AuditOne LLC

What AuditOne LLC does

AuditOne LLC is an independent, privately held professional services firm founded in 2003 that delivers internal audit, compliance, credit review, and risk advisory services exclusively to U.S. financial institutions and fintech companies. Operating from Cleveland, Ohio with a secondary office in Buena Park, California, the firm reports having served more than 500 financial institutions across 20+ years and self-positions as one of the largest independent risk management firms in the U.S. for this market. Customers span community and regional banks, credit unions, fintech companies, and sponsor bank/BaaS programs, with engagements delivered under project-based, co-sourced, or fully outsourced models targeting audit committees and senior management at regulated institutions.

The firm operates 11 core service lines spanning financial crime and compliance (BSA/AML independent testing, AML model validations, sanctions/OFAC, fraud risk), regulatory and risk management (enterprise risk assessments, governance frameworks), technology and cyber risk (IT audits, cybersecurity, penetration testing, third-party technology risk), credit and lending risk (loan review, underwriting controls, CECL controls), operations and deposit services, digital banking and payments (NACHA ACH audits, sponsor bank programs), finance and internal controls (SOX, ICFR), fintech and third-party oversight, SOX-FDICIA, and supervisory committee support. Delivery is described as technology-enabled with dedicated audit coordinators and a multi-layer quality control process producing examiner-ready workpapers; staff are described as former bankers and regulators rather than generalist consultants.

Revenue is generated through negotiated professional services engagements sourced via consultation requests, RFP submissions, and direct enterprise outreach to audit committees and risk leadership at regulated institutions. Pricing is not publicly disclosed and varies by institution size, complexity, and engagement scope. There is no external funding, no disclosed revenue, and no parent company; ownership is described as operator-led and structured for long-term stewardship rather than short-term transactions. The go-to-market emphasizes regulatory expertise, board-ready reporting, and dedicated coordinator support as differentiating factors over generic consulting alternatives.

Name

AuditOne LLC

Legal name

AuditOne, LLC

Website

https://auditonellc.com

Company type

Private

Founded year

2003

Operating status

Operating

Headcount range

11–50 employees

Short description

AuditOne LLC is a privately held U.S. professional services firm that delivers independent internal audit, compliance, credit review, and risk advisory services to community and regional banks, credit unions, fintech companies, and sponsor bank/BaaS programs.

Ownership category

akta.pro rank

Product category

Internal Audit & Risk Advisory Services

NAICS

Offices of Certified Public Accountants (541211)

SIC

Services-Engineering, Accounting, Research, Management (8700)

akta.pro primary industry

Audit & Assurance Services (BPAHABAA)

akta.pro secondary industry

Financial Reporting & Technical Accounting Advisory (GAAP/IFRS) (BPAHABAF)

Keywords

• Internal audit services
• Compliance audit
• Risk advisory
• Credit review
• BSA/AML testing

Headquarters

HQ city

Buena Park

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure

Revenue model

1. Internal Audit Services: Independent internal audit, compliance, and credit review services for financial institutions including banks, credit unions, and fintech companies. Services are delivered through project-based, co-sourced, or fully outsourced engagement models.
2. Risk Advisory Services: Risk consulting, technology and cyber security consulting, and advisory services to help institutions strengthen controls, remediate findings, and navigate regulatory expectations.
3. Compliance and Regulatory Services: Compliance reviews, regulatory readiness assessments, FDICIA and SOX support, and examiner readiness services for financial institutions.

Go-to-market motion1 record

Distribution channels1 record

Marketing channels4 records

Core offering

AuditOne LLC is a national internal audit, compliance, and risk advisory firm that delivers independent, regulator-ready assurance to banks, credit unions, fintech companies, and sponsor banks. Services span BSA/AML testing, IT and cybersecurity audits, loan review, SOX/FDICIA support, and supervisory committee reporting, delivered through project-based, co-sourced, or fully outsourced engagement models. Delivery is supported by specialist (non-generalist) teams, dedicated audit coordinators, and a multi-layer quality control process that produces examiner-ready workpapers and board-ready reporting.

Product overview

AuditOne LLC is a national internal audit, compliance, and risk advisory firm serving financial institutions and fintech companies. They deliver independent, regulator-ready assurance through 11 core service offerings: Financial Crime & Compliance (BSA/AML, AML Model Validations, Sanctions & OFAC, Fraud Risk), Regulatory & Risk Management (Enterprise Risk, Governance Frameworks), Technology & Cyber Risk (IT Audits, Cybersecurity, Penetration Testing), Credit & Lending Risk (Loan Review, Portfolio Analysis), Operations & Deposit Services (ACH, Wire Controls, Branch Operations), Digital Banking & Payments (ACH Audits, Mobile Banking), Finance & Internal Controls (SOX Readiness, ICFR), Fintech & Third Party Oversight, Risk & Compliance Advisory, SOX-FDICIA Compliance, and Supervisory Committee Support. The firm serves banks, credit unions, fintech companies, and sponsor banks with flexible engagement models including project-based, co-sourced, and outsourced internal audit services.

Differentiator

Problem solved

Functional benefit

Products and services

• Financial Crime & Compliance

Quantifiable outcome

• Over 500 financial institutions assisted with outsourced internal audit, credit, and consulting needs over 20+ years

Named customers4 records

Segments4 records

Ideal customer profiles4 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature3 records

Scale indicators4 records

Recent moves4 records

Expansion highlights4 records

Broad incumbents

• RSM US: Top-10 global audit, tax, and consulting firm with a financial-institutions practice serving mid-market banks, credit unions, and fintechs — broader portfolio than AuditOne but directly competes for outsourced internal audit mandates in the same FI segment.
• Grant Thornton Advisors LLC: Major U.S. audit and advisory firm with a financial-services practice covering community and regional banks, credit unions, and fintechs — broader portfolio with national reach competing with AuditOne in mid-market FI risk and compliance work.

Emerging players

• Protiviti: Global risk consulting firm with a strong internal audit outsourcing and financial-services risk practice serving banks, credit unions, and fintechs — competes with AuditOne on technology risk, cyber, and compliance engagements rather than traditional financial-statement audit.

Direct peers

• Moss Adams: Top-15 U.S. accounting and consulting firm with a financial-services group serving community banks, credit unions, and fintechs on audit, risk, and regulatory matters — directly comparable in scale and FI vertical focus.
• Plante Moran: Major U.S. accounting and consulting firm with a long-standing financial-institutions group serving community and regional banks with audit, regulatory, and risk services — a direct head-to-head competitor for outsourced internal audit mandates.
• CliftonLarsonAllen (CLA): Large U.S. accounting and advisory firm with a significant community-bank and credit-union practice delivering internal audit outsourcing, regulatory exam support, and risk advisory — overlapping directly with AuditOne's service lines and customer base.
• Wipfli LLP: Top-20 U.S. accounting and advisory firm with one of the largest dedicated financial-institutions practices, providing outsourced internal audit, regulatory compliance, and risk advisory to community banks and credit unions — directly competing with AuditOne's core mid-market FI segment.
• Crowe LLP: Major U.S. accounting and advisory firm with a sizable financial-services practice offering internal audit, regulatory compliance, and risk advisory to banks and credit unions — closely comparable to AuditOne in mid-market FI audit and advisory work.
• Forvis: Top-10 U.S. accounting firm formed by the merger of FORVIS and Mazars, with substantial financial-institutions capabilities serving community banks, credit unions, and fintechs — competes with AuditOne on outsourced internal audit and compliance engagements.

Others

• Wolters Kluwer Compliance Solutions: Provider of regulatory compliance and risk technology to banks and credit unions, including compliance program management and BSA/AML tools — adjacent rather than directly competing with AuditOne's outsourced internal audit, but increasingly an enabling partner in compliance workflows AuditOne tests.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat5 records

Key risks5 records

Key highlights6 records

Customer concentration

• LinkedInlinkedin.com/company/auditone

Revenue estimate

Valuation estimate

Number of profiles

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about AuditOne LLC