NewOak Capital LLC

What NewOak Capital LLC does

NewOak Capital LLC is a privately held New York-based financial services advisory firm founded in 2008 that delivers credit, valuation, risk, and regulatory compliance expertise to financial institutions, law firms, municipal issuers, and mortgage servicers. The firm operates four interlocking practice areas: Financial Markets Advisory (credit analysis, valuation, and risk consulting), Financial Litigation Consulting (expert support across the litigation lifecycle), Capital Markets Advisory (M&A advisory, capital placement, and asset disposition in asset-backed, structured finance, and corporate finance markets), and Credit Services (loan administration across middle market, CRE, residential mortgage, ABL, and specialty finance). Securities transactions are executed through its affiliated broker-dealer, NewOak Capital Markets LLC, a member of FINRA, SIPC, and MSRB.

The firm's competitive core rests on two proprietary technology platforms. OpenRisk® is a cross-asset class valuation and risk engine providing the analytical framework for mortgage credit analysis, forensic loan review, quality control, QM/ATR compliance documentation, and reporting; an embedded Forensic Loan Review Module serves as a workflow system for litigation-grade loan file management. MuniScore™ is a municipal credit scoring and risk aggregation tool built on a database of more than 50,000 municipal obligors and hundreds of thousands of state and local entities, enabling stress testing, expected-loss estimation, and benchmark comparison. Supporting these is MuniCredit Insights, a weekly independent column on tax-exempt municipal credit investing.

NewOak generates revenue through a mix of professional services fees (advisory and litigation consulting engagements), transaction fees (M&A, capital placement, asset disposition, and securities brokerage), and managed services (loan and specialty finance administration). Pricing is quote-based and not publicly disclosed. The firm is led by CEO, Chairman, and CIO Ron D'Vari, supported by a bench of Managing Directors and Directors organized around distinct practice areas, with a headcount in the 11–50 range. The company does not disclose revenue or funding and is independently operated with no identified parent or institutional backing.

Name

NewOak Capital LLC

Legal name

NewOak Capital LLC

Website

https://newoak.com

Company type

Private

Founded year

2008

Operating status

Operating

Headcount range

11–50 employees

Short description

NewOak Capital LLC is a New York-based financial services advisory firm, founded in 2008, providing credit, valuation, risk, litigation, and regulatory compliance consulting to financial institutions, law firms, municipal issuers, and mortgage servicers, supported by its proprietary OpenRisk® and MuniScore™ analytics platforms.

Ownership category

akta.pro rank

Product category

Financial Advisory Services

NAICS

Portfolio Management and Investment Advice (523940), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523)

SIC

Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)

akta.pro primary industry

Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)

akta.pro secondary industries

Capital Raising Advisory (Debt/Equity/Private Capital) (BPAHADAG), Equity Capital Advisory (Private Equity Placements, Growth Capital) (BPAHAOAE)

Keywords

• Financial advisory services
• Credit risk analytics
• Litigation consulting
• Mortgage credit services
• Regulatory compliance advisory

Headquarters

HQ city

New York

HQ country

United States

HQ region

North America

Offices4 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales

Revenue model

1. Financial Markets Advisory: Advisory fees for credit analysis, valuation, and risk consulting services provided to financial services organizations and law firms
2. Financial Litigation Consulting: Consulting fees for litigation lifecycle support from strategy to resolution for clients and counsel
3. Capital Markets Advisory: M&A advisory, capital placement, and asset disposition fees for transactions in asset-backed, structured finance and corporate finance markets
4. Credit Services: Loan administration and specialty finance administration services for middle market loans, CRE loans, residential mortgages, ABLs, asset-based loans, and healthcare receivables
5. Securities Brokerage: Securities offered through NewOak Capital Markets LLC, Member FINRA, SIPC and MSRB

Go-to-market motion2 records

Distribution channels1 record

Marketing channels6 records

Core offering

NewOak Capital LLC is a financial services advisory firm that provides financial markets advisory, financial litigation consulting, capital markets advisory (M&A, capital placement, asset disposition), risk and regulatory compliance services, credit/loan administration, specialty finance administration, and residential mortgage services to institutional clients. Its offerings are supported by proprietary technology platforms including OpenRisk® (cross-asset valuation and risk engine) and MuniScore™ (municipal credit scoring tool covering 50,000+ obligors). Securities are offered through affiliated broker-dealer NewOak Capital Markets LLC.

Product overview

NewOak Capital LLC is a financial services firm offering an integrated suite of advisory and technology services rather than a single unified product. The portfolio includes: OpenRisk® (a cross-asset class valuation and risk engine), MuniScore™ (municipal credit scoring tool), and MuniCredit Insights (weekly research publication); alongside core consulting services in loan administration, specialty finance administration, residential mortgage services, financial litigation consulting, financial markets advisory, fundamental credit analysis, capital markets advisory, and risk and regulatory compliance. OpenRisk® and MuniScore™ serve as the primary technology platforms, with OpenRisk® enabling forensic loan review, quality control, and compliance documentation, while MuniScore™ supports portfolio-level municipal credit risk analysis.

Differentiator

Problem solved

Functional benefit

Brands

• OpenRisk®: Cross asset class valuation and risk engine providing comprehensive analytical framework for financial technology solutions.

Products and services

• OpenRisk®

Segments5 records

Ideal customer profiles5 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

AI capability2 records

Feature3 records

Partnerships

Two partnerships are on record, tiered minor.

• Monarch Capital Group, LLCminorOthersTri-party clearing arrangement partner referenced in NewOak's Business Continuity Plan. Contact information provided as backup in case of significant business disruption: 212-808-4333.
• Pershing LLCminorOthersPrimary clearing firm for securities transactions. Provides customer support and website for accessing funds and securities information during business disruptions. Contact: 201-413-3635 or 213-624-6100 ext. 500.

Scale indicators3 records

Recent moves6 records

Expansion highlights5 records

Broad incumbents

• PJT Partners: Independent advisory-focused investment bank serving corporates, sponsors, and financial institutions; competes with NewOak's Capital Markets Advisory group for M&A and capital placement mandates.
• Houlihan Lokey: Independent investment bank with market-leading Financial Restructuring and Financial Sponsors Coverage; comparable to NewOak's Capital Markets Advisory and M&A advisory work for asset-backed and structured finance clients.
• FTI Consulting: Large global advisory firm with dedicated Financial Services, Disputes & Investigations, and Capital Markets practices that compete directly with NewOak's Financial Markets Advisory, Financial Litigation Consulting, and Capital Markets Advisory offerings to overlapping institutional clients.
• Greenhill & Co. Independent M&A and capital markets advisory firm; relevant peer for NewOak's Capital Markets Advisory group providing M&A, capital placement, and asset disposition services.
• Alvarez & Marsal: Global professional services firm with strong Disputes & Investigations and Financial Services Advisory practices; competes with NewOak for forensic loan review, restructuring, and financial advisory mandates at financial institutions.
• Kroll (formerly Duff & Phelps): Global valuation, advisory, and expert services firm; directly comparable to NewOak in valuation, financial litigation consulting, and structured finance advisory services.

Direct peers

• StoneTurn: Boutique financial advisory and expert services firm offering litigation consulting, forensic accounting, and valuation support — a near-twin of NewOak's expert/litigation consulting franchise serving law firms and financial institutions.
• Ankura Consulting: Closely comparable in scale and service mix, with dedicated practices in Financial Litigation & Disputes, Risk & Regulatory Compliance, and Capital Markets — directly overlapping NewOak's core practice areas for banks, servicers, and law firms.
• Situs AMC: Specialized provider of loan servicing, due diligence, and advisory services for residential and commercial mortgages — directly overlapping NewOak's loan administration and residential mortgage services practices.
• Cohen & Company: Boutique financial services firm with capital markets, asset management, and specialty finance administration practices — closely mirrors NewOak's blend of capital markets advisory, credit services, and structured finance exposure at a similar scale.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat4 records

Key risks6 records

Key highlights7 records

Customer concentration

• Xx.com/NewOakCapital
• YouTubeyoutube.com/user/NewOakCapital/featured
• Facebookfacebook.com/NewOakCapital
• LinkedInlinkedin.com/company/219176

Revenue estimate

Valuation estimate

Number of profiles

Profiles16 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about NewOak Capital LLC