Bogart Wealth
Bogart Wealth is a fee-only registered investment adviser founded in 2016 providing holistic financial planning, investment management, tax, estate, and retirement services to high net worth individuals, corporate executives, retirees, and employees in energy, defense, and technology sectors.
- Company typePrivate
- Founded2016
- HeadquartersHouston, United States
- Headcount11–50
- GTM typeB2C
- OfferingServices
What Bogart Wealth does
Bogart Wealth is a fee-only registered investment adviser founded in 2016 by James Bogart, headquartered in McLean, Virginia with additional offices in Houston and The Woodlands, Texas. The firm provides a comprehensive suite of wealth management services including financial planning, investment management, tax preparation and optimization, estate planning, retirement planning, cash flow planning, Net Unrealized Appreciation (NUA) analysis, risk management and insurance review, real estate investment guidance, and multi-generational wealth transfer. Its proprietary "Way Forward Framework" structures client engagements around holistic, life-stage-based planning. The firm serves high net worth individuals and families, corporate executives with complex compensation structures including equity, retirees and pre-retirees, and employees of specific employers in the energy (ExxonMobil, Chevron, Shell, Dominion Energy), defense and government contracting (Lockheed Martin, Northrop Grumman, Booz Allen Hamilton), technology, and transportation (Southwest Airlines, UPS) sectors. Bogart Wealth is registered as an RIA with the SEC and operates in 19 U.S. states.
Bogart Wealth firmographics
Firmographics- Name
- Bogart Wealth
- Legal name
- Bogart Wealth, LLC
- Website
- https://bogartwealth.com
- Company type
- Private
- Founded year
- 2016
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Bogart Wealth is a fee-only registered investment adviser founded in 2016 providing holistic financial planning, investment management, tax, estate, and retirement services to high net worth individuals, corporate executives, retirees, and employees in energy, defense, and technology sectors.
- Ownership category
- akta.pro rank
Bogart Wealth industry classification
Industry- Product category
- Wealth Management Services
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Comprehensive/Full-Service RIAs & Independent Wealth Managers (FSAAACAA)
- akta.pro secondary industries
- Registered Investment Advisor (RIA) Wealth Management (FSAEABAA), Financial Planning–Led RIAs (FSAAACAB), Retirement & Distribution Planning RIAs (401(k)/IRA/Pension Rollovers) (FSAAACAE), Investment Management Advisory (RIA) (FSAEAAAB)
Keywords
Where Bogart Wealth is headquartered
LocationHeadquarters
- HQ city
- Houston
- HQ country
- United States
- HQ region
- North America
Offices3 records
Markets served
Bogart Wealth business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Assets Under Management (AUM) Fees: Bogart Wealth operates as a fee-only registered investment adviser, earning revenue exclusively through client fees rather than commissions. The firm charges fees based on assets under management (AUM), with typical fee-only fiduciary advisor rates ranging from 0.5% to 1.5% of portfolio value annually. This transparent fee structure aligns advisor incentives with client outcomes and eliminates conflicts of interest from product sales.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Assets Under Management (AUM) fee structure |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels6 records
Bogart Wealth product offering
Product offeringCore offering
Bogart Wealth is a fee-only fiduciary Registered Investment Adviser (RIA) that delivers comprehensive financial planning, investment management, tax preparation and optimization, retirement planning, estate planning, multi-generational wealth transfer, cash flow planning, NUA analysis, risk management, and real estate investment guidance. The firm specializes in serving high net worth individuals, corporate executives, and employees of specific companies in the energy, defense/government contracting, and technology sectors. All advice is delivered on a fiduciary, commission-free basis with assets-under-management fees.
Product overview
Bogart Wealth is a fee-only registered investment adviser (RIA) offering a unified suite of wealth management services. The core offering centers on comprehensive financial planning, supplemented by investment management, tax optimization, estate planning, and retirement planning services. The firm operates on a fiduciary basis, providing holistic advice through a customized approach. The Way Forward Framework serves as their proprietary planning methodology. They specialize in serving corporate executives, entrepreneurs, and high net worth families, with particular expertise in sectors including energy, defense/government contractors, and technology. Their services include specialized support for employees of specific employers (ExxonMobil, Chevron, Lockheed Martin, Northrop Grumman, Booz Allen, Shell, Dominion Energy, Southwest, UPS) through dedicated planning resources.
Differentiator
Problem solved
Functional benefit
Products and services
- Financial Planning Services Comprehensive, customized financial planning services taking a holistic approach to understanding clients' complete financial picture, opportunities, concerns, and aspirations. Designed for high net worth individuals, families, executives, and retirees.
- Investment Management Customized investment solutions and portfolio management services tailored to individual client risk profiles and life stages, with ongoing monitoring and adjustments.
- Tax Preparation, Optimization & Planning Tax planning and preparation services including strategies for pre-tax vs. post-tax accounts, Roth conversions, and tax-efficient wealth building. For individuals, families, and corporate executives with complex tax situations.
- Retirement Planning Retirement planning services including strategies for early retirement, Social Security optimization, and retirement income management. For retirees, pre-retirees, and employees approaching retirement.
- Estate Planning Services for High Net Worth Families Estate planning services for high net worth families including will preparation, trust planning, and intergenerational wealth transfer strategies.
- Multi-Generational Planning Planning services focused on preserving and transferring wealth across multiple generations, including family legacy planning.
- Cash Flow Planning Cash flow planning and tax-efficient strategies to help clients manage income, expenses, and liquidity needs.
- Net Unrealized Appreciation (NUA) Analysis Specialized analysis and strategy for maximizing tax benefits from employer stock through Net Unrealized Appreciation techniques. Targeted at corporate executives with employer stock in qualified retirement plans.
- Risk Management & Insurance Review Risk assessment and insurance review services to ensure proper protection against unforeseen events for individuals and families.
- Real Estate Investments Guidance on incorporating real estate into clients' diversified investment portfolios.
Quantifiable outcome
- Nearly tripled AUM over five years through organic growth
- +2 more outcomes
Companies that use Bogart Wealth
Customer profileNamed customers4 records
Segments4 records
Ideal customer profiles3 records
Bogart Wealth technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Bogart Wealth partnerships and signals
Strategic signalScale indicators5 records
Recent moves6 records
Expansion highlights6 records
Bogart Wealth competitors and assessment
Company assessmentDirect peers
- Glassman Wealth Services: Fee-only RIA providing comprehensive wealth management to HNW individuals and families in the Mid-Atlantic. Comparable size, fiduciary model, and planning-led service offering.
- Mercer Advisors: Fee-only RIA delivering financial planning, investment management, tax, and estate services to HNW clients. Same comprehensive-fiduciary model with active M&A roll-up strategy, similar in growth posture to Bogart Wealth.
- Ritholtz Wealth Management: Fee-only RIA offering financial planning and investment management with strong content-marketing presence (blog, podcast). Same planning-led, content-driven approach as Bogart Wealth.
- Halbert Hargrove: Fee-only fiduciary RIA serving HNW individuals, executives, and retirees with holistic planning, tax, and estate services. Similar comprehensive fiduciary model and client mix.
- Pure Financial Advisors: Fee-only RIA delivering financial planning, tax, and investment management, with a strong emphasis on retirement income planning. Overlapping planning methodology and client segment with Bogart Wealth.
- Buckingham Strategic Wealth: Fee-only RIA focused on evidence-based financial planning and investment management for HNW clients. Comparable fiduciary, planning-led approach with overlapping customer profile.
- Mariner Wealth Advisors: Independent, fee-based RIA providing holistic financial planning, tax, estate and investment management to HNW individuals and families. Highly comparable service breadth and target client.
- Creative Planning: Fee-only, fiduciary RIA offering comprehensive wealth management, tax, and estate planning to HNW individuals and executives. Closely comparable business model and client mix to Bogart Wealth, though significantly larger scale.
Broad incumbents
- Carson Group: Large RIA platform serving financial advisors and their HNW clients with planning, investment, and tax services. Comparable offering but broader, advisor-platform model versus Bogart's direct advisory delivery.
- Focus Financial Partners: Acquirer and partner of multiple fiduciary RIAs serving HNW clients. Bogart Wealth's Director of Corporate Development (Bryce Black) previously led acquisitions at Focus, making it a structurally relevant comparator for Bogart's roll-up ambitions.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights7 records
Customer concentration
Bogart Wealth social profiles
Digital presenceBogart Wealth financial estimates
Financial estimateRevenue estimate
Valuation estimate
Bogart Wealth leadership team
Management profileNumber of profiles
Profiles13 records
Bogart Wealth funding detail
Funding detailFunding overview
Funding rounds1 record
Investors1 record
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Bogart Wealth M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Bogart Wealth
What does Bogart Wealth do?
Bogart Wealth is a fee-only fiduciary Registered Investment Adviser (RIA) that delivers comprehensive financial planning, investment management, tax preparation and optimization, retirement planning, estate planning, multi-generational wealth transfer, cash flow planning, NUA analysis, risk management, and real estate investment guidance. The firm specializes in serving high net worth individuals, corporate executives, and employees of specific companies in the energy, defense/government contracting, and technology sectors. All advice is delivered on a fiduciary, commission-free basis with assets-under-management fees.
Is Bogart Wealth a public or private company?
Bogart Wealth is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Bogart Wealth founded?
Bogart Wealth was founded in 2016. It employs 11 to 50 people.
Where is Bogart Wealth based?
Bogart Wealth is headquartered in Houston, United States, in the North America region.
How does Bogart Wealth make money?
One revenue line is on record: assets Under Management (AUM) Fees.
Who are Bogart Wealth's main competitors?
Direct peers on record are Glassman Wealth Services, Mercer Advisors, Ritholtz Wealth Management, Halbert Hargrove, Pure Financial Advisors, Buckingham Strategic Wealth, Mariner Wealth Advisors and Creative Planning. Broad incumbents are Carson Group and Focus Financial Partners.
Does Bogart Wealth have an API?
No public API is recorded for Bogart Wealth.
What industry is Bogart Wealth in?
Bogart Wealth's product category is Wealth Management Services. Its primary akta.pro industry code is FSAAACAA, Comprehensive/Full-Service RIAs & Independent Wealth Managers, with a secondary code of FSAEABAA, Registered Investment Advisor (RIA) Wealth Management. Its NAICS code is 523940 and its SIC code is 6282.