Cascade Investment

Wealth Management and Financial Advisory Servicesciginc.net

Cascade Investment Group is a Colorado Springs-based fiduciary financial advisory firm offering personalized financial planning, investment management, retirement, nonprofit, and special-needs planning services to individuals, families, businesses, and charitable organizations in the local market.

Company typePrivate
Founded1996
HeadquartersColorado Springs, United States
Headcount1–10
GTM typeB2C
OfferingServices

What Cascade Investment does

Cascade Investment Group, Inc. is a privately held, dually registered broker-dealer and registered investment adviser based in Colorado Springs, Colorado. The firm provides fiduciary financial planning and wealth management services to three core client segments: individuals and families, business owners, and charitable organizations (foundations, endowments, investment committees). Its service suite includes financial planning, custom investment advice (without proprietary products or model accounts), comprehensive wealth management, retirement and income planning, nonprofit asset management, insurance strategy, special-needs planning, and farm and ranch legacy planning. The firm was founded in Colorado Springs, taking its name from Cascade Avenue, and in 2020 took on a minority equity partner in Eastern Colorado Bank, which provides access to banking services such as business loans and mortgages that Cascade does not directly offer.

Operationally, Cascade Investment Group is a small advisor-driven firm (1-10 employees) that emphasizes personalized, goal-based planning over product distribution, with decisions made locally by advisors rather than through centralized corporate management. Technology infrastructure consists of third-party client portals (Advyzon with AES 256-bit encryption and Investor Connect) for portfolio visibility, document management, and account servicing. The firm does not publish revenue figures, AUM, or pricing, and operates as a fee-based advisory practice. Note: the source data conflates this Colorado Springs advisory entity with Bill Gates' separate Cascade Investment LLC family office, whose large equity transactions (Republic Services, ONEOK, Zoetis, Four Seasons Hotels) do not belong to this firm and have been excluded from the operational assessment.

Cascade Investment firmographics

Firmographics

Name: Cascade Investment
Legal name: Cascade Investment Group, Inc.
Website: https://ciginc.net
Company type: Private
Founded year: 1996
Operating status: Operating
Headcount range: 1–10 employees
Short description: Cascade Investment Group is a Colorado Springs-based fiduciary financial advisory firm offering personalized financial planning, investment management, retirement, nonprofit, and special-needs planning services to individuals, families, businesses, and charitable organizations in the local market.
Ownership category
akta.pro rank

Cascade Investment industry classification

Industry

Product category: Wealth Management and Financial Advisory Services
NAICS: Portfolio Management and Investment Advice (523940)
SIC: Investment Advice (6282)
akta.pro primary industry: Financial Planning–Led RIAs (FSAAACAB)
akta.pro secondary industries: Insurance-Integrated Wealth Managers (RIA + Insurance Solutions) (FSAAACAI), Directed Trust & Trust Advisory Services (FSAAANAK)

Keywords

Financial planning services
Investment advisory
Wealth management
Retirement planning
Fiduciary advisory

Where Cascade Investment is headquartered

Location

Headquarters

HQ city: Colorado Springs
HQ country: United States
HQ region: North America

Markets served

Cascade Investment business model

Business model

GTM type: B2C
Offering type: Services
Cost components: Personnel, Operations, Marketing or Sales

Cascade Investment product offering

Product offering

Core offering

Cascade Investment Group provides individualized, fiduciary financial planning, investment advice, and comprehensive wealth management for individuals, families, business owners, and nonprofit organizations. Services integrate risk control, investment management, retirement and income planning, business transition, legacy funding, charitable giving, special-needs planning, and farm and ranch legacy planning, with portfolios built uniquely per client rather than from model accounts or proprietary products. The firm is dually registered as a broker-dealer and registered investment adviser and partners with Eastern Colorado Bank to extend institutional resources.

Product overview

Cascade Investment Group is a dually registered broker-dealer and registered investment adviser that provides individualized, advice-driven financial services. The firm offers a comprehensive suite of services including Financial Planning, Investment Advice, Wealth Management, Retirement Planning, Insurance Services, Tax Planning, Nonprofit Asset Management, Special-Needs Planning, and Farm and Ranch Legacy Planning. The core offering is personalized financial planning driven by client goals rather than corporate mandates or proprietary products. The firm also provides client access through the Advyzon Client Portal (with AES 256-bit encryption for portfolio reporting and document management) and Investor Connect (for account information and statements). The relationship with Eastern Colorado Bank provides access to institutional resources while maintaining a personalized approach.

Differentiator

Problem solved

Functional benefit

Quantifiable outcome

Successfully accumulated ~1.3 million shares of Republic Services stock in one week (May 11-18, 2026), representing $202-215 million investment

Companies that use Cascade Investment

Customer profile

Segments1 record

Ideal customer profiles3 records

Cascade Investment technology and API

Technology

Technology focussed No

API detail

Has API: No
API docs
API detail

Core technology

AI maturity

App detail

Cascade Investment partnerships and signals

Strategic signal

Scale indicators2 records

Recent moves5 records

Expansion highlights4 records

Cascade Investment competitors and assessment

Company assessment

Broad incumbents

Edelman Financial Engines: Large national RIA combining financial planning with retirement plan participant advice — overlaps with Cascade's wealth management and business retirement plan offerings as a much larger incumbent in the same category.
LPL Financial: Largest independent broker-dealer and RIA custodian in the U.S., supporting thousands of advisors with wealth management and planning infrastructure — directly comparable in the dually registered model Cascade operates within.
Cetera Financial Group: Large broker-dealer and RIA support platform serving independent advisors — comparable to Cascade's dually registered broker-dealer/RIÁ structure and advisor-support model at much greater scale.
Commonwealth Financial Network: Independent broker-dealer and RIA platform supporting financial advisors with planning, investment, and insurance infrastructure — comparable dually registered model and advisor-support positioning to Cascade.

Direct peers

Carson Group: Large independent RIA platform offering financial planning-led advisory services to individuals and businesses — directly comparable business model to Cascade, with similar comprehensive planning, investment, and insurance solutions for households and small businesses.
Savant Wealth Management: Mid-size independent RIA providing financial planning, investment management, and tax services to individuals, families, and businesses — directly comparable in offering breadth and planning-led orientation to a boutique firm like Cascade.
Buckingham Strategic Wealth: Financial planning-led RIA focused on evidence-based investment advice and comprehensive planning for individuals and families — directly comparable fiduciary, planning-first approach and similar advisor-driven delivery.
Mariner Wealth Advisors: Independent RIA platform offering wealth planning, investment management, retirement plan, and tax services to high-net-worth individuals and families — operates the same planning-centric, advisor-led model that Cascade aspires to scale.
Creative Planning: Independent, fee-only RIA delivering comprehensive financial planning, investment management, retirement, and tax services to individuals and families — closely mirrors Cascade's planning-led, multi-service model.

Emerging players

Facet Wealth: Digital-first RIA delivering flat-fee financial planning and investment advice to mass-affluent households — comparable planning-centric value proposition to Cascade, but with a tech-enabled delivery model that pressures traditional boutique RIAs.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat4 records

Key risks5 records

Key highlights5 records

Customer concentration

Cascade Investment financial estimates

Financial estimate

Revenue estimate

Valuation estimate

Cascade Investment leadership team

Management profile

Number of profiles

Profiles9 records

Cascade Investment funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

Cascade Investment M&A and investment

M&A and investment

M&A1 record

Investments24 records

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Cascade Investment

What does Cascade Investment do?

Is Cascade Investment a public or private company?

Cascade Investment is a private company. It is classified as founder individual operated bootstrapped and is currently operating.

When was Cascade Investment founded?

Cascade Investment was founded in 1996. It employs 1 to 10 people.

Where is Cascade Investment based?

Cascade Investment is headquartered in Colorado Springs, United States, in the North America region.

Who are Cascade Investment's main competitors?

Broad incumbents on record are Edelman Financial Engines, LPL Financial, Cetera Financial Group and Commonwealth Financial Network. Direct peers are Carson Group, Savant Wealth Management, Buckingham Strategic Wealth, Mariner Wealth Advisors and Creative Planning. Facet Wealth is listed as an emerging player.

Does Cascade Investment have an API?

No public API is recorded for Cascade Investment.

What industry is Cascade Investment in?

Cascade Investment's product category is Wealth Management and Financial Advisory Services. Its primary akta.pro industry code is FSAAACAB, Financial Planning–Led RIAs, with a secondary code of FSAAACAI, Insurance-Integrated Wealth Managers (RIA + Insurance Solutions). Its NAICS code is 523940 and its SIC code is 6282.