Mosaic Wealth Management

What Mosaic Wealth Management does

Mosaic Wealth Management is a privately held financial advisory firm headquartered in Grand Rapids, Michigan (607 Cascade W Parkway SE), founded in 2008 and operating with approximately 12 team members. The firm delivers personalized financial planning, investment management, protection strategies (life, disability, long-term care insurance), and professional coordination services through a structured six-step process (Discover, Analyze, Recommendations, Implementation, Ongoing Management, Review) targeting individuals, families, high-net-worth households, business owners, and clients navigating major life transitions in the greater Grand Rapids area.

The firm operates as a registered investment advisor on LPL Financial's broker-dealer and technology platform, meaning Mosaic does not own proprietary investment, custodial, or client-portal technology. Its product surface is a content-and-advisory offering: a Resource Center with 200+ glossary terms, interactive calculators, educational articles, video content, tax resources, and client newsletters, layered on top of in-person consultations.

Commercially, Mosaic generates revenue via advisory fees and/or commissions on financial products routed through LPL Financial, on a recurring/fee-based model with multi-year client engagements. Pricing is not publicly disclosed and is delivered via custom quotes after consultation. The go-to-market is relationship-driven enterprise field sales (face-to-face), with marketing concentrated in website content, calculators, video, and email newsletter channels. The firm has no subsidiaries, no institutional investors, no funding rounds, no M&A activity, and no patents or trademarks on record.

Name

Mosaic Wealth Management

Legal name

Mosaic Wealth Management LLC

Website

https://mosaicwealthmanagement.com

Company type

Private

Founded year

2008

Operating status

Operating

Headcount range

1–10 employees

Short description

Mosaic Wealth Management is a privately held financial advisory firm in Grand Rapids, Michigan, offering financial planning, investment management, and protection strategies to individuals, families, and high-net-worth clients through LPL Financial's platform with a team of approximately 12.

Ownership category

akta.pro rank

Product category

Wealth Management and Financial Advisory Services

NAICS

Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)

SIC

Investment Advice (6282)

akta.pro primary industry

Private Wealth Planning (Tax, Estate & Succession) (FSAAABAE)

akta.pro secondary industries

Estate & Legacy Planning Advisory (FSAEAAAG), Private Banking Business Owners & Entrepreneur Solutions (Liquidity Events, Pre-IPO) (FSABADAK)

Keywords

• Financial planning services
• Wealth management advisory
• Retirement planning services
• Investment management services
• Insurance protection strategies

Headquarters

HQ city

Ada

HQ country

United States

HQ region

North America

Offices1 record

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Others

Revenue model

1. Advisory Fees: The firm operates as an LPL Financial registered investment advisor. Revenue is generated through advisory fees and/or commissions on financial products including investments, insurance, and financial plans. Services include financial planning, investment management, and protection strategies.

Pricing tiers

Go-to-market motion1 record

Distribution channels1 record

Marketing channels5 records

Core offering

Mosaic Wealth Management is a wealth management and financial advisory firm that delivers personalized financial planning, investment management, protection strategies (life, disability, and long-term care insurance), and professional coordination services to individuals and families. The firm operates through LPL Financial as a registered investment advisor, guiding clients through a six-step financial planning process from discovery through annual reviews, with ongoing portfolio monitoring and coordination with tax and legal professionals.

Product overview

Mosaic Wealth Management is a financial advisory firm offering a unified suite of services centered on financial planning, investment management, protection strategies, and professional coordination. The core offering is a six-step financial planning process (Discover, Analyze, Recommendations, Implementation, Ongoing Management, Review) supported by a comprehensive Resource Center that includes retirement, estate, investment, insurance, and tax planning modules with interactive calculators, educational articles, and video content. The firm operates through LPL Financial as its registered investment advisor and broker-dealer.

Differentiator

Problem solved

Functional benefit

Products and services

• Financial Planning Comprehensive evaluation of a client's current financial status and future financial goals, producing a roadmap covering budgeting, saving, investing, and managing debt for individuals and families in the greater Grand Rapids, Michigan area.
• Investment Management Asset management and financial planning service focused on creating and managing investment strategies aligned to each client's risk tolerance, time horizon, and financial goals, executed through LPL Financial's platform.
• Protection Strategies Insurance and risk protection service that analyzes life insurance, disability insurance, and long-term health insurance needs to safeguard clients' long-term financial plans.
• Professional Coordination Coordination service that manages forms, applications, and account transfers during plan implementation and collaborates with clients' tax and legal professionals to execute the financial plan.

Segments3 records

Ideal customer profiles3 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• LPL FinancialcoreTechnology or IntegrationMosaic Wealth Management operates as an LPL Financial registered investment advisor, utilizing LPL's technology platform for investment management, client account access, and compliance infrastructure. Securities and advisory services are offered through LPL Financial, a registered investment advisor and broker-dealer.

Scale indicators1 record

Recent moves6 records

Expansion highlights4 records

Direct peers

• Mariner Wealth Advisors: National wealth management firm offering comprehensive financial planning, investment management, tax, and estate services to HNW individuals and families. Highly comparable service mix and target client segment, with a proven template for scaling from regional to national via advisor recruiting.
• Hightower Advisors: National RIA partnership platform that recruits advisor teams with their existing books of business under a shared services umbrella. Directly comparable team-based model and advisor recruitment playbook that Mosaic could pursue to scale beyond West Michigan.
• Greenleaf Trust: Grand Rapids-based private wealth management firm serving HNW families and business owners with integrated investment, trust, and estate services. Direct regional peer operating in the same West Michigan geography with a comparable team-based advisory model and similar credentialed staff.
• Foster Group: Fee-only RIA providing comprehensive financial planning, investment management, and tax coordination for HNW individuals and families. Highly comparable service model with a similar emphasis on tax-efficient retirement and estate planning.
• Buckingham Strategic Wealth: National RIA focused on evidence-based financial planning and investment management for individuals and families approaching retirement. Comparable fee-only model, comprehensive planning services, and target demographic of pre-retiree and retiree households.
• Carson Group: Wealth management firm that partners with advisors to deliver financial planning, investment, and insurance services through a shared platform. Comparable team-based advisor model with strong emphasis on holistic planning—now operating within Cetera following its acquisition.
• Creative Planning: Large independent RIA serving HNW households with comprehensive wealth planning, investment management, tax, and estate coordination. Closely comparable service taxonomy and fee-based model, illustrating the scale-up trajectory available to a successful advisory firm of Mosaic's type.
• Sequoia Financial Group: Midwest-based (Ohio) fee-only RIA providing comprehensive wealth management, tax, and financial planning to HNW families and business owners. Comparable service breadth, fee-based model, and regional scaling trajectory to a national footprint.

Broad incumbents

• Edelman Financial Engines: One of the largest independent RIAs in the U.S., serving mass-affluent and HNW households with financial planning, investment management, and retirement income solutions. Comparable service offering but at much greater scale, illustrating both the competitive threat and the consolidation thesis for smaller RIAs.

Regional players

• Plante Moran Financial Advisors: Michigan-based wealth management affiliate of Plante Moran accounting firm, serving HNW families, business owners, and foundations across the Midwest. Comparable Michigan footprint and overlap on tax-coordinated planning services for business owners.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat4 records

Key risks5 records

Key highlights6 records

Customer concentration

• Xx.com/MosaicWealth1
• LinkedInlinkedin.com/company/mosaic-wealth-management-llc

Revenue estimate

Valuation estimate

Number of profiles

Profiles10 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Mosaic Wealth Management