SeaCrest Wealth Management
SeaCrest Wealth Management is a privately held SEC-registered RIA offering fee-only portfolio management, financial planning, and corporate retirement plan services to high-net-worth individuals, families, and independent advisors through a multi-custodial platform across the United States.
- Company typePrivate
- Founded2013
- HeadquartersNew York, United States
- Headcount101–250
- GTM typeB2B and B2C
- OfferingServices
What SeaCrest Wealth Management does
SeaCrest Wealth Management, LLC is a privately held, SEC-registered Registered Investment Advisor (RIA) founded in 2013 and headquartered in Purchase, New York. The firm serves high-net-worth individuals and families, corporate retirement plans, divorcees, and independent financial advisors with a full spectrum of wealth management services spanning portfolio management, insurance, estate planning, divorce financial analysis, 401(k) plan services, and specialized financing for aircraft and real estate. Its customer base is delivered through a network of approximately 25 independent wealth advisors operating across 17 US states.
The firm operates on a multi-custodial platform that integrates Charles Schwab as the primary custodian with Interactive Brokers and Raymond James as alternatives, supplemented by Purshe Kaplan Sterling for broker-dealer services and by MoneyGuidePro and Orion for financial planning and portfolio reporting. This architecture is positioned to give advisors flexibility across custodians and product breadth, while automated rebalancing tools support portfolio maintenance. The firm offers fee-only investment advisory services and emphasizes fiduciary duty to clients.
Go-to-market is sales-led, recruiting independent financial advisors from wirehouses and other RIAs with messaging around high payouts, no minimum AUM requirements, and access to a customized technology platform. Revenue is generated through recurring fee-only advisory fees on individual and corporate plan assets; pricing is not publicly disclosed. The leadership team consists of Managing Partners Edward M. Sullivan and Ronald R. Lenihan, with Rajesh K. Gupta as Partner Emeritus, and the firm is independently owned with no disclosed external institutional investors.
SeaCrest Wealth Management firmographics
Firmographics- Name
- SeaCrest Wealth Management
- Legal name
- SeaCrest Wealth Management, LLC
- Website
- https://seacrestwm.com
- Company type
- Private
- Founded year
- 2013
- Operating status
- Operating
- Headcount range
- 101–250 employees
- Short description
- SeaCrest Wealth Management is a privately held SEC-registered RIA offering fee-only portfolio management, financial planning, and corporate retirement plan services to high-net-worth individuals, families, and independent advisors through a multi-custodial platform across the United States.
- Ownership category
- akta.pro rank
SeaCrest Wealth Management industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394), Finance and Insurance (52)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Comprehensive/Full-Service RIAs & Independent Wealth Managers (FSAAACAA)
- akta.pro secondary industries
- Investment Management Advisory (RIA) (FSAEAAAB), Financial Planning–Led RIAs (FSAAACAB), Retirement & Distribution Planning RIAs (401(k)/IRA/Pension Rollovers) (FSAAACAE), Family Wealth & Multi-Generational Planning RIAs (HNW/UHNW-lite) (FSAAACAH)
Keywords
Where SeaCrest Wealth Management is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices18 records
Markets served
SeaCrest Wealth Management business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Fee-Only Investment Advisory Services: SeaCrest Wealth Management operates as a fee-only Registered Investment Advisor (RIA), providing investment advisory services. Advisors are fiduciaries who work in the best interests of clients. The firm provides services to individuals, families, and independent advisors with a focus on accumulation, growth, preservation, and distribution phases of wealth management.
Go-to-market motion1 record
Distribution channels4 records
Marketing channels3 records
SeaCrest Wealth Management product offering
Product offeringCore offering
SeaCrest Wealth Management is a fee-only SEC-registered Registered Investment Advisor (RIA) providing comprehensive wealth management services. The firm delivers portfolio management, financial planning, insurance, estate planning, divorce financial analysis, trust services, and 401(k) advisory through a multi-custodial platform spanning Charles Schwab, Interactive Brokers, and Raymond James, and also provides an independent-advisor platform with high payouts and no minimum AUM requirements.
Product overview
SeaCrest Wealth Management is a full-service wealth management firm providing a comprehensive suite of financial solutions for individuals, families, and independent advisors. The offering is a unified platform architecture centered on Portfolio Management and supported by integrated services including Insurance Services & Counseling (via affiliate SeaCrest Financial Services), Estate Planning Solutions, Divorce Mediation & Financial Analysis, and Trust Services & Multi-Custodial Access across Charles Schwab, Interactive Brokers, and Raymond James. The platform includes a Broker-Dealer Platform via Purshe Kaplan Sterling, a Customized Financial Platform with technology tools, Comprehensive Financial Planning Tools (MoneyGuidePro and Orion), Advanced Rebalancing Tools, 401(k) Plan Services, and Specialized Financing Solutions for aircraft and real estate.
Differentiator
Problem solved
Functional benefit
Products and services
- Portfolio Management Oversight of retirement and non-retirement investment accounts designed to achieve client financial objectives, provided to individuals, families, and independent advisors on SeaCrest's multi-custodial platform.
- Insurance Services & Counseling Comprehensive access to life, disability, and long-term care insurance solutions delivered through affiliate SeaCrest Financial Services and integrated with wealth management services.
- Estate Planning Solutions Integrated planning support for wealth transfer and preservation using advanced technology, helping clients optimize the transfer of wealth and impact charitable causes.
- Divorce Mediation & Financial Analysis Financial clarity and planning during and after divorce, delivered by in-house staff holding the Certified Divorce Financial Analyst (CDFA) designation.
- Trust Services & Multi-Custodial Access Trust servicing supported across multiple custodians including Charles Schwab (Primary), Interactive Brokers, and Raymond James, giving advisors and clients flexibility.
- Independent Advisor Platform Multi-custodial platform with high payouts and no minimum AUM requirements, allowing independent advisors to maintain full client focus and ownership of their practice.
- Purshe Kaplan Sterling Broker-Dealer Platform Broker-dealer platform delivering compliance, access, and product diversity for hybrid advisors operating on SeaCrest's platform.
- 401(k) Plan Services Tailored corporate retirement plan solutions with expert support and 3(38) or 3(21) fiduciary services for plan design, participant education, and competitive offerings.
- Specialized Financing Solutions Helping clients secure competitive financing for aircraft, real estate, and other personal or business investments.
Quantifiable outcome
- Advisors from wirehouses and independent RIAs are recruited with messaging around high payouts and no minimum AUM requirements
Companies that use SeaCrest Wealth Management
Customer profileNamed customers4 records
Segments4 records
Ideal customer profiles3 records
SeaCrest Wealth Management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration7 records
Feature4 records
SeaCrest Wealth Management partnerships and signals
Strategic signalPartnerships
Seven partnerships are on record, tiered core.
- Charles SchwabcorePrimary custodian and client portal provider. SeaCrest clients access Charles Schwab institutional portal for account management. The firm is partnered with Schwab providing multi-custodial access for advisors and clients.
- Interactive BrokerscoreAlternative custodian available on SeaCrest's multi-custodial platform, providing advisors flexibility to serve clients across different custodial options.
- Raymond JamescoreCustodian option on SeaCrest's multi-custodial platform, offering additional flexibility for advisors and clients alongside Charles Schwab and Interactive Brokers.
- Purshe Kaplan SterlingcoreBroker-dealer platform providing compliance, access, and product diversity for hybrid advisors at SeaCrest. Delivers regulatory infrastructure and product variety for advisors requiring broker-dealer services.
- MoneyGuideProcoreIndustry-leading comprehensive financial planning platform used by SeaCrest advisors to deliver personalized, goal-based financial plans to clients.
- OrioncorePortfolio management and reporting platform providing comprehensive tools for advisors to manage client portfolios, generate reports, and provide ongoing monitoring.
- SeaCrest Financial ServicescoreAffiliate company providing comprehensive access to life, disability, and long-term care insurance solutions, seamlessly integrated with SeaCrest Wealth Management's wealth management services.
Scale indicators4 records
Recent moves6 records
Expansion highlights4 records
SeaCrest Wealth Management competitors and assessment
Company assessmentDirect peers
- Kestra Financial: Multi-custodial independent wealth management platform supporting independent advisors across multiple custodians with planning, portfolio, and practice-management tools — closely analogous to SeaCrest's Schwab/IB/RJ platform model.
- Commonwealth Financial Network: Independent RIA/broker-dealer platform providing advisors with integrated planning, custody choice, and back-office support. Competes directly for the same breakaway and independent advisor segments.
- Steward Partners: Multi-custodial RIA platform serving breakaway advisors from wirehouses with a high-payout, multi-custodial model similar to SeaCrest's value proposition.
- Cambridge Investment Research: Independent broker-dealer and RIA platform supporting thousands of independent advisors with planning technology and multi-custodial access — directly comparable business model to SeaCrest.
- Carson Group: Independent wealth management platform providing advisors with technology, coaching, and multi-custodial support — directly analogous to SeaCrest's value proposition for breakaway and independent advisors.
Broad incumbents
- LPL Financial: Largest US independent broker-dealer/RIA platform serving ~22,000 advisors with broad custodial, planning, and practice-management capabilities. A larger incumbent that competes for the same independent advisor pool.
- Cetera Financial Group: Large independent advisor network offering multi-custodial support, planning tools, and practice management — operates as a broader incumbent in the same independent wealth space.
- Focus Financial Partners: PE-backed RIA aggregator partnering with many independent advisory firms. Represents both a competitor for advisors and a likely acquirer of mid-sized RIA platforms like SeaCrest.
- OneDigital: Fast-growing RIA roll-up offering wealth management, workplace retirement, and benefits services. Competes for corporate retirement plan business and independent advisors in adjacent segments.
- Mariner Wealth Advisors: Large national RIA providing comprehensive wealth management including estate, tax, and trust services to HNW families — directly comparable offering to SeaCrest's family wealth segment.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat5 records
Key risks6 records
Key highlights6 records
Customer concentration
SeaCrest Wealth Management social profiles
Digital presenceSeaCrest Wealth Management compliance and trust
Trust signalCompliance1 record
SeaCrest Wealth Management financial estimates
Financial estimateRevenue estimate
Valuation estimate
SeaCrest Wealth Management leadership team
Management profileNumber of profiles
Profiles3 records
SeaCrest Wealth Management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
SeaCrest Wealth Management M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about SeaCrest Wealth Management
What does SeaCrest Wealth Management do?
SeaCrest Wealth Management is a fee-only SEC-registered Registered Investment Advisor (RIA) providing comprehensive wealth management services. The firm delivers portfolio management, financial planning, insurance, estate planning, divorce financial analysis, trust services, and 401(k) advisory through a multi-custodial platform spanning Charles Schwab, Interactive Brokers, and Raymond James, and also provides an independent-advisor platform with high payouts and no minimum AUM requirements.
Is SeaCrest Wealth Management a public or private company?
SeaCrest Wealth Management is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was SeaCrest Wealth Management founded?
SeaCrest Wealth Management was founded in 2013. It employs 101 to 250 people.
Where is SeaCrest Wealth Management based?
SeaCrest Wealth Management is headquartered in New York, United States, in the North America region.
How does SeaCrest Wealth Management make money?
One revenue line is on record: fee-Only Investment Advisory Services.
Who are SeaCrest Wealth Management's main competitors?
Direct peers on record are Kestra Financial, Commonwealth Financial Network, Steward Partners, Cambridge Investment Research and Carson Group. Broad incumbents are LPL Financial, Cetera Financial Group, Focus Financial Partners, OneDigital and Mariner Wealth Advisors.
Does SeaCrest Wealth Management have an API?
No public API is recorded for SeaCrest Wealth Management.
What industry is SeaCrest Wealth Management in?
SeaCrest Wealth Management's product category is Wealth Management. Its primary akta.pro industry code is FSAAACAA, Comprehensive/Full-Service RIAs & Independent Wealth Managers, with a secondary code of FSAEAAAB, Investment Management Advisory (RIA). Its NAICS code is 523940 and its SIC code is 6282.