BaseRock Partners
BaseRock Partners is a private investment bank founded in 2021 in Denver, Colorado, providing M&A advisory, ESOP advisory, and strategic advisory services exclusively to engineering and construction companies across North America, with offices in Denver and Chicago.
- Company typePrivate
- Founded2021
- HeadquartersDenver, United States
- Headcount1–10
- GTM typeB2B
- OfferingServices
What BaseRock Partners does
BaseRock Partners is a private investment bank founded in 2021 and headquartered in Denver, Colorado, that provides advisory services exclusively to the engineering and construction (E&C) industry across North America. The firm was co-founded by Scott Duncan, Dustin Bass, and Matthew Drake — each with prior senior roles at FMI Capital Advisors and other E&C-focused institutions — and has since expanded to include Managing Directors Jim Owen (Chicago), Luke Smith, and John Steinegger, alongside a regional office opened in Chicago in April 2025. Through its wholly owned subsidiary BaseRock Capital, LLC (a FINRA/SIPC member), the firm delivers sell-side and buy-side mergers and acquisitions advisory, Employee Stock Ownership Plan (ESOP) advisory covering feasibility, formation, and capital raising for buyouts, and strategic advisory services including management buyouts and ownership transition planning.
The firm organizes coverage across three sector verticals: Building Materials (cement, aggregates, ready-mix concrete, asphalt, integrated paving); Construction and Industrial Services (mechanical, electrical, plumbing, HVACR, roofing, heavy civil, and specialty contractors); and Architecture and Engineering Services (engineering, design, architectural, geotechnical, environmental, and construction/program management firms). Visible client engagements span Webcor, Colorado Sheet Metal, Allied Construction Services, Professional Electrical Contractors of Connecticut, Hartwig Mechanical, Silktown Roofing, American Structural Concrete, Dutra Materials, and Tindol Aggregates, among others, indicating a deliberate mix of mid-market and enterprise E&C companies.
BaseRock generates revenue through professional-services fees — primarily transaction-based advisory fees and engagement-specific retainers — with pricing negotiated per mandate and not publicly disclosed. Distribution is direct and relationship-driven, leveraging E&C industry events (AGC, CFMA, NECA, ESCA, ESOP Association), market research publications (Construction Materials Outlook, Electrical Services Update, Utility Services Update, A&E Services Update), and a content-led website funnel, rather than a third-party channel or platform.
BaseRock Partners firmographics
Firmographics- Name
- BaseRock Partners
- Legal name
- BaseRock Partners, LLC
- Website
- https://baserockpartners.com
- Company type
- Private
- Founded year
- 2021
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- BaseRock Partners is a private investment bank founded in 2021 in Denver, Colorado, providing M&A advisory, ESOP advisory, and strategic advisory services exclusively to engineering and construction companies across North America, with offices in Denver and Chicago.
- Ownership category
- akta.pro rank
BaseRock Partners industry classification
Industry- Product category
- Investment Banking Services
- NAICS
- Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Services-Management Consulting Services (8742)
- akta.pro primary industry
- Corporate Finance & Capital Advisory (BPAHADAB)
- akta.pro secondary industry
- Capital Raising Advisory (Debt/Equity/Private Capital) (BPAHADAG)
Keywords
Where BaseRock Partners is headquartered
LocationHeadquarters
- HQ city
- Denver
- HQ country
- United States
- HQ region
- North America
Offices2 records
Markets served
BaseRock Partners business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Marketing or Sales, Operations, Technology or R&D, Others
Revenue model
- Investment Banking / M&A Advisory Fees: BaseRock Partners generates revenue through professional services fees for mergers and acquisitions advisory, ESOP advisory, and strategic advisory services. As an investment bank serving the engineering and construction industry, they earn transaction-based fees and advisory retainers from clients seeking buy-side, sell-side, or ownership transition guidance.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Multi-year contract | Custom engagement-based pricing for M&A and advisory services |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels5 records
BaseRock Partners product offering
Product offeringCore offering
BaseRock Partners is an investment bank that provides mergers and acquisitions advisory, Employee Stock Ownership Plan (ESOP) advisory, and strategic advisory services exclusively to companies in the engineering and construction industry across North America. The firm serves three sector verticals — Building Materials, Construction and Industrial Services, and Architecture and Engineering Services — supporting clients on ownership transitions, buy-side and sell-side transactions, capital raising, and management buyouts.
Product overview
BaseRock Partners is an investment bank providing advisory services exclusively to the engineering and construction industry. The firm offers three core service products: Mergers and Acquisitions Advisory (sell-side and buy-side), ESOP Advisory (ownership transition through employee stock ownership plans), and Strategic Advisory. These services are delivered across three sector verticals: Building Materials, Construction and Industrial Services, and Architecture and Engineering Services. The firm also publishes periodic market insights and sector reports as supplementary content for clients.
Differentiator
Problem solved
Functional benefit
Products and services
- Mergers and Acquisitions Advisory Services
Quantifiable outcome
- Hundreds of transactions completed with engineering and construction companies
- +1 more outcomes
Companies that use BaseRock Partners
Customer profileNamed customers10 records
Segments4 records
Ideal customer profiles3 records
BaseRock Partners technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
BaseRock Partners partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- Greenwood Industries, LLCminorBaseRock Partners served as exclusive financial advisor to Silktown Roofing, Inc. in forming a strategic partnership with Greenwood Industries, LLC to strengthen positions in the Northeastern US commercial roofing market. The partnership combines two established commercial roofing contractors to create expanded geographic coverage.
Scale indicators3 records
Recent moves6 records
Expansion highlights5 records
BaseRock Partners competitors and assessment
Company assessmentDirect peers
- FMI Capital Advisors: FMI Capital Advisors is the most direct peer — an investment banking practice within FMI Corporation dedicated to the E&C industry. Three BaseRock Managing Directors (Duncan, Drake, Bass) and one (Smith) previously worked at FMI, and BaseRock competes head-to-head for the same sell-side, ESOP, and ownership-transition mandates.
- Stout Capital: Stout's investment banking group has a dedicated Infrastructure & Industrial Services practice covering E&C end markets, directly overlapping BaseRock's three verticals. Jim Owen led that group immediately before joining BaseRock, evidencing direct competitive overlap for advisory mandates and senior talent.
- Harris Williams: Harris Williams is a middle-market M&A advisor with a dedicated Building Products & Construction Services group that covers contractors, building products manufacturers, and infrastructure services — directly comparable to BaseRock's Building Materials and Construction & Industrial Services verticals.
- Brown Gibbons Lang & Company: BGL is a middle-market M&A advisor with a Construction & Building Products group covering building products manufacturers, specialty contractors, and engineering services firms — a closely comparable client profile and transaction size band to BaseRock.
- Cascadia Capital: Cascadia Capital is a West Coast middle-market advisor with a Building Products, Materials & Construction practice covering contractors, building products, and engineering services — a comparable mid-market E&C franchise with geographic overlap in BaseRock's North American footprint.
Broad incumbents
- Houlihan Lokey: Houlihan Lokey has a long-standing Engineering & Construction vertical within its Corporate Finance practice, providing sell-side and buy-side M&A, ESOP, and capital raising advisory. Jim Owen held senior E&C positions at Houlihan Lokey, confirming direct vertical overlap with BaseRock.
- Piper Sandler: Piper Sandler's Investment Banking group covers the Diversified Industrials & Services sector with a meaningful E&C practice spanning building products, contractors, and engineering services, competing for similar mid-market E&C M&A mandates.
- Jefferies: Jefferies' investment banking group maintains a Building Products & Construction practice covering public and private E&C companies, providing scale and balance-sheet capabilities that BaseRock does not match. Competes for larger E&C transactions that BaseRock occasionally faces in the mid-market.
Emerging players
- Prairie Capital: Prairie Capital is an investment banking firm with a recognized ESOP advisory practice serving the construction sector. Matthew Drake previously led M&A and ESOP transactions at Prairie, and Prairie continues to compete for ESOP advisory mandates that BaseRock actively pursues.
Others
- Marsh McLennan (Construction Practice): Marsh co-hosts the Construction Summit with E&C industry participants and provides insurance, risk, and transaction advisory services to the same buyer/seller ecosystem BaseRock serves. It is adjacent rather than directly competing for M&A mandates but operates within the same relationship network.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat4 records
Key risks6 records
Key highlights7 records
Customer concentration
BaseRock Partners social profiles
Digital presenceBaseRock Partners financial estimates
Financial estimateRevenue estimate
Valuation estimate
BaseRock Partners leadership team
Management profileNumber of profiles
Profiles6 records
BaseRock Partners subsidiaries and ownership
Company hierarchySubsidiaries1 record
BaseRock Partners funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
BaseRock Partners M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about BaseRock Partners
What does BaseRock Partners do?
BaseRock Partners is an investment bank that provides mergers and acquisitions advisory, Employee Stock Ownership Plan (ESOP) advisory, and strategic advisory services exclusively to companies in the engineering and construction industry across North America. The firm serves three sector verticals — Building Materials, Construction and Industrial Services, and Architecture and Engineering Services — supporting clients on ownership transitions, buy-side and sell-side transactions, capital raising, and management buyouts.
Is BaseRock Partners a public or private company?
BaseRock Partners is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was BaseRock Partners founded?
BaseRock Partners was founded in 2021. It employs 1 to 10 people.
Where is BaseRock Partners based?
BaseRock Partners is headquartered in Denver, United States, in the North America region.
How does BaseRock Partners make money?
One revenue line is on record: investment Banking / M&A Advisory Fees.
Who are BaseRock Partners's main competitors?
Direct peers on record are FMI Capital Advisors, Stout Capital, Harris Williams, Brown Gibbons Lang & Company and Cascadia Capital. Broad incumbents are Houlihan Lokey, Piper Sandler and Jefferies. Prairie Capital is listed as an emerging player. Marsh McLennan (Construction Practice) is listed as an others.
Does BaseRock Partners have an API?
No public API is recorded for BaseRock Partners.
What industry is BaseRock Partners in?
BaseRock Partners's product category is Investment Banking Services. Its primary akta.pro industry code is BPAHADAB, Corporate Finance & Capital Advisory, with a secondary code of BPAHADAG, Capital Raising Advisory (Debt/Equity/Private Capital). Its NAICS code is 523 and its SIC code is 6211.