Cascade Investment
Cascade Investment Group is a Colorado Springs-based fiduciary financial advisory firm offering personalized financial planning, investment management, retirement, nonprofit, and special-needs planning services to individuals, families, businesses, and charitable organizations in the local market.
- Company typePrivate
- Founded1996
- HeadquartersColorado Springs, United States
- Headcount1–10
- GTM typeB2C
- OfferingServices
What Cascade Investment does
Cascade Investment Group, Inc. is a privately held, dually registered broker-dealer and registered investment adviser based in Colorado Springs, Colorado. The firm provides fiduciary financial planning and wealth management services to three core client segments: individuals and families, business owners, and charitable organizations (foundations, endowments, investment committees). Its service suite includes financial planning, custom investment advice (without proprietary products or model accounts), comprehensive wealth management, retirement and income planning, nonprofit asset management, insurance strategy, special-needs planning, and farm and ranch legacy planning. The firm was founded in Colorado Springs, taking its name from Cascade Avenue, and in 2020 took on a minority equity partner in Eastern Colorado Bank, which provides access to banking services such as business loans and mortgages that Cascade does not directly offer.
Operationally, Cascade Investment Group is a small advisor-driven firm (1-10 employees) that emphasizes personalized, goal-based planning over product distribution, with decisions made locally by advisors rather than through centralized corporate management. Technology infrastructure consists of third-party client portals (Advyzon with AES 256-bit encryption and Investor Connect) for portfolio visibility, document management, and account servicing. The firm does not publish revenue figures, AUM, or pricing, and operates as a fee-based advisory practice. Note: the source data conflates this Colorado Springs advisory entity with Bill Gates' separate Cascade Investment LLC family office, whose large equity transactions (Republic Services, ONEOK, Zoetis, Four Seasons Hotels) do not belong to this firm and have been excluded from the operational assessment.
Cascade Investment firmographics
Firmographics- Name
- Cascade Investment
- Legal name
- Cascade Investment Group, Inc.
- Website
- https://ciginc.net
- Company type
- Private
- Founded year
- 1996
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Cascade Investment Group is a Colorado Springs-based fiduciary financial advisory firm offering personalized financial planning, investment management, retirement, nonprofit, and special-needs planning services to individuals, families, businesses, and charitable organizations in the local market.
- Ownership category
- akta.pro rank
Cascade Investment industry classification
Industry- Product category
- Wealth Management and Financial Advisory Services
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Financial Planning–Led RIAs (FSAAACAB)
- akta.pro secondary industries
- Insurance-Integrated Wealth Managers (RIA + Insurance Solutions) (FSAAACAI), Directed Trust & Trust Advisory Services (FSAAANAK)
Keywords
Where Cascade Investment is headquartered
LocationHeadquarters
- HQ city
- Colorado Springs
- HQ country
- United States
- HQ region
- North America
Markets served
Cascade Investment business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales
Cascade Investment product offering
Product offeringCore offering
Cascade Investment Group provides individualized, fiduciary financial planning, investment advice, and comprehensive wealth management for individuals, families, business owners, and nonprofit organizations. Services integrate risk control, investment management, retirement and income planning, business transition, legacy funding, charitable giving, special-needs planning, and farm and ranch legacy planning, with portfolios built uniquely per client rather than from model accounts or proprietary products. The firm is dually registered as a broker-dealer and registered investment adviser and partners with Eastern Colorado Bank to extend institutional resources.
Product overview
Cascade Investment Group is a dually registered broker-dealer and registered investment adviser that provides individualized, advice-driven financial services. The firm offers a comprehensive suite of services including Financial Planning, Investment Advice, Wealth Management, Retirement Planning, Insurance Services, Tax Planning, Nonprofit Asset Management, Special-Needs Planning, and Farm and Ranch Legacy Planning. The core offering is personalized financial planning driven by client goals rather than corporate mandates or proprietary products. The firm also provides client access through the Advyzon Client Portal (with AES 256-bit encryption for portfolio reporting and document management) and Investor Connect (for account information and statements). The relationship with Eastern Colorado Bank provides access to institutional resources while maintaining a personalized approach.
Differentiator
Problem solved
Functional benefit
Quantifiable outcome
- Successfully accumulated ~1.3 million shares of Republic Services stock in one week (May 11-18, 2026), representing $202-215 million investment
Companies that use Cascade Investment
Customer profileSegments1 record
Ideal customer profiles3 records
Cascade Investment technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Cascade Investment partnerships and signals
Strategic signalScale indicators2 records
Recent moves5 records
Expansion highlights4 records
Cascade Investment competitors and assessment
Company assessmentBroad incumbents
- Edelman Financial Engines: Large national RIA combining financial planning with retirement plan participant advice — overlaps with Cascade's wealth management and business retirement plan offerings as a much larger incumbent in the same category.
- LPL Financial: Largest independent broker-dealer and RIA custodian in the U.S., supporting thousands of advisors with wealth management and planning infrastructure — directly comparable in the dually registered model Cascade operates within.
- Cetera Financial Group: Large broker-dealer and RIA support platform serving independent advisors — comparable to Cascade's dually registered broker-dealer/RIÁ structure and advisor-support model at much greater scale.
- Commonwealth Financial Network: Independent broker-dealer and RIA platform supporting financial advisors with planning, investment, and insurance infrastructure — comparable dually registered model and advisor-support positioning to Cascade.
Direct peers
- Carson Group: Large independent RIA platform offering financial planning-led advisory services to individuals and businesses — directly comparable business model to Cascade, with similar comprehensive planning, investment, and insurance solutions for households and small businesses.
- Savant Wealth Management: Mid-size independent RIA providing financial planning, investment management, and tax services to individuals, families, and businesses — directly comparable in offering breadth and planning-led orientation to a boutique firm like Cascade.
- Buckingham Strategic Wealth: Financial planning-led RIA focused on evidence-based investment advice and comprehensive planning for individuals and families — directly comparable fiduciary, planning-first approach and similar advisor-driven delivery.
- Mariner Wealth Advisors: Independent RIA platform offering wealth planning, investment management, retirement plan, and tax services to high-net-worth individuals and families — operates the same planning-centric, advisor-led model that Cascade aspires to scale.
- Creative Planning: Independent, fee-only RIA delivering comprehensive financial planning, investment management, retirement, and tax services to individuals and families — closely mirrors Cascade's planning-led, multi-service model.
Emerging players
- Facet Wealth: Digital-first RIA delivering flat-fee financial planning and investment advice to mass-affluent households — comparable planning-centric value proposition to Cascade, but with a tech-enabled delivery model that pressures traditional boutique RIAs.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat4 records
Key risks5 records
Key highlights5 records
Customer concentration
Cascade Investment social profiles
Digital presenceCascade Investment financial estimates
Financial estimateRevenue estimate
Valuation estimate
Cascade Investment leadership team
Management profileNumber of profiles
Profiles9 records
Cascade Investment funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Cascade Investment M&A and investment
M&A and investmentM&A1 record
Investments24 records
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Cascade Investment
What does Cascade Investment do?
Cascade Investment Group provides individualized, fiduciary financial planning, investment advice, and comprehensive wealth management for individuals, families, business owners, and nonprofit organizations. Services integrate risk control, investment management, retirement and income planning, business transition, legacy funding, charitable giving, special-needs planning, and farm and ranch legacy planning, with portfolios built uniquely per client rather than from model accounts or proprietary products. The firm is dually registered as a broker-dealer and registered investment adviser and partners with Eastern Colorado Bank to extend institutional resources.
Is Cascade Investment a public or private company?
Cascade Investment is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Cascade Investment founded?
Cascade Investment was founded in 1996. It employs 1 to 10 people.
Where is Cascade Investment based?
Cascade Investment is headquartered in Colorado Springs, United States, in the North America region.
Who are Cascade Investment's main competitors?
Broad incumbents on record are Edelman Financial Engines, LPL Financial, Cetera Financial Group and Commonwealth Financial Network. Direct peers are Carson Group, Savant Wealth Management, Buckingham Strategic Wealth, Mariner Wealth Advisors and Creative Planning. Facet Wealth is listed as an emerging player.
Does Cascade Investment have an API?
No public API is recorded for Cascade Investment.
What industry is Cascade Investment in?
Cascade Investment's product category is Wealth Management and Financial Advisory Services. Its primary akta.pro industry code is FSAAACAB, Financial Planning–Led RIAs, with a secondary code of FSAAACAI, Insurance-Integrated Wealth Managers (RIA + Insurance Solutions). Its NAICS code is 523940 and its SIC code is 6282.