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Woodrock & Co

Full company profile

uuid000ewzi

Namestring
Woodrock & Co
Legal namestring
WoodRock Securities, L.P.
Websiteurl
woodrock.com
Company typeenum
Private
Founded yearint
1998
Descriptiontext

WoodRock & Co. is a privately held boutique investment banking firm founded in 1998 and headquartered at 4265 San Felipe Street, Suite 600, Houston, Texas. The firm delivers advisory services across three core service lines: (i) Mergers, Acquisitions and Corporate Development — covering sell-side and buy-side mandates including strategy development, target identification, valuation, structuring, negotiation, due diligence, financing, and implementation; (ii) Financing Advisory — encompassing equity, subordinated and senior debt, and off-balance-sheet financing vehicles; and (iii) Public Securities Underwriting — delivered through its affiliated FINRA/SIPC-member broker-dealer, WoodRock Securities, L.P., which has acted as co-manager on high-yield and investment-grade bond offerings and secondary equity issuances.

The firm employs what it describes as a highly quantitative analytical approach to valuation, structuring, and transaction execution, coupled with a personalized boutique service model. Its senior team consists of Managing Partner John P. Dennis III and Managing Directors Joel Landis and Mark Ammerman, whose collective experience spans investment banking, corporate finance, trading, corporate development, and private equity. The firm maintains relationships with capital providers ranging from very large global institutions to regional and local sources, both domestically and internationally.

Revenue is generated through advisory fees on M&A and capital-raising mandates plus transaction fees from securities co-management engagements. The firm markets through LinkedIn-distributed publications (Weekly Capital Markets Snapshot and Monthly Capital Markets Review) and serves a horizontal segment of "companies at all stages of development" seeking growth, complex transaction, and capital access advisory. The firm is privately held with no disclosed external institutional ownership, has a single Houston office, and reported 11-50 employees.

Short descriptiontext

WoodRock & Co. is a Houston-based boutique investment bank founded in 1998, providing mergers and acquisitions advisory, capital raising, and corporate development services to companies at all stages of development, with securities underwriting co-management delivered through FINRA/SIPC-member affiliate WoodRock Securities, L.P.

Operating statusenum
Operating
Ownership categoryenum
Headcount rangeband
11–50
akta.pro rankint
HeadquartersHouston, United States
HQ citystring
Houston
HQ countrystring
United States
HQ regionstring
North America
Markets served

Serves global market

Offices1 record

Each record includes

City, Country, Type, Description, Source

Keyword5 values
investment banking advisory, mergers and acquisitions, capital raising services, corporate development advisory, securities underwriting
Industry3 codes
1Corporate Finance & Capital Advisory
CodeBPAHADABPrimaryYes
2Capital Raising Advisory (Debt/Equity/Private Capital)
CodeBPAHADAGPrimaryNo
3Corporate Development & Strategic Partnerships Advisory (JVs, Alliances, Carve-outs)
CodeBPAHAOAGPrimaryNo
NAICS code2 codes
  • Investment Banking and Securities Intermediation52315
  • Securities, Commodity Contracts, and Other Financial Investments and Related Activities523
SIC code2 codes
  • Security Brokers, Dealers & Flotation Companies6211
  • Investment Advice6282
Product category
Investment Banking Advisory
Social media profiles1 record
GTM motion1 record

Each record includes

Type, Description, Source

Revenue model2 records
1Investment Banking Advisory
TypeProfessional Services
Description

Advisory fees from mergers & acquisitions, capital raising, and corporate development engagements. Services include strategy development, target identification, valuation, structuring, negotiation, due diligence, financing and implementation support.

woodrock.com
2Securities Underwriting
TypeTransaction Fee
Description

WoodRock Securities acts as co-manager in connection with underwritings of high-yield and investment grade bond offerings and secondary equity issuances across various industries.

woodrock.com
Marketing channels2 records

Each record includes

Title, Type, Stage, Description, Source

Distribution channels2 records

Each record includes

Title, Type, Scope, Target buyer, Description, Source

Cost components5 values
Personnel, Operations, Marketing or Sales, Technology or R&D, Others
GTM typeB2B
B2B
Offering typeServices
Services
Core offering1 text field

WoodRock & Co. is a boutique investment bank providing M&A advisory (sell-side and buy-side), capital raising advisory across equity and debt instruments, and corporate development strategy services to companies at all stages of development. Securities underwriting co-management for high-yield and investment-grade bonds and secondary equity offerings is delivered through its affiliated FINRA/SIPC broker-dealer WoodRock Securities, L.P.

Differentiator
Functional benefit
Problem solved
Product overview1 text field

WoodRock & Co. operates as a boutique investment banking firm offering a suite of advisory services centered around three core offerings: Mergers, Acquisitions & Corporate Development; Financing Advisory Services; and Public Securities Underwriting (through its affiliated broker-dealer WoodRock Securities, L.P.). The firm combines quantitative analytical approaches with personalized client service to provide tailored solutions for capital raising, M&A transactions, and corporate development.

Product and service3 records
1Mergers, Acquisitions & Corporate Development Advisory
CategoryInvestment Banking Advisory
2Financing Advisory Services
CategoryCapital Raising Advisory
3Public Securities Underwriting (via WoodRock Securities, L.P.)
CategorySecurities Underwriting
Scale indicator3 records

Each record includes

Type, Value, Description, Source

Partnership3 partners
1WoodRock Securities, L.P.
Strategic tierCoreTypeOthers
Description

Affiliated broker-dealer entity that provides securities underwriting services. Securities offered through WoodRock Securities, L.P., member FINRA/SIPC.

woodrock.com
2FINRA
Strategic tierCoreTypeOthers
Description

Financial Industry Regulatory Authority - WoodRock Securities, L.P. is a registered member providing securities services.

woodrock.com
3SIPC
Strategic tierCoreTypeOthers
Description

Securities Investor Protection Corporation - WoodRock Securities, L.P. is a protected member broker-dealer.

woodrock.com
Recent move4 records

Each record includes

Date, Type, Title, Description, Source

Expansion highlight3 records

Each record includes

Type, Description

Market position
Strengths5 records

Each record includes

Headline, Details, Source

Weaknesses5 records

Each record includes

Headline, Details, Source

Competitive moat3 records

Each record includes

Type, Details

Key risks5 records

Each record includes

Headline, Details, Source

Key highlights6 records

Each record includes

Headline, Details, Source

Customer concentration

Classification, Details

Segment2 records

Each record includes

Title, Type, Primary, Description, Pain point addressed, Use case, Source

Ideal customer profile2 records

Each record includes

Profile, Firmographic size, Sales motion, Sales cycle length, Buying structure, Purchase trigger, Buyer persona, Geography, Industry vertical, Primary use case, Description, Pain points, Evidence proof points, Target buyer

Technology focused
No
API detail
Has APIbool
No

Docs URL, Description

AI maturity
App detail

Has app

Core technology
Revenue estimate
Valuation estimate
Number of profiles
Profiles3 records

Each record includes

Name, Designation, Designation category, Overview, Profile commentary, Source

No data
Compliance2 records

Each record includes

Name, Class, Description

Funding overview

Funding stage, Last funding date, Total funding USD

Funding rounds

Each record includes

Round, Amount USD, Date, Pre money valuation, Total investors, Investors, News

Investors

Each record includes

Name, Type, Date of entry, Rounds participated, Website

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Each record includes

Name, Acquisition type, Announced date, Completed date, Status, Website, News

Investment1 record

Each record includes

Name, Round, Announced date, Lead investor, Website, News

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Woodrock & Co

Investment Banking Advisorywoodrock.com

WoodRock & Co. is a Houston-based boutique investment bank founded in 1998, providing mergers and acquisitions advisory, capital raising, and corporate development services to companies at all stages of development, with securities underwriting co-management delivered through FINRA/SIPC-member affiliate WoodRock Securities, L.P.

What Woodrock & Co does

WoodRock & Co. is a privately held boutique investment banking firm founded in 1998 and headquartered at 4265 San Felipe Street, Suite 600, Houston, Texas. The firm delivers advisory services across three core service lines: (i) Mergers, Acquisitions and Corporate Development — covering sell-side and buy-side mandates including strategy development, target identification, valuation, structuring, negotiation, due diligence, financing, and implementation; (ii) Financing Advisory — encompassing equity, subordinated and senior debt, and off-balance-sheet financing vehicles; and (iii) Public Securities Underwriting — delivered through its affiliated FINRA/SIPC-member broker-dealer, WoodRock Securities, L.P., which has acted as co-manager on high-yield and investment-grade bond offerings and secondary equity issuances.

The firm employs what it describes as a highly quantitative analytical approach to valuation, structuring, and transaction execution, coupled with a personalized boutique service model. Its senior team consists of Managing Partner John P. Dennis III and Managing Directors Joel Landis and Mark Ammerman, whose collective experience spans investment banking, corporate finance, trading, corporate development, and private equity. The firm maintains relationships with capital providers ranging from very large global institutions to regional and local sources, both domestically and internationally.

Revenue is generated through advisory fees on M&A and capital-raising mandates plus transaction fees from securities co-management engagements. The firm markets through LinkedIn-distributed publications (Weekly Capital Markets Snapshot and Monthly Capital Markets Review) and serves a horizontal segment of "companies at all stages of development" seeking growth, complex transaction, and capital access advisory. The firm is privately held with no disclosed external institutional ownership, has a single Houston office, and reported 11-50 employees.

Woodrock & Co firmographics

Firmographics
Name
Woodrock & Co
Legal name
WoodRock Securities, L.P.
Website
https://woodrock.com
Company type
Private
Founded year
1998
Operating status
Operating
Headcount range
11–50 employees
Short description
WoodRock & Co. is a Houston-based boutique investment bank founded in 1998, providing mergers and acquisitions advisory, capital raising, and corporate development services to companies at all stages of development, with securities underwriting co-management delivered through FINRA/SIPC-member affiliate WoodRock Securities, L.P.
Ownership category
akta.pro rank

Woodrock & Co industry classification

Industry
Product category
Investment Banking Advisory
NAICS
Investment Banking and Securities Intermediation (52315), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523)
SIC
Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)
akta.pro primary industry
Corporate Finance & Capital Advisory (BPAHADAB)
akta.pro secondary industries
Capital Raising Advisory (Debt/Equity/Private Capital) (BPAHADAG), Corporate Development & Strategic Partnerships Advisory (JVs, Alliances, Carve-outs) (BPAHAOAG)

Keywords

  • Investment banking advisory
  • Mergers and acquisitions
  • Capital raising services
  • Corporate development advisory
  • Securities underwriting

Where Woodrock & Co is headquartered

Location

Headquarters

HQ city
Houston
HQ country
United States
HQ region
North America

Offices1 record

Markets served

Woodrock & Co business model

Business model
GTM type
B2B
Offering type
Services
Cost components
Personnel, Operations, Marketing or Sales, Technology or R&D, Others

Revenue model

  1. Investment Banking Advisory: Advisory fees from mergers & acquisitions, capital raising, and corporate development engagements. Services include strategy development, target identification, valuation, structuring, negotiation, due diligence, financing and implementation support.
  2. Securities Underwriting: WoodRock Securities acts as co-manager in connection with underwritings of high-yield and investment grade bond offerings and secondary equity issuances across various industries.

Go-to-market motion1 record

Distribution channels2 records

Marketing channels2 records

Woodrock & Co product offering

Product offering

Core offering

WoodRock & Co. is a boutique investment bank providing M&A advisory (sell-side and buy-side), capital raising advisory across equity and debt instruments, and corporate development strategy services to companies at all stages of development. Securities underwriting co-management for high-yield and investment-grade bonds and secondary equity offerings is delivered through its affiliated FINRA/SIPC broker-dealer WoodRock Securities, L.P.

Product overview

WoodRock & Co. operates as a boutique investment banking firm offering a suite of advisory services centered around three core offerings: Mergers, Acquisitions & Corporate Development; Financing Advisory Services; and Public Securities Underwriting (through its affiliated broker-dealer WoodRock Securities, L.P.). The firm combines quantitative analytical approaches with personalized client service to provide tailored solutions for capital raising, M&A transactions, and corporate development.

Differentiator

Problem solved

Functional benefit

Products and services

  • Mergers, Acquisitions & Corporate Development Advisory
  • Financing Advisory Services
  • Public Securities Underwriting (via WoodRock Securities, L.P.)

Companies that use Woodrock & Co

Customer profile

Segments2 records

Ideal customer profiles2 records

Woodrock & Co technology and API

Technology

Technology focussed No

API detail

Has API
No
API docs
API detail

Core technology

AI maturity

App detail

Woodrock & Co partnerships and signals

Strategic signal

Partnerships

Three partnerships are on record, tiered core.

  • WoodRock Securities, L.P.coreOthersAffiliated broker-dealer entity that provides securities underwriting services. Securities offered through WoodRock Securities, L.P., member FINRA/SIPC.
  • FINRAcoreOthersFinancial Industry Regulatory Authority - WoodRock Securities, L.P. is a registered member providing securities services.
  • SIPCcoreOthersSecurities Investor Protection Corporation - WoodRock Securities, L.P. is a protected member broker-dealer.

Scale indicators3 records

Recent moves4 records

Expansion highlights3 records

Woodrock & Co competitors and assessment

Company assessment

Market position

Strengths5 records

Weaknesses5 records

Competitive moat3 records

Key risks5 records

Key highlights6 records

Customer concentration

Woodrock & Co social profiles

Digital presence

Woodrock & Co compliance and trust

Trust signal

Compliance2 records

Woodrock & Co financial estimates

Financial estimate

Revenue estimate

Valuation estimate

Woodrock & Co leadership team

Management profile

Number of profiles

Profiles3 records

Woodrock & Co funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

Woodrock & Co M&A and investment

M&A and investment

M&A

Investments1 record

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Woodrock & Co

What does Woodrock & Co do?

WoodRock & Co. is a boutique investment bank providing M&A advisory (sell-side and buy-side), capital raising advisory across equity and debt instruments, and corporate development strategy services to companies at all stages of development. Securities underwriting co-management for high-yield and investment-grade bonds and secondary equity offerings is delivered through its affiliated FINRA/SIPC broker-dealer WoodRock Securities, L.P.

Is Woodrock & Co a public or private company?

Woodrock & Co is a private company. It is classified as founder individual operated bootstrapped and is currently operating.

When was Woodrock & Co founded?

Woodrock & Co was founded in 1998. It employs 11 to 50 people.

Where is Woodrock & Co based?

Woodrock & Co is headquartered in Houston, United States, in the North America region.

How does Woodrock & Co make money?

Two revenue lines are on record. Investment Banking Advisory is the primary driver. The others are securities Underwriting.

Does Woodrock & Co have an API?

No public API is recorded for Woodrock & Co.

What industry is Woodrock & Co in?

Woodrock & Co's product category is Investment Banking Advisory. Its primary akta.pro industry code is BPAHADAB, Corporate Finance & Capital Advisory, with a secondary code of BPAHADAG, Capital Raising Advisory (Debt/Equity/Private Capital). Its NAICS code is 52315 and its SIC code is 6211.

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