The Buckingham Research
The Buckingham Research Group is a New York-based, FINRA/SIPC-registered institutional broker-dealer founded in 1982 that distributes sector-specialist equity research to money managers in the U.S. and Europe, supported by an agency-only trading desk and capital markets practice.
- Company typePrivate
- Founded1982
- HeadquartersNew York, United States
- Headcount11–50
- GTM typeB2B
- OfferingServices
What The Buckingham Research does
The Buckingham Research Group Incorporated is a New York-headquartered, SEC-registered broker-dealer founded in 1982 that operates as an institutional-only financial services firm. Its core product is equity research built on a sector-specialist model covering more than 40 industries — including aerospace & defense, airlines, transportation, retail, financial services, and insurance — distributed directly to institutional money managers and via Bloomberg, Factset, Capital IQ, and Multex-Thomson Reuters. The firm's underlying technology stack is not publicly disclosed; the distribution and trading workflow relies on a proprietary Client Portal (bucklibrary.bluematrix.com) and standard financial-data terminal integrations.
The firm complements research with three adjacent service lines: an agency-only trading desk executing equity strategies across all U.S. equity markets with algorithmic and natural liquidity searches (sourced through Bloomberg Tradebook, with Broadcort/Merrill Lynch as clearing firm); a capital markets practice providing equity and debt issuance access to corporate issuers; and an institutional sales force covering the U.S. and Europe. Revenue is generated primarily through subscription-based equity research to institutional money managers, supplemented by trading commissions and capital markets fees, with all pricing negotiated privately. The firm is independently owned, FINRA/SIPC-registered, and operates with no disclosed parent company, external investors, subsidiaries, or M&A history.
The Buckingham Research firmographics
Firmographics- Name
- The Buckingham Research
- Legal name
- The Buckingham Research Group Incorporated
- Website
- https://buckresearch.com
- Company type
- Private
- Founded year
- 1982
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- The Buckingham Research Group is a New York-based, FINRA/SIPC-registered institutional broker-dealer founded in 1982 that distributes sector-specialist equity research to money managers in the U.S. and Europe, supported by an agency-only trading desk and capital markets practice.
- Ownership category
- akta.pro rank
The Buckingham Research industry classification
Industry- Product category
- Institutional Equity Research & Brokerage
- NAICS
- Portfolio Management and Investment Advice (523940), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523)
- SIC
- Investment Advice (6282), Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Equity Research (FSACAGAA)
- akta.pro secondary industries
- Sector-Specific Industry Research (FSACAGAL), Corporate Finance & Capital Advisory (BPAHADAB)
Keywords
Where The Buckingham Research is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
The Buckingham Research business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Infrastructure, Marketing or Sales, Others
Revenue model
- Equity Research Subscriptions: The firm distributes high-quality value-added equity research based on thorough and unique analysis exclusively to institutional clients. Revenue is derived from providing research services to institutional money managers.
Go-to-market motion1 record
Distribution channels3 records
Marketing channels2 records
The Buckingham Research product offering
Product offeringCore offering
The Buckingham Research Group is a registered broker-dealer that distributes proprietary equity research, sourced from sector-specialized analysts, exclusively to institutional money managers. The firm supplements its research franchise with capital-markets services for corporate issuers, an agency-only trading desk offering execution across all U.S. equity markets, and an institutional sales force covering the U.S. and Europe.
Product overview
The Buckingham Research Group operates as a financial services firm offering a unified platform of institutional services centered on equity research. The core offering is its Equity Research product, supported by Capital Markets (for capital raising), Trading Services (agency-only execution), and Sales Services (institutional client coverage). Research distribution occurs through major platforms (Bloomberg, Factset, Capital IQ, Thomson Reuters) and a proprietary Client Portal (bucklibrary.bluematrix.com). The firm was established in 1982 and serves institutional clients exclusively.
Differentiator
Problem solved
Functional benefit
Products and services
- Equity Research High-quality, value-added equity research based on thorough and unique analysis covering specific sectors including aerospace, defense, airlines, transportation, retail, financial services, and insurance. Distributed exclusively to institutional clients directly and via major financial data platforms.
- Capital Markets Equity and debt capital-raising services for corporate issuers, leveraging institutional relationships and sector expertise, supported by leading analysts and an experienced sales force.
- Trading Services Agency-only trading desk with access to all U.S. equity markets, executing equity strategies for institutional clients using algorithmic and natural liquidity searches, trader oversight on electronic trades, and anonymity/confidentiality in order handling.
- Sales Services Experienced institutional sales force covering the United States and Europe, generating and distributing investment ideas from the firm's equity research product with in-depth understanding of covered companies and sectors.
- Client Portal Authenticated online portal (bucklibrary.bluematrix.com) providing institutional clients with access to the firm's research, tools, and services.
Companies that use The Buckingham Research
Customer profileSegments2 records
Ideal customer profiles2 records
The Buckingham Research technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration6 records
The Buckingham Research partnerships and signals
Strategic signalScale indicators1 record
Recent moves1 record
Expansion highlights4 records
The Buckingham Research competitors and assessment
Company assessmentDirect peers
- Maxim Group: Mid-sized independent broker-dealer with institutional equity research, sales/trading, and investment banking. Comparable in scale and product mix to Buckingham, with a similar sector-specialist approach.
- Wolfe Research: Independent equity research boutique serving institutional clients across multiple sectors. Closest pure-play comparable on the research product line; trading and capital markets activity is more limited than Buckingham's.
- Cowen: Research-led broker-dealer (now part of TD Cowen) with sector-specialist equity research and capital markets franchise. Highly comparable in that equity research is the centerpiece of the platform, with trading and banking supporting it.
- B. Riley Financial: Diversified financial services firm combining institutional research, sales/trading, and investment banking. Comparable mid-sized independent broker-dealer profile with multi-sector research coverage.
- Loop Capital Markets: Independent broker-dealer providing institutional research, sales/trading, and capital markets. Comparable mid-sized independent model with institutional client focus.
- Cantor Fitzgerald: Independently-held broker-dealer with equity research, capital markets, and trading operations serving institutional clients. Closely comparable business model and client base to Buckingham, with similar multi-sector research coverage.
- Wedbush Securities: Mid-sized independent broker-dealer offering institutional equity research, sales, trading, and capital markets. Comparable scale and product mix to Buckingham, with similar institutional focus and sector-specialist analyst model.
- Piper Sandler: Public mid-market broker-dealer with institutional research, sales/trading, and investment banking. Direct competitor in sector-specialist equity research and capital markets advisory for mid-cap issuers.
Broad incumbents
- Jefferies: Large diversified broker-dealer with substantial equity research, sales/trading, and investment banking operations. Competes with Buckingham for institutional research consumption and ECM mandates, but at meaningfully greater scale.
- Raymond James: Large full-service broker-dealer with institutional equity research, sales/trading, and capital markets. Overlaps with Buckingham in institutional research distribution and sector coverage, but with a much broader product set.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat5 records
Key risks6 records
Key highlights7 records
Customer concentration
The Buckingham Research social profiles
Digital presenceThe Buckingham Research compliance and trust
Trust signalCompliance2 records
The Buckingham Research financial estimates
Financial estimateRevenue estimate
Valuation estimate
The Buckingham Research leadership team
Management profileNumber of profiles
The Buckingham Research funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
The Buckingham Research M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about The Buckingham Research
What does The Buckingham Research do?
The Buckingham Research Group is a registered broker-dealer that distributes proprietary equity research, sourced from sector-specialized analysts, exclusively to institutional money managers. The firm supplements its research franchise with capital-markets services for corporate issuers, an agency-only trading desk offering execution across all U.S. equity markets, and an institutional sales force covering the U.S. and Europe.
Is The Buckingham Research a public or private company?
The Buckingham Research is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was The Buckingham Research founded?
The Buckingham Research was founded in 1982. It employs 11 to 50 people.
Where is The Buckingham Research based?
The Buckingham Research is headquartered in New York, United States, in the North America region.
How does The Buckingham Research make money?
One revenue line is on record: equity Research Subscriptions.
Who are The Buckingham Research's main competitors?
Direct peers on record are Maxim Group, Wolfe Research, Cowen, B. Riley Financial, Loop Capital Markets, Cantor Fitzgerald, Wedbush Securities and Piper Sandler. Broad incumbents are Jefferies and Raymond James.
Does The Buckingham Research have an API?
No public API is recorded for The Buckingham Research.
What industry is The Buckingham Research in?
The Buckingham Research's product category is Institutional Equity Research & Brokerage. Its primary akta.pro industry code is FSACAGAA, Equity Research, with a secondary code of FSACAGAL, Sector-Specific Industry Research. Its NAICS code is 523940 and its SIC code is 6282.