Oak Hill Financial
Oak Hill Financial is a Toronto-based financial advisory firm, founded in 2014, providing investor relations, capital markets advisory, and asset management distribution services. It serves small- and mid-cap public and private companies and institutional asset managers through a proprietary database covering 10,000+ Canadian CIRO retail brokers.
- Company typePrivate
- Founded2014
- HeadquartersToronto, Canada
- Headcount11–50
- GTM typeB2B
- OfferingServices
What Oak Hill Financial does
Oak Hill Financial is a Toronto-based financial services and advisory firm founded in 2014 that operates three interconnected service lines: investor relations advisory for public and private companies, capital markets advisory covering M&A, restructuring, go-public, and marketed follow-on transactions, and asset management distribution for institutional managers seeking access to the Canadian CIRO retail brokerage network. The firm serves companies ranging from $10M to $6B in market capitalization across technology, media, telecommunications, healthcare, financial services, and resources, alongside globally recognized asset managers (iCapital/AQR, NexPoint Advisors, UBS Asset Management) whose alternative and traditional funds it places through Canadian retail brokers.
The firm's core operating technology is a proprietary database covering 10,000+ CIRO retail brokers in Canada and 300+ North American micro- and small-cap funds, combined with a proprietary communication process for positioning companies and products inside that broker network. This database and process underpin bespoke national roadshows, investor targeting, and engagement reporting. The firm does not disclose any AI, machine learning, or software platform beyond this CRM-style asset. Recent client engagements (Blue Jay Gold, GR Silver Mining, Buffalo Potash, RESAAS) indicate the IR pipeline remains weighted toward resource issuers but is diversifying into adjacent verticals.
Revenue is generated through professional services retainers (observed standard rate of $12,000 CAD/month for investor relations engagements with 3–6 month initial terms), project-based capital markets advisory fees, and recurring distribution economics from third-party marketing agreements with asset managers. The firm is privately held, employs 11–50 people, and is led by Managing Partner Marc Raffoul alongside partners including Damir Gunja, with senior team members Paul Bilenki, Roger de Lambert, and Marko Tesanovic. No external funding, M&A, or institutional ownership has been disclosed.
Oak Hill Financial firmographics
Firmographics- Name
- Oak Hill Financial
- Legal name
- Oak Hill Financial Inc.
- Website
- https://oakhillfinancial.ca
- Company type
- Private
- Founded year
- 2014
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Oak Hill Financial is a Toronto-based financial advisory firm, founded in 2014, providing investor relations, capital markets advisory, and asset management distribution services. It serves small- and mid-cap public and private companies and institutional asset managers through a proprietary database covering 10,000+ Canadian CIRO retail brokers.
- Ownership category
- akta.pro rank
Oak Hill Financial industry classification
Industry- Product category
- Investor Relations and Capital Markets Advisory
- NAICS
- Portfolio Management and Investment Advice (52394), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523)
- SIC
- Investment Advice (6282), Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Equity Capital Advisory (Private Equity Placements, Growth Capital) (BPAHAOAE)
- akta.pro secondary industries
- Capital Raising Advisory (Equity & Equity-Linked) (FSAEAGAC), Investor Education, Research & Portfolio Analytics Services (Retail) (FSAAAAAO), Independent Broker-Dealers (Retail Network) (FSAAAAAC)
Keywords
Where Oak Hill Financial is headquartered
LocationHeadquarters
- HQ city
- Toronto
- HQ country
- Canada
- HQ region
- North America
Offices1 record
Markets served
Oak Hill Financial business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Others
Revenue model
- Investor Relations Advisory Services: Oak Hill Financial provides investor relations advisory services to public and private companies, typically charging monthly retainer fees. Engagements observed in client announcements show standard fees of $12,000/month for investor relations programs, usually structured with initial terms of 3 to 6 months.
- Capital Markets Advisory Services: Strategic advisory services for boards of directors and management teams covering restructuring, mergers and acquisitions, and go-public advisory, typically charged as project-based or retainer engagements.
- Asset Management Distribution Services: Third-party marketing and distribution services for asset managers seeking access to the Canadian CIRO retail brokerage market. Revenue is generated through distribution fees from asset management partners including iCapital Canada, NexPoint Advisors, and UBS Asset Management.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Monthly | Investor Relations Advisory — Standard Engagement |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels2 records
Oak Hill Financial product offering
Product offeringCore offering
Oak Hill Financial is a Canadian financial services firm that provides investor relations advisory, capital markets advisory, and asset management distribution services. The firm partners with global institutional asset managers to distribute alternative and traditional funds through the Canadian CIRO retail brokerage network, and advises public and private companies (ranging from $10M to $6B in market capitalization) on investor relations, roadshows, M&A, restructuring, and go-public transactions, leveraging a proprietary database covering 10,000+ Canadian CIRO retail brokers and 300+ North American funds.
Product overview
Oak Hill Financial is a Canadian financial services firm offering three interconnected service lines: Asset Management (third-party marketing and distribution for asset managers accessing CIRO retail brokerage networks), Capital Markets Services (strategic advisory including M&A, restructuring, go-public, and follow-on offerings), and Investor Relations (roadshows, investor targeting, and engagement reporting). The firm distributes alternative and traditional funds including iCapital AQR Apex, Oak Hill NexPoint Global Merger Arbitrage Fund, and UBS funds through its CIRO retail network access. Founded in 2014, the company has marketed companies ranging from $10M to $6B market capitalization.
Differentiator
Problem solved
Functional benefit
Companies that use Oak Hill Financial
Customer profileNamed customers4 records
Segments2 records
Ideal customer profiles2 records
Oak Hill Financial technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature2 records
Oak Hill Financial partnerships and signals
Strategic signalPartnerships
Seven partnerships are on record, tiered standard and core.
- Blue Jay Gold Corp.standardOak Hill Financial was retained by Blue Jay Gold Corp. (TSXV: JAY) to provide investor relations and capital markets advisory services effective June 5, 2026. The engagement carries a monthly advisory fee of $12,000 under a three-month initial term, subject to TSX Venture Exchange approval. This is an arm's length arrangement.
- RESAAS Services Inc.standardOak Hill Financial was engaged as RESAAS's investor relations and advisory firm effective March 6, 2026. Oak Hill is developing and implementing a comprehensive capital markets program to enhance RESAAS's visibility within the investment community, improve communication with current and potential investors, and support RESAAS's stated growth strategy and commitment to enhancing shareholder value.
- GR Silver Mining Ltd.standardOak Hill Financial entered a four-month investor relations contract with GR Silver Mining Ltd. at $12,000/month, subject to TSX Venture Exchange approval. The engagement supports GR Silver Mining's investor relations program alongside its participation in the PDAC 2026 Convention and Red Cloud Pre-PDAC 2026 Mining Showcase.
- Buffalo Potash CorporationstandardOak Hill Financial entered a six-month investor relations agreement with Buffalo Potash Corporation commencing February 23, 2026, at a monthly cost of $12,000. The engagement supports Buffalo Potash's communication strategy for its flagship Disley Project and modular Horizontal Line Drive solution mining strategy.
- iCapital Canada / AQR Capital ManagementcoreOak Hill Financial provides third-party marketing and distribution services for iCapital Canada's AQR Capital Management products, including the iCapital AQR Apex multistrategy fund and Canadian Access Fund, targeting the Canadian CIRO retail brokerage market.
- NexPoint Advisors / Oak Hill Asset ManagementcoreOak Hill Financial distributes the Oak Hill NexPoint Global Merger Arbitrage Fund through its CIRO retail brokerage network, providing alternative strategy access to Canadian retail investors.
- UBS Asset Management (Canada) / UBS O'ConnorcoreOak Hill Financial distributes UBS (Canada) Global Merger Arbitrage Fund and UBS Global Asset Management Real Estate Fund through the Canadian retail brokerage network, offering institutional-quality alternative and real estate strategies to retail investors.
Scale indicators3 records
Recent moves6 records
Oak Hill Financial competitors and assessment
Company assessmentDirect peers
- Haywood Securities: Canadian investment dealer focused on resource and growth-company sectors, providing capital markets, sales, and research. Overlaps with Oak Hill on resource-sector IR clients and go-public / follow-on advisory work for junior issuers.
- Renmark Financial Communications: Canadian investor relations firm providing IR programs, roadshows, and capital markets communications for public companies. Comparable to Oak Hill's Investor Relations and capital markets communications service line, with a similar boutique positioning.
- Cormark Securities: Canadian investment bank providing equity research, sales, trading, and investment banking. Comparable to Oak Hill's capital markets advisory and IR targeting capabilities for Canadian growth-company issuers.
- Echelon Wealth Partners: Canadian independent capital markets firm providing investment banking, institutional sales, and trading. Comparable to Oak Hill's capital markets advisory arm in M&A, go-public, and follow-on advisory for Canadian small/mid-cap issuers.
- Listed Capital: Toronto-based IR and capital markets advisory firm focused on Canadian small- and mid-cap listed companies. Closely comparable to Oak Hill on client profile (TSX/TSXV issuers) and service mix (IR programs, roadshows, capital advisory).
- Hybrid Financial: Canadian IR and capital markets advisory firm offering IR services, investor targeting, and strategic communications. Direct overlap with Oak Hill's IR targeting and roadshow capabilities, including the same retail-broker distribution model.
- Beacon Securities: Canadian independent investment bank with capital markets, sales, trading, and research operations. Comparable to Oak Hill's capital markets and IR advisory for Canadian small/mid-cap and resource-sector issuers.
- NATIONAL Equicom: Canadian IR and financial communications firm serving public issuers with investor relations, capital markets communications, and ESG advisory. Overlaps directly with Oak Hill's IR and capital markets advisory offerings for Canadian small/mid-cap issuers.
Emerging players
- iCapital Network: U.S.-headquartered fintech platform powering access to alternative investments for advisors and wealth managers. Comparable to Oak Hill's asset management distribution business via its iCapital Canada partnership for AQR multistrategy funds.
Broad incumbents
- Canaccord Genuity Group: Large independent global investment bank with strong Canadian mid-market capital markets, advisory, and research franchise. Overlaps broadly with Oak Hill's capital markets advisory and IR services but at materially greater scale and breadth.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights6 records
Customer concentration
Oak Hill Financial social profiles
Digital presenceOak Hill Financial financial estimates
Financial estimateRevenue estimate
Valuation estimate
Oak Hill Financial leadership team
Management profileNumber of profiles
Profiles6 records
Oak Hill Financial funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Oak Hill Financial M&A and investment
M&A and investmentM&A
Investments1 record
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Oak Hill Financial
What does Oak Hill Financial do?
Oak Hill Financial is a Canadian financial services firm that provides investor relations advisory, capital markets advisory, and asset management distribution services. The firm partners with global institutional asset managers to distribute alternative and traditional funds through the Canadian CIRO retail brokerage network, and advises public and private companies (ranging from $10M to $6B in market capitalization) on investor relations, roadshows, M&A, restructuring, and go-public transactions, leveraging a proprietary database covering 10,000+ Canadian CIRO retail brokers and 300+ North American funds.
Is Oak Hill Financial a public or private company?
Oak Hill Financial is a private company. It is classified as unknown and is currently operating.
When was Oak Hill Financial founded?
Oak Hill Financial was founded in 2014. It employs 11 to 50 people.
Where is Oak Hill Financial based?
Oak Hill Financial is headquartered in Toronto, Canada, in the North America region.
How does Oak Hill Financial make money?
Three revenue lines are on record. Investor Relations Advisory Services are the primary driver. The others are capital Markets Advisory Services and asset Management Distribution Services.
Who are Oak Hill Financial's main competitors?
Direct peers on record are Haywood Securities, Renmark Financial Communications, Cormark Securities, Echelon Wealth Partners, Listed Capital, Hybrid Financial, Beacon Securities and NATIONAL Equicom. iCapital Network is listed as an emerging player. Canaccord Genuity Group is listed as a broad incumbent.
Does Oak Hill Financial have an API?
No public API is recorded for Oak Hill Financial.
What industry is Oak Hill Financial in?
Oak Hill Financial's product category is Investor Relations and Capital Markets Advisory. Its primary akta.pro industry code is BPAHAOAE, Equity Capital Advisory (Private Equity Placements, Growth Capital), with a secondary code of FSAEAGAC, Capital Raising Advisory (Equity & Equity-Linked). Its NAICS code is 52394 and its SIC code is 6282.