Developer docs
API playgroundTry for free, no card

Search company profiles

FSC Securities Corporation

Full company profile

uuid000bi64

Namestring
FSC Securities Corporation
Legal namestring
FSC Securities Corporation
Company typeenum
Private
Founded yearint
1958
Operating statusenum
Operating
Ownership categoryenum
Headcount rangeband
101–250
akta.pro rankint
HeadquartersAtlanta, United States
HQ citystring
Atlanta
HQ countrystring
United States
HQ regionstring
North America
Markets served

Serves global market

Keyword5 values
securities brokerage services, investment advisory services, wealth management solutions, financial planning services, broker-dealer network
Industry2 codes
1Full-Service Retail Brokerage & Wealth Platforms
CodeFSAAAAAAPrimaryYes
2Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory)
CodeBPAHAOALPrimaryNo
NAICS code2 codes
  • Investment Banking and Securities Intermediation523150
  • Portfolio Management and Investment Advice523940
SIC code1 code
  • Security Brokers, Dealers & Flotation Companies6211
Product category
Securities Brokerage & Investment Advisory
GTM motion1 record

Each record includes

Type, Description, Source

Revenue model1 record
1Securities brokerage services
TypeTransaction Fee
Description

Securities and investment advisory services offered through affiliated broker-dealers including Osaic Wealth, Inc., Osaic Institutions, Inc., Osaic Services, Inc., and Ladenburg Thalmann & Co. Revenue generated from securities transactions and investment advisory fees.

osaic.com
Marketing channels2 records

Each record includes

Title, Type, Stage, Description, Source

Distribution channels7 records

Each record includes

Title, Type, Scope, Target buyer, Description, Source

Cost components5 values
Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
GTM typeB2B
B2B
Offering typeServices
Services
Core offering1 text field

FSC Securities Corporation is a broker-dealer and registered investment adviser providing securities brokerage and investment advisory services through affiliated firms within the Osaic network. The firm delivers wealth management solutions, financial planning, and securities transaction execution for individual investors and institutional clients via a network of affiliated broker-dealers including Osaic Wealth, Inc., Osaic Institutions, Inc., Osaic Services, Inc., and Ladenburg Thalmann & Co.

Differentiator
Functional benefit
Problem solved
Product overview1 text field

FSC Securities Corporation is a broker-dealer firm operating under Osaic, one of the nation's largest providers of wealth management solutions. The company operates as part of a network comprising Osaic Wealth, Inc., Osaic Institutions, Inc., and other affiliated broker-dealers and registered investment advisers. The broader Osaic platform serves over 11,000 financial professionals, 270+ financial institutions, and 4 million clients nationwide, offering securities, investment advisory services, and wealth management solutions through its affiliated firms including Osaic Services, Inc., Ladenburg Thalmann & Co., and advisory services through Ladenburg Thalmann Asset Management, Inc., Osaic Advisory Services, LLC., and CW Advisors, LLC.

Product and service1 record
1Securities and Investment Advisory Services
CategorySecurities Brokerage & Investment Advisory
Description

Broker-dealer and registered investment adviser services delivering securities transactions and investment advisory solutions for individual investors and institutional clients through affiliated entities within the Osaic network.

Scale indicator4 records

Each record includes

Type, Value, Description, Source

Partnership1 partner
Strategic tierCoreTypeStrategic or Co-development Partner
Description

Osaic is the parent company of FSC Securities Corporation. FSC Securities operates as part of the Osaic network, which is one of the nation's largest providers of wealth management solutions, supporting 11,000+ financial professionals, 270+ financial institutions, and 4M+ clients nationwide.

Recent move3 records

Each record includes

Date, Type, Title, Description, Source

Expansion highlight2 records

Each record includes

Type, Description

Peers10 records
TypeDirect peer
Description

LPL Financial is the largest independent broker-dealer in the U.S., serving ~22,000 financial advisors with brokerage, advisory, and institutional services — directly comparable to FSC Securities' role as a broker-dealer supporting Osaic's 11,000+ financial professionals.

TypeBroad incumbent
Description

Edward Jones is a large established broker-dealer serving individual investors through a national advisor force — a broad incumbent with overlapping retail brokerage and wealth advisory capabilities versus FSC Securities.

TypeDirect peer
Description

Cetera is a privately held independent broker-dealer network supporting thousands of financial advisors with multiple BD/RIA charters — directly comparable to the Osaic/FSC Securities multi-charter model (Osaic Wealth, Osaic Institutions, Ladenburg Thalmann).

TypeBroad incumbent
Description

Ameriprise is a large diversified financial services incumbent with a substantial advisor channel offering brokerage and advisory solutions comparable to FSC Securities' offerings, though it operates at materially greater scale.

TypeBroad incumbent
Description

Schwab's Advisor Services division serves independent advisors with custody, brokerage and RIA custody services — a broader incumbent whose advisor-services platform competes for the same B2B2C channel that FSC Securities pursues within the Osaic network.

TypeDirect peer
Description

Raymond James operates a large independent broker-dealer and advisor network with full-service brokerage and investment advisory capabilities — directly comparable to FSC Securities' Osaic-network offering across multiple BD charters.

TypeOthers
Description

Pershing is a major custodian and clearing services provider to independent broker-dealers and RIAs — an enabling/infrastructure peer that supports much of the independent BD ecosystem in which FSC Securities operates as a competitor for advisor relationships.

TypeDirect peer
Description

Commonwealth is a privately held independent broker-dealer/RIA serving thousands of advisors — a direct comparable to FSC Securities in serving financial professionals with hybrid brokerage and advisory services.

TypeDirect peer
Description

Advisor Group was a large independent broker-dealer network supporting thousands of advisors with multiple BD charters — closely comparable to FSC Securities' Osaic multi-charter model before its combination with Cetera.

TypeDirect peer
Description

Cambridge is a privately held independent broker-dealer supporting ~4,000 advisors with both BD and RIA capabilities — directly comparable to FSC Securities' model of serving independent financial professionals across retail brokerage and advisory.

Market position
Strengths5 records

Each record includes

Headline, Details, Source

Weaknesses5 records

Each record includes

Headline, Details, Source

Competitive moat3 records

Each record includes

Type, Details

Key risks6 records

Each record includes

Headline, Details, Source

Key highlights6 records

Each record includes

Headline, Details, Source

Customer concentration

Classification, Details

Segment2 records

Each record includes

Title, Type, Primary, Description, Pain point addressed, Use case, Source

Ideal customer profile2 records

Each record includes

Profile, Firmographic size, Sales motion, Sales cycle length, Buying structure, Purchase trigger, Buyer persona, Geography, Industry vertical, Primary use case, Description, Pain points, Evidence proof points, Target buyer

Technology focused
No
API detail
Has APIbool
No

Docs URL, Description

AI maturity
App detail

Has app

Core technology
Revenue estimate
Valuation estimate
Number of profiles
Profiles1 record

Each record includes

Name, Designation, Designation category, Overview, Profile commentary, Source

No data
No data
Funding overview

Funding stage, Last funding date, Total funding USD

Funding rounds

Each record includes

Round, Amount USD, Date, Pre money valuation, Total investors, Investors, News

Investors

Each record includes

Name, Type, Date of entry, Rounds participated, Website

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Each record includes

Name, Acquisition type, Announced date, Completed date, Status, Website, News

Investment

Each record includes

Name, Round, Announced date, Lead investor, Website, News

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

FSC Securities Corporation

Securities Brokerage & Investment Advisoryfscsecurities.com

FSC Securities Corporation firmographics

Firmographics
Name
FSC Securities Corporation
Legal name
FSC Securities Corporation
Website
https://fscsecurities.com
Company type
Private
Founded year
1958
Operating status
Operating
Headcount range
101–250 employees
Ownership category
akta.pro rank

FSC Securities Corporation industry classification

Industry
Product category
Securities Brokerage & Investment Advisory
NAICS
Investment Banking and Securities Intermediation (523150), Portfolio Management and Investment Advice (523940)
SIC
Security Brokers, Dealers & Flotation Companies (6211)
akta.pro primary industry
Full-Service Retail Brokerage & Wealth Platforms (FSAAAAAA)
akta.pro secondary industry
Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)

Keywords

  • Securities brokerage services
  • Investment advisory services
  • Wealth management solutions
  • Financial planning services
  • Broker-dealer network

Where FSC Securities Corporation is headquartered

Location

Headquarters

HQ city
Atlanta
HQ country
United States
HQ region
North America

Markets served

FSC Securities Corporation business model

Business model
GTM type
B2B
Offering type
Services
Cost components
Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure

Revenue model

  1. Securities brokerage services: Securities and investment advisory services offered through affiliated broker-dealers including Osaic Wealth, Inc., Osaic Institutions, Inc., Osaic Services, Inc., and Ladenburg Thalmann & Co. Revenue generated from securities transactions and investment advisory fees.

Go-to-market motion1 record

Distribution channels7 records

Marketing channels2 records

FSC Securities Corporation product offering

Product offering

Core offering

FSC Securities Corporation is a broker-dealer and registered investment adviser providing securities brokerage and investment advisory services through affiliated firms within the Osaic network. The firm delivers wealth management solutions, financial planning, and securities transaction execution for individual investors and institutional clients via a network of affiliated broker-dealers including Osaic Wealth, Inc., Osaic Institutions, Inc., Osaic Services, Inc., and Ladenburg Thalmann & Co.

Product overview

FSC Securities Corporation is a broker-dealer firm operating under Osaic, one of the nation's largest providers of wealth management solutions. The company operates as part of a network comprising Osaic Wealth, Inc., Osaic Institutions, Inc., and other affiliated broker-dealers and registered investment advisers. The broader Osaic platform serves over 11,000 financial professionals, 270+ financial institutions, and 4 million clients nationwide, offering securities, investment advisory services, and wealth management solutions through its affiliated firms including Osaic Services, Inc., Ladenburg Thalmann & Co., and advisory services through Ladenburg Thalmann Asset Management, Inc., Osaic Advisory Services, LLC., and CW Advisors, LLC.

Differentiator

Problem solved

Functional benefit

Products and services

  • Securities and Investment Advisory Services Broker-dealer and registered investment adviser services delivering securities transactions and investment advisory solutions for individual investors and institutional clients through affiliated entities within the Osaic network.

Companies that use FSC Securities Corporation

Customer profile

Segments2 records

Ideal customer profiles2 records

FSC Securities Corporation technology and API

Technology

Technology focussed No

API detail

Has API
No
API docs
API detail

Core technology

AI maturity

App detail

FSC Securities Corporation partnerships and signals

Strategic signal

Partnerships

One partnership is on record.

  • OsaiccoreStrategic or Co-development PartnerOsaic is the parent company of FSC Securities Corporation. FSC Securities operates as part of the Osaic network, which is one of the nation's largest providers of wealth management solutions, supporting 11,000+ financial professionals, 270+ financial institutions, and 4M+ clients nationwide.

Scale indicators4 records

Recent moves3 records

Expansion highlights2 records

FSC Securities Corporation competitors and assessment

Company assessment

Direct peers

  • LPL Financial: LPL Financial is the largest independent broker-dealer in the U.S., serving ~22,000 financial advisors with brokerage, advisory, and institutional services — directly comparable to FSC Securities' role as a broker-dealer supporting Osaic's 11,000+ financial professionals.
  • Cetera Financial Group: Cetera is a privately held independent broker-dealer network supporting thousands of financial advisors with multiple BD/RIA charters — directly comparable to the Osaic/FSC Securities multi-charter model (Osaic Wealth, Osaic Institutions, Ladenburg Thalmann).
  • Raymond James Financial Services: Raymond James operates a large independent broker-dealer and advisor network with full-service brokerage and investment advisory capabilities — directly comparable to FSC Securities' Osaic-network offering across multiple BD charters.
  • Commonwealth Financial Network: Commonwealth is a privately held independent broker-dealer/RIA serving thousands of advisors — a direct comparable to FSC Securities in serving financial professionals with hybrid brokerage and advisory services.
  • Advisor Group / Cetera (predecessor network): Advisor Group was a large independent broker-dealer network supporting thousands of advisors with multiple BD charters — closely comparable to FSC Securities' Osaic multi-charter model before its combination with Cetera.
  • Cambridge Investment Research: Cambridge is a privately held independent broker-dealer supporting ~4,000 advisors with both BD and RIA capabilities — directly comparable to FSC Securities' model of serving independent financial professionals across retail brokerage and advisory.

Broad incumbents

  • Edward Jones: Edward Jones is a large established broker-dealer serving individual investors through a national advisor force — a broad incumbent with overlapping retail brokerage and wealth advisory capabilities versus FSC Securities.
  • Ameriprise Financial: Ameriprise is a large diversified financial services incumbent with a substantial advisor channel offering brokerage and advisory solutions comparable to FSC Securities' offerings, though it operates at materially greater scale.
  • Charles Schwab (Advisor Services): Schwab's Advisor Services division serves independent advisors with custody, brokerage and RIA custody services — a broader incumbent whose advisor-services platform competes for the same B2B2C channel that FSC Securities pursues within the Osaic network.

Others

  • Pershing (BNY Mellon): Pershing is a major custodian and clearing services provider to independent broker-dealers and RIAs — an enabling/infrastructure peer that supports much of the independent BD ecosystem in which FSC Securities operates as a competitor for advisor relationships.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat3 records

Key risks6 records

Key highlights6 records

Customer concentration

FSC Securities Corporation social profiles

Digital presence

FSC Securities Corporation financial estimates

Financial estimate

Revenue estimate

Valuation estimate

FSC Securities Corporation leadership team

Management profile

Number of profiles

Profiles1 record

FSC Securities Corporation funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

FSC Securities Corporation M&A and investment

M&A and investment

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about FSC Securities Corporation

What does FSC Securities Corporation do?

FSC Securities Corporation is a broker-dealer and registered investment adviser providing securities brokerage and investment advisory services through affiliated firms within the Osaic network. The firm delivers wealth management solutions, financial planning, and securities transaction execution for individual investors and institutional clients via a network of affiliated broker-dealers including Osaic Wealth, Inc., Osaic Institutions, Inc., Osaic Services, Inc., and Ladenburg Thalmann & Co.

Is FSC Securities Corporation a public or private company?

FSC Securities Corporation is a private company. It is classified as corporate owned and is currently operating.

When was FSC Securities Corporation founded?

FSC Securities Corporation was founded in 1958. It employs 101 to 250 people.

Where is FSC Securities Corporation based?

FSC Securities Corporation is headquartered in Atlanta, United States, in the North America region.

How does FSC Securities Corporation make money?

One revenue line is on record: securities brokerage services.

Who are FSC Securities Corporation's main competitors?

Direct peers on record are LPL Financial, Cetera Financial Group, Raymond James Financial Services, Commonwealth Financial Network, Advisor Group / Cetera (predecessor network) and Cambridge Investment Research. Broad incumbents are Edward Jones, Ameriprise Financial and Charles Schwab (Advisor Services). Pershing (BNY Mellon) is listed as an others.

Does FSC Securities Corporation have an API?

No public API is recorded for FSC Securities Corporation.

What industry is FSC Securities Corporation in?

FSC Securities Corporation's product category is Securities Brokerage & Investment Advisory. Its primary akta.pro industry code is FSAAAAAA, Full-Service Retail Brokerage & Wealth Platforms, with a secondary code of BPAHAOAL, Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory). Its NAICS code is 523150 and its SIC code is 6211.

Unlock the full company data

50 free credits on sign-up, no credit card required.

Contact sales
Live signals
PR NewswireAdvisor Group And FSC Securities Announce Recruitment Of Two Financial Professional Practices With $105 Million In Total AssetsAdvisor Group and its network member firm FSC Securities announced the successful recruitment of two independent financial professional practices representing $105 million in total client assets. The recruited practices include Richardson eWealth Strategies in Walnut Creek, California with $82 million in assets, and Houston-based J.W. Holmes with $23 million in assets, both transitioning to FSC Securities. The announcement reinforces FSC's position as a destination for growth-driven financial professionals seeking the resources of a larger network.PR NewswirePark Square Financial Group, $200MM Firm, Leaves FSC and Joins $1.3B Csenge Advisory GroupPark Square Financial Group has left FSC to join Csenge Advisory Group, bringing $200 million in assets under management to the latter's growing platform. The move highlights a strategic shift for Park Square, which cited shared values and Csenge's focus on technology and economies of scale as key drivers. Csenge Advisory Group now manages $1.3 billion in assets with additional acquisitions pending.PR NewswireFSC Securities Corporation Appoints Derek Burke as President and CEOFSC Securities Corporation appointed Derek Burke as President and CEO, replacing Jerry Murphy who is departing to become a partner at one of FSC's largest OSJ groups. Burke brings extensive industry experience, having previously served as President of Waddell & Reed and held senior positions at UBS, New York Life, and Prudential. FSC, a subsidiary of Advisor Group managing $37 billion in client assets, is positioning the leadership change as an opportunity to strengthen its position in the evolving fiduciary era.