Opus Capital Management
Opus Capital Management is an independent, 100% employee-owned registered investment advisor founded in 1996 in Cincinnati, Ohio, providing evidence-based wealth management and financial planning to high-net-worth individuals, families, healthcare professionals, P&G employees, and institutions across 28 U.S. states.
- Company typePrivate
- Founded1996
- HeadquartersCincinnati, United States
- Headcount1–10
- GTM typeB2B
- OfferingServices
What Opus Capital Management does
Opus Capital Management is an independent, 100% employee-owned registered investment advisor (RIA) founded in 1996 and headquartered at 221 E. 4th Street, Suite 2850, Cincinnati, Ohio. The firm delivers evidence-based wealth management and financial planning services to high-net-worth individuals, families, healthcare professionals, Procter & Gamble employees and retirees, corporate retirement plans, and foundations/endowments across 28 U.S. states. Its service architecture combines proprietary goal-based financial planning models with tax-conscious, statistically-grounded investment management, delivered through dedicated advisor relationships and supported by a Client Access Portal integrated with Charles Schwab as the primary custodian.
The firm's core product portfolio consists of Wealth Management & Financial Planning (asset allocation, retirement scenarios, estate coordination), Retirement Plan Services (401(k) and defined benefit plans under 3(38) fiduciary duty), Foundation and Endowment Investment Management, and vertical-specialized engagements for Healthcare Professionals and P&G Employees/Retirees (including Net Unrealized Appreciation, RSU, and concentrated-share strategies). Supporting offerings include quarterly Investment Letters published from Q1 2020 through Q2 2026 as downloadable PDFs and a Client Access Portal for account aggregation, e-signatures, and money movement.
Revenue is generated exclusively through fee-based investment advisory charges, typically structured as a percentage of assets under management, with Charles Schwab providing custody, trading, and statement infrastructure. Pricing is not publicly disclosed. The firm operates without external capital, subsidiaries, or M&A activity, and maintains active profiles on LinkedIn, Twitter, and Facebook for top-of-funnel brand engagement. The leadership team consists of CFA charterholders and CFP professionals with 20–25+ years of investment experience, and the firm was recognized at the NYSE Closing Bell ceremony on December 17, 2018.
Opus Capital Management firmographics
Firmographics- Name
- Opus Capital Management
- Legal name
- Opus Capital Management
- Website
- https://opusinc.com
- Company type
- Private
- Founded year
- 1996
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Opus Capital Management is an independent, 100% employee-owned registered investment advisor founded in 1996 in Cincinnati, Ohio, providing evidence-based wealth management and financial planning to high-net-worth individuals, families, healthcare professionals, P&G employees, and institutions across 28 U.S. states.
- Ownership category
- akta.pro rank
Opus Capital Management industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Registered Investment Advisor (RIA) Wealth Management (FSAEABAA)
- akta.pro secondary industries
- Financial Planning–Led RIAs (FSAAACAB), Retirement & Distribution Planning RIAs (401(k)/IRA/Pension Rollovers) (FSAAACAE)
Keywords
Where Opus Capital Management is headquartered
LocationHeadquarters
- HQ city
- Cincinnati
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Opus Capital Management business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Investment Advisory and Management Fees: Fee-based wealth management services typically charged as a percentage of assets under management (AUM). The firm provides unbiased, customized financial planning and investment management solutions as a registered investment advisor.
Go-to-market motion1 record
Distribution channels2 records
Marketing channels3 records
Opus Capital Management product offering
Product offeringCore offering
Opus Capital Management is an evidence-based registered investment advisory firm providing customized wealth management and financial planning services. The firm delivers goal-based financial planning, disciplined investment management, and retirement plan advisory to individuals, families, healthcare professionals, corporate retirement plans, and foundations/endowments. Services are delivered through consultative advisor relationships, with Charles Schwab serving as primary custodian.
Product overview
Opus Capital Management is an evidenced-based investment advisory firm offering comprehensive wealth management and financial planning services. The firm's core offering consists of customized wealth management and financial planning solutions delivered through a consultative, goal-based approach. The product portfolio includes: Wealth Management & Financial Planning (core service), Retirement Plan Services (401k and defined benefit plans with fiduciary duty), Foundation and Endowment Investment Management, and specialized planning services for Healthcare Professionals, P&G Employees & Retirees, and Individuals & Families. Supporting offerings include Investment Letters & Commentary (quarterly market reports) and a Client Access Portal for account management. The firm serves clients across 28 states and operates as a 100% employee-owned independent advisory firm founded in 1996.
Differentiator
Problem solved
Functional benefit
Products and services
- Wealth Management & Financial Planning Comprehensive wealth management and financial planning services including goal-based financial plan development, disciplined investment strategy implementation, proprietary customized models for retirement planning scenarios, and coordination with external accountants and estate attorneys. Designed for individuals, families, and institutional clients seeking long-term wealth building, protection, and preservation.
- Retirement Plan Services Development and implementation of defined contribution (401k) and defined benefit plan structures, with full 3(38) fiduciary duty. Utilizes low-cost investment options and provides participant education for corporate retirement plans.
- Foundation and Endowment Investment Management Investment management services for foundations and endowments, including customized investment policy statement development and outsourced investment team services. Designed for board members seeking to reduce fiduciary liability and optimize long-term investment success.
- Healthcare Professional Financial Planning Specialized financial planning services for physicians, CRNAs, nurses, and healthcare professionals, addressing unique opportunities and challenges in their careers including career transitions, student loans, and practice ownership.
- Procter & Gamble Employee & Retiree Planning Specialized retirement planning for Procter & Gamble employees and retirees including Net Unrealized Appreciation (NUA) strategies, stock options, restricted stock units (RSU), and concentrated P&G share position management.
- Individual and Family Financial Planning Financial planning services for individuals and families focusing on achieving and maintaining desired standard of living, family provisions, travel, charitable giving, business owner and executive planning including retirement plans, deferred compensation, stock options, and generational wealth transfer.
Companies that use Opus Capital Management
Customer profileNamed customers4 records
Segments5 records
Ideal customer profiles4 records
Opus Capital Management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature2 records
Opus Capital Management partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- Charles SchwabcoreCharles Schwab serves as the primary custodian for client accounts, providing account access, trading platform, e-signature capabilities, and money movement services. Clients access accounts through Schwab's platform for a holistic view of holdings and quarterly statements.
Scale indicators3 records
Recent moves5 records
Expansion highlights4 records
Opus Capital Management competitors and assessment
Company assessmentBroad incumbents
- Carson Group: National wealth management firm with a strong advisor support and financial planning platform. Directly comparable to Opus as it serves HNW individuals, families, and retirement plans via fee-based advisory with planning-led engagement.
- Commonwealth Financial Network: Large independent RIA/broker-dealer supporting financial advisors serving individuals and small institutions. Comparable to Opus in core client base (HNW individuals, retirement plans) and planning-led model, but at much larger scale.
- Edelman Financial Engines: Large national RIA specializing in retirement plan participants and HNW households. Comparable to Opus because it competes for the same retirement-plan and individual wealth management relationships with a fiduciary model.
- Cerity Partners: National RIA providing wealth management, financial planning, and institutional consulting. Comparable to Opus's endowment, foundation, and HNW client focus, particularly through its OCIO and institutional advisory services.
- Mariner Wealth Advisors: Large national RIA consolidator offering comprehensive wealth management, financial planning, and institutional services. Comparable to Opus because it serves the same HNW, retirement plan, and endowment client types but operates at significantly greater scale and geographic breadth.
Direct peers
- Haberer Registered Investment Advisor: Smaller independent RIA where Opus CIO Nathan Bishop previously worked. Highly comparable business model (fee-based RIA serving HNW individuals and institutions) and similar scale, making it a close direct peer.
Regional players
- Johnson Investment Counsel: Cincinnati-based independent RIA offering wealth management and financial planning to individuals and institutions. Closely comparable business model and target market to Opus, with a similar size and planning-led approach.
- Budros, Ruhlin & Roe: Ohio-based independent wealth management firm serving HNW families, foundations, and endowments. Directly comparable to Opus's foundation/endowment and HNW client mix, with similar planning-led fee structure.
- Fort Washington Investment Advisors: Cincinnati-based institutional and private wealth investment manager. Comparable to Opus because it serves institutional and HNW clients in the same Cincinnati market with similar fee-based portfolio management offerings.
Emerging players
- Northstar Financial Companies: Independent RIA platform supporting advisor-led wealth management practices. Comparable to Opus because it serves similar HNW and retirement-plan clients through a planning-centric model.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat4 records
Key risks5 records
Key highlights7 records
Customer concentration
Opus Capital Management social profiles
Digital presenceOpus Capital Management financial estimates
Financial estimateRevenue estimate
Valuation estimate
Opus Capital Management leadership team
Management profileNumber of profiles
Profiles8 records
Opus Capital Management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Opus Capital Management M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Opus Capital Management
What does Opus Capital Management do?
Opus Capital Management is an evidence-based registered investment advisory firm providing customized wealth management and financial planning services. The firm delivers goal-based financial planning, disciplined investment management, and retirement plan advisory to individuals, families, healthcare professionals, corporate retirement plans, and foundations/endowments. Services are delivered through consultative advisor relationships, with Charles Schwab serving as primary custodian.
Is Opus Capital Management a public or private company?
Opus Capital Management is a private company. It is classified as management employee owned and is currently operating.
When was Opus Capital Management founded?
Opus Capital Management was founded in 1996. It employs 1 to 10 people.
Where is Opus Capital Management based?
Opus Capital Management is headquartered in Cincinnati, United States, in the North America region.
How does Opus Capital Management make money?
One revenue line is on record: investment Advisory and Management Fees.
Who are Opus Capital Management's main competitors?
Broad incumbents on record are Carson Group, Commonwealth Financial Network, Edelman Financial Engines, Cerity Partners and Mariner Wealth Advisors. Haberer Registered Investment Advisor is listed as a direct peer. Regional players are Johnson Investment Counsel, Budros, Ruhlin & Roe and Fort Washington Investment Advisors. Northstar Financial Companies is listed as an emerging player.
Does Opus Capital Management have an API?
No public API is recorded for Opus Capital Management.
What industry is Opus Capital Management in?
Opus Capital Management's product category is Wealth Management. Its primary akta.pro industry code is FSAEABAA, Registered Investment Advisor (RIA) Wealth Management, with a secondary code of FSAAACAB, Financial Planning–Led RIAs. Its NAICS code is 523940 and its SIC code is 6282.