VStock Transfer
VStock Transfer is an SEC-registered stock transfer agent and registrar serving public companies on NYSE American, NASDAQ, and OTC Markets, private issuers, and IPO/SPAC candidates with shareholder recordkeeping, DTC/DWAC/DRS services, and IPO and proxy administration.
- Company typePrivate
- Founded-
- HeadquartersWoodmere, United States
- Headcount11–50
- GTM typeB2B
- OfferingServices
What VStock Transfer does
VStock Transfer, LLC is an SEC-registered stock transfer agent and registrar headquartered in Woodmere, New York, serving public companies listed on NYSE American, NASDAQ, and OTC Markets, as well as private companies and IPO/SPAC candidates. The firm's core offering spans shareholder record maintenance, stock transfer processing, certificate issuance and replacement, DTC eligibility, DWAC/FAST and DRS electronic transfer services, IPO and warrant agency support, proxy and annual meeting coordination, and paying agent/escrow administration. VStock positions itself as a tech-forward, attorney-led alternative to legacy transfer agents, operating on a web-based platform with 24/7 issuer access to shareholder data and dedicated account managers.
The company operates on a fee-for-service model with quote-based pricing for core transfer agent work, complemented by a $99/year subscription product (Stock Clock) for retail equity deadline tracking and a digital token transfer sub-brand (Vtoken). Distribution is sales-led and direct-to-issuer, with referrals sourced from legal counsel, auditors, bankers, and EDGAR agents, plus active participation as a sponsor at microcap investor conferences. The firm is independently owned by attorneys and securities professionals including CEO Yoel Goldfeder (Georgetown Law) and Chairman Seth Farbman (co-founder of Vintage Filings and Vcorp Services). The company reports 800+ issuer clients, 140,000+ individual security holders, 7,000+ items transferred in the last reported period, and 25+ employees.
VStock Transfer firmographics
Firmographics- Name
- VStock Transfer
- Legal name
- Vstock Transfer, LLC
- Website
- https://vstocktransfer.com
- Company type
- Private
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- VStock Transfer is an SEC-registered stock transfer agent and registrar serving public companies on NYSE American, NASDAQ, and OTC Markets, private issuers, and IPO/SPAC candidates with shareholder recordkeeping, DTC/DWAC/DRS services, and IPO and proxy administration.
- Ownership category
- akta.pro rank
VStock Transfer industry classification
Industry- Product category
- Transfer Agent and Registrar Services
- NAICS
- Securities and Commodity Contracts Intermediation and Brokerage (5231)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Transfer Agency & Shareholder Recordkeeping (FSAAAMAA)
- akta.pro secondary industry
- Transfer Agency & Shareholder Recordkeeping (Custody-Linked) (FSAFAHAJ)
Keywords
Where VStock Transfer is headquartered
LocationHeadquarters
- HQ city
- Woodmere
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
VStock Transfer business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Technology or R&D, Operations, Marketing or Sales
Revenue model
- Transfer Agent Services: Core transfer agent and registrar services for public and private companies including stock transfer processing, certificate issuance, lost certificate replacement, and shareholder record maintenance. Services are offered on a fee-for-service basis tailored to client needs.
- Stock Clock Subscription: Annual subscription service for tracking equity deadlines including stock options, restricted shares, and warrants. Priced at $99/year with tiered pricing for different investment tracking needs.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Basic tracking for new investors |
| Other | Pay-as-you-go | Custom Transfer Agent Services |
Go-to-market motion2 records
Distribution channels1 record
Marketing channels6 records
VStock Transfer product offering
Product offeringCore offering
VStock Transfer is an SEC-registered stock transfer agent and registrar firm providing shareholder record maintenance, stock transfer processing, certificate management, and regulatory compliance support to private companies, IPO candidates, and public issuers listed on NYSE American, NASDAQ, and OTC Markets. The firm also offers DTC eligibility, DWAC/FAST and DRS electronic transfer services, IPO and warrant agency support, proxy and annual meeting services, paying agent and escrow services, SPAC services, and a subscription-based equity deadline tracking product called Stock Clock.
Product overview
VStock Transfer is an SEC-registered stock transfer firm offering a comprehensive suite of transfer agent and registrar services for private companies, IPOs, and public issuers on NYSE American, NASDAQ, and OTC Markets. The core offering consists of Transfer Agent Services for Public Companies and Private Companies, supported by add-on modules including DTC Eligibility Services, DWAC Transfer/FAST, DRS Transfer, IPO & Warrant Agency Services, Proxy & Annual Meeting Services, Paying Agent & Escrow Services, and SPAC Services. The company also operates Stock Clock as a standalone equity deadline tracking sub-brand. Services are delivered through web-based technology platforms providing 24/7 online access to shareholder data, with dedicated account managers and secure issuer and shareholder login portals.
Differentiator
Problem solved
Functional benefit
Brands
- Stock Clock: A service that helps founders, employees, and investors track stock options, restricted shares and warrants with deadline alerts and proactive reminders. Priced at $99/year for tracking up to 5 investments.
- Vtoken
Products and services
- Transfer Agent Services for Public Companies Full-service transfer agent and registrar functions for public companies including stock transfer processing, certificate management, shareholder recordkeeping, and regulatory compliance support for NYSE American, NASDAQ, and OTC Markets listed issuers.
- Transfer Agent Services for Private Companies Stockholder record maintenance system for private companies providing stock ledger management, share transfer processing, lost certificate replacement, and electronic book-entry share issuance at reduced costs compared to legal services.
- DTC Eligibility Services Electronic securities deposit, clearance, settlement, and transfer through The Depository Trust Company (DTC) via DWAC/FAST and DRS programs, enabling electronic brokerage deposits and national clearing system integration required for exchange listings.
- DWAC Transfer / DWAC FAST Electronic share deposit and withdrawal service allowing securities to move between brokerage accounts and the transfer agent without physical stock certificates through DTC's FAST system, reducing deposit timelines from weeks to hours.
- DRS Transfer Direct Registration System service enabling shareholders to hold securities electronically in book-entry form on the transfer agent's records instead of physical certificates, reducing certificate risks and eliminating printing and postage costs.
- IPO and Warrant Agency Services Comprehensive transfer agent and warrant agency support throughout the IPO lifecycle including shareholder record establishment, DTC FAST and DRS eligibility, stock certificate issuance, legend and lock-up management, warrant exercise management, and post-IPO corporate action coordination.
- Proxy and Annual Meeting Services Complete annual and special meeting coordination including EDGAR agent and financial printer coordination, broker search services, telephone and internet voting platforms, Inspector of Election services, vote tabulation, and proxy detail reporting.
- Paying Agent and Escrow Services Neutral third-party administration for transaction funds control, escrow agreement drafting with counsel, sub-account setup, and fee structures for both public and private company transactions.
- SPAC Services Special purpose acquisition company support including general transfer agent coordination, warrant agent services, escrow agent services, and trustee services for SPAC IPOs and subsequent business combinations.
- Stock Clock Equity deadline tracking service helping founders, employees, and investors manage vesting schedules, unlocking windows, and expiration dates for stock options, restricted shares, and warrants with proactive email reminders at $99/year for tracking up to 5 investments.
Companies that use VStock Transfer
Customer profileNamed customers5 records
Segments4 records
Ideal customer profiles5 records
VStock Transfer technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature3 records
VStock Transfer partnerships and signals
Strategic signalScale indicators4 records
Recent moves6 records
Expansion highlights5 records
VStock Transfer competitors and assessment
Company assessmentBroad incumbents
- Computershare: The largest global transfer agent and registrar, providing the full suite of issuer services — shareholder recordkeeping, DTC participation, proxy, employee plans, and corporate trust — that VStock delivers, but at vastly greater scale and across many more geographies and issuer sizes.
- Equiniti: Major transfer agent following its acquisition of American Stock Transfer & Trust, offering registrar, stock transfer, dividend, and employee plan services to US and UK public issuers. Directly overlaps with VStock's core transfer agency and proxy offering for public companies.
Direct peers
- Continental Stock Transfer & Trust Company: Long-standing US transfer agent and registrar with deep specialization in SPAC formations, warrant agency, and small/mid-cap public issuers. Highly comparable to VStock in target market and service mix, particularly across SPAC and microcap mandates.
- Issuer Direct Corporation: Publicly traded provider of transfer agent, investor relations, and compliance technology services to small and mid-cap public issuers. Closely matches VStock's focus on transfer agency plus digital shareholder tools for the same small/microcap customer base.
- Action Stock Transfer Corporation: Smaller SEC-registered transfer agent serving public and private companies with stock transfer, DTC, and corporate action services. Operates in the same niche tier as VStock, competing for similar small-cap and microcap issuer mandates.
- Pacific Stock Transfer Company: US transfer agent and registrar providing stock transfer, DWAC/DRS, and IPO services for small and microcap issuers. Comparable to VStock in scale, target issuer profile, and core service offering.
- Standard Registrar & Transfer Company: Independent transfer agent and registrar serving small-cap and OTC-listed issuers with stock transfer, corporate actions, and shareholder services. Directly competes for the same microcap and OTC issuer relationships as VStock.
- Colonial Stock Transfer Company: Transfer agent serving public and private companies with stock issuance, DTC eligibility, and corporate action support. Targets a similar small-cap issuer profile and overlaps with VStock across core transfer agency services.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat5 records
Key risks6 records
Key highlights6 records
Customer concentration
VStock Transfer social profiles
Digital presenceVStock Transfer financial estimates
Financial estimateRevenue estimate
Valuation estimate
VStock Transfer leadership team
Management profileNumber of profiles
Profiles11 records
VStock Transfer funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
VStock Transfer M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about VStock Transfer
What does VStock Transfer do?
VStock Transfer is an SEC-registered stock transfer agent and registrar firm providing shareholder record maintenance, stock transfer processing, certificate management, and regulatory compliance support to private companies, IPO candidates, and public issuers listed on NYSE American, NASDAQ, and OTC Markets. The firm also offers DTC eligibility, DWAC/FAST and DRS electronic transfer services, IPO and warrant agency support, proxy and annual meeting services, paying agent and escrow services, SPAC services, and a subscription-based equity deadline tracking product called Stock Clock.
Is VStock Transfer a public or private company?
VStock Transfer is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was VStock Transfer founded?
VStock Transfer was founded in -1. It employs 11 to 50 people.
Where is VStock Transfer based?
VStock Transfer is headquartered in Woodmere, United States, in the North America region.
How does VStock Transfer make money?
Two revenue lines are on record. Transfer Agent Services are the primary driver. The others are stock Clock Subscription.
Who are VStock Transfer's main competitors?
Broad incumbents on record are Computershare and Equiniti. Direct peers are Continental Stock Transfer & Trust Company, Issuer Direct Corporation, Action Stock Transfer Corporation, Pacific Stock Transfer Company, Standard Registrar & Transfer Company and Colonial Stock Transfer Company.
Does VStock Transfer have an API?
No public API is recorded for VStock Transfer.
What industry is VStock Transfer in?
VStock Transfer's product category is Transfer Agent and Registrar Services. Its primary akta.pro industry code is FSAAAMAA, Transfer Agency & Shareholder Recordkeeping, with a secondary code of FSAFAHAJ, Transfer Agency & Shareholder Recordkeeping (Custody-Linked). Its NAICS code is 5231 and its SIC code is 6211.