CoreCap Investments
- Company typePrivate
- Founded1994
- HeadquartersSouthfield, United States
- Headcount11–50
- GTM typeB2B and B2C
- OfferingServices
CoreCap Investments firmographics
Firmographics- Name
- CoreCap Investments
- Legal name
- CoreCap Investments, LLC
- Website
- https://corecapinv.com
- Company type
- Private
- Founded year
- 1994
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Ownership category
- akta.pro rank
CoreCap Investments industry classification
Industry- Product category
- Brokerage and Investment Advisory
- NAICS
- Portfolio Management and Investment Advice (523940), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523)
- SIC
- Investment Advice (6282), Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Portfolio Construction & Asset Allocation Advisory (FSAEAAAC)
Keywords
Where CoreCap Investments is headquartered
LocationHeadquarters
- HQ city
- Southfield
- HQ country
- United States
- HQ region
- North America
Markets served
CoreCap Investments business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales
Distribution channels2 records
Marketing channels4 records
CoreCap Investments product offering
Product offeringCore offering
CoreCap Investments operates as a dual-entity financial services firm offering securities brokerage through CoreCap Investments, LLC (a FINRA/SIPC member broker-dealer) and investment advisory services through CoreCap Advisors, LLC (a registered investment advisor). The firm distributes securities products and advisory services through a network of affiliated registered representatives and investment advisors, with separate web portals serving advisors and clients.
Product overview
CoreCap Investments operates as a dual-entity financial services firm consisting of CoreCap Investments, LLC (a FINRA/SIPC member broker-dealer) and CoreCap Advisors, LLC (a registered investment advisor). The company serves both investment advisors/registered representatives and retail clients through separate portal sections. Securities products are offered through the broker-dealer entity while advisory services are provided through the investment advisor entity. The firm does not provide tax or legal advice and recommends clients consult with their own tax, legal, and investment professionals.
Differentiator
Problem solved
Functional benefit
Products and services
- CoreCap Investments, LLC Broker-Dealer Services
Companies that use CoreCap Investments
Customer profileSegments2 records
Ideal customer profiles2 records
CoreCap Investments technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
CoreCap Investments partnerships and signals
Strategic signalRecent moves3 records
Expansion highlights2 records
CoreCap Investments competitors and assessment
Company assessmentDirect peers
- Cambridge Investment Research: Cambridge is a privately held independent broker-dealer/RIA supporting thousands of financial advisors with similar product, compliance, and technology services as CoreCap.
- Cetera Financial Group: Cetera is one of the largest independent broker-dealer/RIA networks in the US, offering the same dual-entity wealth services platform to independent advisors that CoreCap provides at a smaller scale.
- LPL Financial: LPL Financial is the largest independent broker-dealer and RIA custodian in the US, providing the same dual BD/RIA platform, supervision, and product access to affiliated financial advisors that CoreCap serves.
- Kestra Financial: Kestra Financial is an independent broker-dealer and RIA platform supporting affiliated advisors with custody, supervision, and product access, structurally analogous to CoreCap's model.
- Commonwealth Financial Network: Commonwealth is a privately held independent broker-dealer/RIA serving financial advisors with compliance, product, and practice management support, directly comparable to CoreCap's offering.
Broad incumbents
- Charles Schwab: Schwab operates a large retail brokerage, RIA custody, and advisor services platform, competing with CoreCap on custody, product access, and technology for both clients and independent advisors.
- Ameriprise Financial: Ameriprise runs an extensive financial advisory franchise with brokerage and investment advisory services under one umbrella, a much larger but structurally similar dual BD/RIA model to CoreCap.
- Raymond James Financial: Raymond James operates a large private client group and independent advisor channel alongside investment banking and asset management, overlapping CoreCap's broker-dealer/RIA offering as a broader incumbent.
- Edward Jones: Edward Jones is a large, branch-based broker-dealer offering brokerage and advisory services to individual investors through a national network of financial advisors, a scaled analog of CoreCap's advisor-led model.
- Robert W. Baird: Baird is a Midwest-anchored, privately held wealth management and capital markets firm with a financial advisor network that competes for the same independent and regional advisor clients as CoreCap.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat3 records
Key risks5 records
Key highlights5 records
Customer concentration
CoreCap Investments social profiles
Digital presenceCoreCap Investments compliance and trust
Trust signalCompliance2 records
CoreCap Investments financial estimates
Financial estimateRevenue estimate
Valuation estimate
CoreCap Investments leadership team
Management profileNumber of profiles
CoreCap Investments funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
CoreCap Investments M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about CoreCap Investments
What does CoreCap Investments do?
CoreCap Investments operates as a dual-entity financial services firm offering securities brokerage through CoreCap Investments, LLC (a FINRA/SIPC member broker-dealer) and investment advisory services through CoreCap Advisors, LLC (a registered investment advisor). The firm distributes securities products and advisory services through a network of affiliated registered representatives and investment advisors, with separate web portals serving advisors and clients.
Is CoreCap Investments a public or private company?
CoreCap Investments is a private company. It is classified as unknown and is currently operating.
When was CoreCap Investments founded?
CoreCap Investments was founded in 1994. It employs 11 to 50 people.
Where is CoreCap Investments based?
CoreCap Investments is headquartered in Southfield, United States, in the North America region.
Who are CoreCap Investments's main competitors?
Direct peers on record are Cambridge Investment Research, Cetera Financial Group, LPL Financial, Kestra Financial and Commonwealth Financial Network. Broad incumbents are Charles Schwab, Ameriprise Financial, Raymond James Financial, Edward Jones and Robert W. Baird.
Does CoreCap Investments have an API?
No public API is recorded for CoreCap Investments.
What industry is CoreCap Investments in?
CoreCap Investments's product category is Brokerage and Investment Advisory. Its primary akta.pro industry code is FSAEAAAC, Portfolio Construction & Asset Allocation Advisory. Its NAICS code is 523940 and its SIC code is 6282.