass integration, and SOC 2 Type II certification completed in January 2026.
RiskExec firmographics
Firmographics- Name
- RiskExec
- Legal name
- RiskExec, Inc.
- Website
- https://riskexec.com
- Company type
- Private
- Founded year
- 2006
- Operating status
- Operating
- Headcount range
- 51–100 employees
- Short description
- RiskExec is a cloud-based SaaS compliance reporting and analytics platform serving U.S. banks, credit unions, mortgage companies, and non-traditional lenders with integrated modules for HMDA, CRA, Section 1071, and fair lending regulatory requirements.
- Ownership category
- akta.pro rank
RiskExec industry classification
Industry- Product category
- Regulatory Compliance Software
- NAICS
- Other Activities Related to Credit Intermediation (522390), Credit Bureaus (56145)
- SIC
- Services-Computer Programming, Data Processing, Etc. (7370), Services-Consumer Credit Reporting, Collection Agencies (7320)
- akta.pro primary industry
- Cloud Compliance, Audit & Continuous Controls Monitoring (CCM/GRC) (HDABAHAI)
- akta.pro secondary industry
- Model Risk Management, Validation & Audit for FCC Systems (FSAMAMAI)
Keywords
Where RiskExec is headquartered
LocationHeadquarters
- HQ city
- Knoxville
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
RiskExec business model
Business model- GTM type
- B2B
- Offering type
- Software
- Cost components
- Personnel, Technology or R&D, Marketing or Sales, Operations
Revenue model
- Subscription-based SaaS Licensing: Consolidated subscription model providing unlimited user seats, all compliance modules, training, support, and regulatory updates. Single fee covers platform access with no per-seat or per-module additional charges.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Enterprise subscription - consolidated platform access |
Go-to-market motion2 records
Distribution channels2 records
Marketing channels6 records
RiskExec product offering
Product offeringCore offering
RiskExec is a cloud-based SaaS compliance reporting and analytics platform that helps banks, mortgage companies, credit unions, and non-traditional lenders meet major U.S. regulatory requirements. The platform unifies modules for HMDA, CRA, Community Development, 1071 SBL, Fair Lending, Fair Servicing, Geocoding, and Redlining into a single, browser-based system that supports data cleansing, regulatory submission, peer benchmarking, and examiner-ready reporting. It is delivered via a consolidated subscription model with unlimited user seats, automatic bi-weekly regulatory updates, and integrations with leading loan origination systems.
Product overview
RiskExec is a unified compliance reporting and analysis platform for financial institutions, offering a modular architecture with eight distinct product modules that address regulatory compliance across HMDA (Home Mortgage Disclosure Act), CRA (Community Reinvestment Act), Section 1071/SBL (Small Business Lending), Fair Lending, Fair Servicing, Community Development, Geocoding, and Redlining. The platform is browser-based, cloud-hosted, and designed to replace fragmented compliance processes across spreadsheets and disconnected systems. Modules can operate alongside each other in one unified platform, enabling financial institutions to consolidate compliance activities, conduct peer benchmarking, prepare for regulatory exams, and manage data from cleanup through submission. The platform includes unlimited user seats, automatic regulatory updates, and integrations with loan origination systems.
Differentiator
Problem solved
Functional benefit
Products and services
- HMDA Module Browser-based module for Home Mortgage Disclosure Act compliance, supporting data cleanup for multiple data types and submission workflows with edit check capabilities, rate spread calculations, and real-time data validation. Designed for banks and mortgage lenders required to file HMDA data.
- CRA Module Community Reinvestment Act compliance solution for optimizing operations, mitigating risk, and managing CRA data from cleanup to reporting, with peer analysis and market share reports. Built for banks and credit unions subject to CRA examination.
- Community Development Module Centralized system of record for CRA community development activity including loans, investments, services, and deposits with examiner-ready reporting, embedded documentation, and assessment area alignment.
- 1071 SBL Module Small Business Lending Rule/Section 1071 compliance module with NYDFS reporting capabilities for data collection, validation, and CFPB submission preparation. Designed for lenders subject to small business lending data collection requirements.
- Fair Lending Module Fair lending analytics platform with regression analysis, match pair testing, proxy data capabilities, and geographic redlining insights for identifying disparities and reducing regulatory exposure.
- Fair Servicing Module Fair servicing analytics module for tracking forbearances, terminations, and loan modifications with statistical analysis, interactive geocoding, and automated disparity detection across protected groups.
- Batch Geocoding Module Multi-layered geocoding technology with precision location data, multiple source ping, census boundaries, demographic overlays, and interactive mapping for geographic accuracy and coverage gap identification.
- Redlining Module Dedicated redlining analysis tool for identifying in-scope geographies, selecting peers, generating relevant analytics, and displaying performance evaluation results.
Quantifiable outcome
- C&N Bank expects integrated CRA, HMDA, and Community Development platform to reduce reconciliation effort and streamline exam preparation
- +3 more outcomes
Companies that use RiskExec
Customer profileNamed customers14 records
Segments4 records
Ideal customer profiles4 records
RiskExec technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration3 records
Feature9 records
RiskExec partnerships and signals
Strategic signalPartnerships
Two partnerships are on record, tiered core.
- ICE Mortgage Technology (Encompass)coreIntegration of RiskExec HMDA software module with Encompass by ICE Mortgage Technology using the Encompass Partner Connect API framework. Embeds geocoding, rate spread calculation, and regulatory edit checks directly into the loan origination workflow.
- MeridianLink MortgagecoreIntegration partnership enabling RiskExec compliance modules to work seamlessly with MeridianLink loan origination systems for financial institutions.
Scale indicators3 records
Recent moves7 records
Expansion highlights5 records
RiskExec competitors and assessment
Company assessmentEmerging players
- MeridianLink: MeridianLink is a loan origination and account opening platform that integrates with RiskExec for compliance functionality. Its mortgage and consumer lending suites increasingly include compliance features, making it both a partner and emerging competitor.
Direct peers
- Abrigo: Abrigo provides BSA/AML, CRA, HMDA, and fair lending compliance software to US community banks and credit unions, directly overlapping with RiskExec's compliance reporting and analytics modules.
- SAS (Fair Lending Analytics): SAS provides statistical fair lending analytics, including regression and disparate impact analysis used by banks and regulators, directly competing with RiskExec's Fair Lending and Redlining modules.
Broad incumbents
- Temenos: Temenos is a global banking software provider offering compliance, lending, and regulatory reporting modules that overlap with RiskExec's product scope, particularly for large international and US banks.
- nCino: nCino is a cloud banking platform used by large US and global banks that includes compliance analytics for HMDA, CRA, and fair lending, competing with RiskExec as part of an end-to-end commercial and retail banking suite.
- Moody's Analytics (Bureau van Dijk / Regulatory Reporting): Moody's Analytics offers regulatory reporting, credit, and compliance solutions for financial institutions, including fair lending and CRA tools, competing with RiskExec at the enterprise end of the market.
- Wolters Kluwer (OneSumX for Regulatory Reporting): Wolters Kluwer's OneSumX provides regulatory reporting, risk, and compliance solutions to large global banks, competing head-on with RiskExec on HMDA and regulatory reporting but as part of a much broader financial services portfolio.
- Finastra: Finastra provides core banking, lending, and compliance software to banks globally, with regulatory reporting capabilities that overlap with RiskExec's HMDA, CRA, and fair lending modules at the enterprise tier.
- ICE Mortgage Technology (Encompass): ICE Mortgage Technology operates the dominant Encompass loan origination system, embedding RiskExec's compliance modules via Partner Connect. Its scale and product breadth make it both a critical distribution partner and a long-term competitive threat.
Others
- Asurity Technologies: Asurity is the former parent of RiskExec and continues to operate in mortgage compliance technology (e.g., SRP, RegCheck), making it a closely adjacent player with shared product, customer, and ownership history.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat5 records
Key risks6 records
Key highlights7 records
Customer concentration
RiskExec social profiles
Digital presenceRiskExec compliance and trust
Trust signalCompliance1 record
RiskExec financial estimates
Financial estimateRevenue estimate
Valuation estimate
RiskExec leadership team
Management profileNumber of profiles
Profiles12 records
RiskExec funding detail
Funding detailFunding overview
Funding rounds1 record
Investors1 record
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
RiskExec M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about RiskExec
What does RiskExec do?
RiskExec is a cloud-based SaaS compliance reporting and analytics platform that helps banks, mortgage companies, credit unions, and non-traditional lenders meet major U.S. regulatory requirements. The platform unifies modules for HMDA, CRA, Community Development, 1071 SBL, Fair Lending, Fair Servicing, Geocoding, and Redlining into a single, browser-based system that supports data cleansing, regulatory submission, peer benchmarking, and examiner-ready reporting. It is delivered via a consolidated subscription model with unlimited user seats, automatic bi-weekly regulatory updates, and integrations with leading loan origination systems.
Is RiskExec a public or private company?
RiskExec is a private company. It is classified as private equity controlled and is currently operating.
When was RiskExec founded?
RiskExec was founded in 2006. It employs 51 to 100 people.
Where is RiskExec based?
RiskExec is headquartered in Knoxville, United States, in the North America region.
How does RiskExec make money?
One revenue line is on record: subscription-based SaaS Licensing.
Who are RiskExec's main competitors?
MeridianLink is listed as an emerging player. Direct peers are Abrigo and SAS (Fair Lending Analytics). Broad incumbents are Temenos, nCino, Moody's Analytics (Bureau van Dijk / Regulatory Reporting), Wolters Kluwer (OneSumX for Regulatory Reporting), Finastra and ICE Mortgage Technology (Encompass). Asurity Technologies is listed as an others.
Does RiskExec have an API?
No public API is recorded for RiskExec.
What industry is RiskExec in?
RiskExec's product category is Regulatory Compliance Software. Its primary akta.pro industry code is HDABAHAI, Cloud Compliance, Audit & Continuous Controls Monitoring (CCM/GRC), with a secondary code of FSAMAMAI, Model Risk Management, Validation & Audit for FCC Systems. Its NAICS code is 522390 and its SIC code is 7370.