Velox Clearing

What Velox Clearing does

Velox Clearing is a technology-driven, FINRA- and SIPC-member broker-dealer providing clearing, custody, and execution services to broker-dealers, institutional investors, registered investment advisors, and family offices. Founded in 2017 and headquartered at 600 Brickell Avenue, Miami, the company operates as a regulated correspondent clearing firm with memberships across NYSE, DTCC, NSCC, and OCC, and has filed continuous SEC Rule 606 reports from Q1 2020 through Q1 2026. Velox's positioning is explicitly tech-native, differentiating itself from legacy clearing systems through API integration, cloud-based infrastructure, and a unified platform rather than a patchwork of vendor relationships.

The product surface is organized around three integrated modules — Clearing (scalable post-trade settlement infrastructure), Custody (agnostic account management in a secure cloud-based ecosystem), and Execution (on-demand trade support, low-latency direct market access, and smart routing for best execution) — and supports Stocks/ETFs, Options, and Fractional Shares. Beyond core clearing, Velox offers specialized workflows for IPO settlement, Margin Finance, Stock Lending, and Tender Offers, indicating an intent to capture higher-value transaction services beyond vanilla trade processing. The technology stack emphasizes API integration for institutional control and compliance, with low-latency DMA and smart routing positioned as core performance features.

Velox monetizes through transaction-based clearing and settlement fees charged to correspondents, supplemented by recurring custody and account administration fees. Go-to-market is direct enterprise B2B sales, with relationship-driven sales cycles targeting both startup brokers and global firms. Pricing is not publicly disclosed and is presumed to be negotiated per-client based on volume and service scope. With 11–50 employees and no disclosed funding rounds, M&A activity, or revenue figures, Velox presents as a privately held, organically scaled correspondent clearing firm whose strategic posture is product breadth and regulatory connectivity rather than capital-fueled hyper-growth.

Name

Velox Clearing

Legal name

Velox Clearing LLC

Website

https://velox-global.com

Company type

Private

Founded year

2017

Operating status

Operating

Headcount range

11–50 employees

Short description

Velox Clearing is a FINRA- and SIPC-member broker-dealer providing tech-native clearing, custody, and execution services to broker-dealers, institutional investors, RIAs, and family offices. Its API-integrated, cloud-based post-trade platform supports stocks, ETFs, options, and fractional shares across North America.

Ownership category

akta.pro rank

Product category

Securities Clearing & Post-Trade Infrastructure

NAICS

Financial Transactions Processing, Reserve, and Clearinghouse Activities (522320), Securities and Commodity Exchanges (5232)

SIC

Security & Commodity Brokers, Dealers, Exchanges & Services (6200)

akta.pro primary industry

Tokenization, Network Vaults & Credential Management (FSAGABAF)

Keywords

• Post-trade clearing services
• Broker-dealer infrastructure
• Securities settlement platform
• Prime brokerage services
• Custody and execution

Headquarters

HQ city

Anaheim

HQ country

United States

HQ region

North America

Offices1 record

Markets served

GTM type

B2B

Offering type

Services

Cost components

Technology or R&D, Personnel, Operations, Infrastructure, Marketing or Sales, Others

Revenue model

1. Clearing and Settlement Services: Velox Clearing provides post-trade infrastructure services to broker-dealers and financial institutions. As a FINRA and SIPC member, the company earns revenue through clearing fees charged to correspondents and broker-dealers for trade processing, settlement, and custody services. The business model is transaction-based, typical of clearing firms that charge per-trade or per-transaction fees.
2. Custody and Account Management: Agnostic account management and custody services within the cloud-based ecosystem generate fees for account administration, asset custody, and related services.

Go-to-market motion1 record

Distribution channels1 record

Marketing channels3 records

Core offering

Velox Clearing is a FINRA- and SIPC-registered broker-dealer that provides tech-native post-trade clearing, custody, and execution services to broker-dealers, institutional investors, registered investment advisors, and family offices. The platform operates as a cloud-based ecosystem with API integration, supporting trade processing, settlement, asset custody, and execution across stocks/ETFs, options, and fractional shares, along with specialized workflows for IPO, Margin Finance, Stock Lending, and Tender Offer transactions.

Product overview

Velox Clearing is a fintech clearing platform that provides a unified ecosystem of post-trade infrastructure services. The core platform consists of three integrated modules: Clearing (scalable infrastructure for trade settlement and clearing), Custody (agnostic account management within a secure cloud-based ecosystem), and Execution (on-demand trade support with low-latency DMA and smart routing). The platform supports trading across multiple asset classes including Stocks/ETF, Options, and Fractional Shares. Velox serves broker-dealers, institutional investors, registered investment advisors, and family offices, and offers specialized business scenarios for IPO, Margin Finance, Stock Lending, and Tender Offer transactions.

Differentiator

Problem solved

Functional benefit

Brands

• Clearing: Full lifecycle post-trade clearing ecosystem with API integration providing institutions with clarity, control, and compliance at every stage of the post-trade process.
• Custody
• Execution

Products and services

• Clearing Scalable clearing infrastructure designed for broker-dealers, absorbing post-trade operations complexity to enable client-relationship and front-office focus. Operates as a cloud-based ecosystem with API integration providing clarity, control, and compliance at every stage of the post-trade process.
• Custody Agnostic account management and custody models within a secure, cloud-based ecosystem supporting post-trade operations for broker-dealers, institutional investors, RIAs, and family offices.
• Execution On-demand trade support, low-latency Direct Market Access (DMA), and smart routing optimized for best execution, intended for broker-dealers and institutional investors.

Named customers1 record

Segments4 records

Ideal customer profiles4 records

Technology focussed Yes

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature4 records

Partnerships

Four partnerships are on record, tiered core.

• DTCC (Depository Trust & Clearing Corporation)coreTechnology or IntegrationVelox Clearing is a member of DTCC and its subsidiary NSCC (National Securities Clearing Corporation). This membership enables Velox to provide central clearing and settlement services, integrating with one of the industry's core infrastructure providers for post-trade processing.
• OCC (Options Clearing Corporation)coreTechnology or IntegrationVelox Clearing is a member of OCC, enabling the company to offer options clearing services as part of its comprehensive clearing ecosystem.
• FINRA (Financial Industry Regulatory Authority)coreTechnology or IntegrationAs a FINRA member firm, Velox Clearing operates under regulatory oversight enabling securities brokerage activities and maintains compliance with industry self-regulatory standards.
• SIPC (Securities Investor Protection Corporation)coreTechnology or IntegrationSIPC membership provides customer account protection up to $500,000 (including $250,000 for claims for cash) in case of broker-dealer failure, a fundamental protection for client trust.

Scale indicators2 records

Recent moves6 records

Expansion highlights5 records

Emerging players

• DriveWealth: DriveWealth provides fractional-share-enabled clearing and execution infrastructure for global fintech brokers and apps — directly comparable in supporting modern, fractional-share broker-dealer demand.
• Alpaca Securities: Alpaca is an API-first brokerage and custody platform serving fintechs and developers; comparable as a small, tech-native player offering embedded brokerage infrastructure to emerging broker-dealers.
• Robinhood Securities: Robinhood's broker-dealer subsidiary handles clearing for its own retail platform and certain third-party flows; relevant as a vertically-integrated, tech-native new entrant reshaping clearing economics.

Broad incumbents

• Interactive Brokers: IBKR is a global, self-clearing broker with proprietary clearing technology and a massive correspondent/proprietary trading franchise; relevant as a tech-forward incumbent defining execution and clearing standards Velox competes against.
• Charles Schwab: Schwab operates a large correspondent clearing and custody business serving independent advisors and broker-dealers; relevant as a broad incumbent with deep institutional trust and balance sheet strength.
• BNY Mellon Pershing: Pershing is one of the largest U.S. correspondent clearing and custody providers, serving thousands of broker-dealers, RIAs, and family offices — the dominant legacy incumbent whose client base Velox is targeting.
• State Street Global Markets: State Street provides custody, clearing, and post-trade infrastructure to institutional and broker-dealer clients globally; relevant as a broad incumbent representing the scale and balance-sheet benchmark Velox must eventually approach.

Direct peers

• Apex Clearing: Apex is a leading tech-driven clearing and custody firm serving broker-dealers, fintechs, and RIAs — directly comparable to Velox as a modern, API-centric correspondent clearing alternative to legacy incumbents.
• Wedbush Securities: Wedbush operates a clearing division (Wedbush Capital) providing clearing, custody, and execution services to introducing broker-dealers — a similar mid-sized, multi-asset correspondent clearing model.
• TradeStation Clearing: TradeStation operates a clearing subsidiary (TradeStation Securities) providing clearing and execution services; comparable as a mid-sized tech-oriented clearing firm serving active trader and broker-dealer clients.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat4 records

Key risks6 records

Key highlights6 records

Customer concentration

• Xx.com/VeloxClearing
• LinkedInlinkedin.com/company/Velox-Clearing
• Facebookfacebook.com/VeloxClearing

Compliance6 records

Revenue estimate

Valuation estimate

Number of profiles

Profiles2 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Velox Clearing