Stonemark Wealth Management
Stonemark Wealth Management is an SEC-registered investment advisory firm (WESPAC Advisors SoCal, LLC) in Pasadena, California, providing fee-based wealth management, estate and financial planning, insurance, and corporate retirement plan consulting to high-net-worth individuals, families, and businesses in Southern California.
- Company typePrivate
- Founded2015
- HeadquartersPasadena, United States
- Headcount1–10
- GTM typeB2C
- OfferingServices
What Stonemark Wealth Management does
Stonemark Wealth Management operates as WESPAC Advisors SoCal, LLC, an SEC-registered investment advisory firm headquartered at 225 S Lake Avenue, Suite 1170, Pasadena, California. The firm delivers wealth management services to high-net-worth individuals and families in Southern California, qualifying prospects through a $500,000 investable-asset threshold, and additionally serves corporate clients via Company Retirement Plan Consulting. It operates under a fiduciary standard as an independent RIA, structurally separating advisory from commission-driven broker-dealer models.
The firm's offering comprises four core service lines — Estate & Financial Planning, Investment Management, Insurance Services, and Company Retirement Plan Consulting — supported by Monte Carlo-based scenario modeling for retirement planning and portfolio risk assessment, with client account access delivered through the Orion Advisor portal. A six-step advisory process (Listen, Learn, Understand, Analyze, Implement, Assess) drives delivery across portfolio design, risk management, and tax minimization.
Revenue is generated through recurring fee-based investment advisory services plus securities transaction compensation routed through Leaders Group, Inc., an unaffiliated FINRA/SIPC introducing broker-dealer. Specific fee schedules are gated behind the firm's Form ADV Part 2A and are not publicly disclosed. Go-to-market is high-touch and relationship-led, anchored by a complimentary Side-by-Side Review, complemented by an insights blog, market commentary, newsletter, and SEO-friendly digital presence. The firm operates under state-level registration restrictions, with California as the disclosed market.
Stonemark Wealth Management firmographics
Firmographics- Name
- Stonemark Wealth Management
- Legal name
- WESPAC Advisors SoCal, LLC
- Website
- https://stonemarkwealth.com
- Company type
- Private
- Founded year
- 2015
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Stonemark Wealth Management is an SEC-registered investment advisory firm (WESPAC Advisors SoCal, LLC) in Pasadena, California, providing fee-based wealth management, estate and financial planning, insurance, and corporate retirement plan consulting to high-net-worth individuals, families, and businesses in Southern California.
- Ownership category
- akta.pro rank
Stonemark Wealth Management industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Advisory Portfolio Management (Non-Discretionary) (FSAAABAD)
- akta.pro secondary industries
- Financial Planning & Goals-Based Advice (Mass Affluent) (FSAAAAAF), Broker-Dealer Affiliated Wealth Advisory (FSAEABAB)
Keywords
Where Stonemark Wealth Management is headquartered
LocationHeadquarters
- HQ city
- Pasadena
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Stonemark Wealth Management business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Others
Revenue model
- Investment Advisory Services: Fee-based investment advisory services through WESPAC Advisors SoCal, LLC DBA Stonemark Wealth Management, a registered investment advisor with the SEC. Services include portfolio management, financial planning, and investment consulting.
- Securities Transactions: Securities offered through Leaders Group, Inc., member FINRA/SIPC. Revenue likely derives from transaction-based compensation and advisory fees associated with investment management.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Freemium | One time/ perpetual license | Complimentary Side-by-Side Review |
Go-to-market motion1 record
Distribution channels2 records
Marketing channels4 records
Stonemark Wealth Management product offering
Product offeringCore offering
Stonemark Wealth Management is an SEC-registered investment advisory firm (operating as WESPAC Advisors SoCal, LLC) that delivers personalized wealth management services to high-net-worth individuals and families. Core offerings include estate and financial planning, customized investment management, insurance evaluation, and company retirement plan consulting, all delivered through a six-step advisory process with Monte Carlo-based financial planning analysis. Securities transactions are facilitated through Leaders Group, Inc. as the introducing broker-dealer.
Product overview
Stonemark Wealth Management is a registered investment advisory firm offering a unified suite of wealth management services. The firm provides four interconnected core service offerings: Estate & Financial Planning, Investment Management, Insurance Services, and Company Retirement Plan Consulting. Additionally, the firm offers a complimentary Side-by-Side Review for prospective clients with portfolios exceeding $500,000. These services work together through a six-step process (Listen, Learn, Understand, Analyze, Implement, Assess) to deliver personalized financial advice and portfolio management.
Differentiator
Problem solved
Functional benefit
Products and services
- Estate & Financial Planning
- Investment Management
- Insurance Services
- Company Retirement Plan Consulting
- Side-by-Side Review
Companies that use Stonemark Wealth Management
Customer profileSegments2 records
Ideal customer profiles2 records
Stonemark Wealth Management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature1 record
Stonemark Wealth Management partnerships and signals
Strategic signalPartnerships
Three partnerships are on record, tiered core and minor.
- WESPAC Advisors LLCcoreThe team merged with WESPAC Advisors LLC, a retirement plan and benefits services company, in 2009 and subsequently formed WESPAC Advisors SoCal, LLC as an independent registered investment advisor in 2012. WESPAC provides operational infrastructure and brand affiliation.
- Tower Asset Management (ML Stern & Co.)minorThe core team began their wealth management careers at Tower Asset Management, a division of ML Stern & Co., in Beverly Hills, CA. This is the origin of the team's wealth management expertise.
- Leaders Group, Inc.coreSecurities are offered through Leaders Group, Inc., a member of FINRA/SIPC, located at 475 Springfield Ave., Summit, NJ 07901. This is a standard introducing broker-dealer arrangement common in the RIA ecosystem where the RIA provides advisory services while the broker-dealer handles securities custody and transaction processing.
Scale indicators2 records
Recent moves4 records
Expansion highlights4 records
Stonemark Wealth Management competitors and assessment
Company assessmentBroad incumbents
- Edelman Financial Engines: One of the largest independent RIAs, serving mass-affluent and HNW clients with financial planning and investment management. Comparable product offering and fiduciary positioning, but with national brand recognition and a hybrid digital-plus-advisor model that pressures smaller RIAs on price and reach.
- Bessemer Trust: Wealth and investment management firm exclusively serving ultra-HNW and HNW families with integrated investment, trust, and family office services. Comparable in fiduciary and comprehensive-wealth positioning, though at a higher wealth tier than Stonemark's $500K+ minimum.
- Focus Financial Partners: Partnership platform for independent RIAs, providing compliance, technology, and M&A support to fiduciary wealth managers. Not a direct competitor for end clients, but a defining force in the RIA consolidation landscape that affects Stonemark's competitive and exit context.
Emerging players
- Facet Wealth: Digital-first financial planning and investment advisory firm targeting mass-affluent and HNW clients with flat-fee pricing. Comparable client overlap and service categories, but competes via a lower-cost, technology-led model that pressures traditional RIAs like Stonemark on fees.
- Personal Capital: Hybrid digital wealth management firm combining online tools with human advisors, serving HNW investors with a typical $200K+ minimum. Comparable in targeting tech-savvy affluent clients, but with a technology-forward delivery model and now backed by Empower Retirement's scale.
Direct peers
- Creative Planning: Fee-only RIA providing wealth management, estate planning, retirement plan consulting, and tax services to affluent and HNW households. Comparable across nearly all of Stonemark's product lines, though with substantially larger AUM and a multi-state footprint.
- Mariner Wealth Advisors: Independent RIA offering holistic financial planning, investment management, and tax services to HNW clients. Directly comparable to Stonemark in service mix and fiduciary model, but with national scale and a roll-up acquisition strategy that competes for advisor talent.
- Pathstone: Independent, employee-owned RIA offering investment advisory, family office, and financial counseling services to HNW families and foundations. Comparable in fiduciary structure and family-wealth focus, but at meaningfully larger scale and broader geographic reach.
- Buckingham Strategic Wealth: Fee-only RIA providing evidence-based financial planning and investment management to HNW households. Similar fiduciary-only model and planning-centric value proposition, making it a close peer for client segmentation and pricing comparisons.
- Aspiriant: Independently owned, fee-only RIA serving HNW individuals and families with comprehensive wealth planning, investment management, and tax services. Highly comparable in business model, client focus, and fiduciary positioning to Stonemark, though at significantly larger scale.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat3 records
Key risks5 records
Key highlights5 records
Customer concentration
Stonemark Wealth Management social profiles
Digital presenceStonemark Wealth Management financial estimates
Financial estimateRevenue estimate
Valuation estimate
Stonemark Wealth Management leadership team
Management profileNumber of profiles
Stonemark Wealth Management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Stonemark Wealth Management M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Stonemark Wealth Management
What does Stonemark Wealth Management do?
Stonemark Wealth Management is an SEC-registered investment advisory firm (operating as WESPAC Advisors SoCal, LLC) that delivers personalized wealth management services to high-net-worth individuals and families. Core offerings include estate and financial planning, customized investment management, insurance evaluation, and company retirement plan consulting, all delivered through a six-step advisory process with Monte Carlo-based financial planning analysis. Securities transactions are facilitated through Leaders Group, Inc. as the introducing broker-dealer.
Is Stonemark Wealth Management a public or private company?
Stonemark Wealth Management is a private company. It is classified as corporate owned and is currently operating.
When was Stonemark Wealth Management founded?
Stonemark Wealth Management was founded in 2015. It employs 1 to 10 people.
Where is Stonemark Wealth Management based?
Stonemark Wealth Management is headquartered in Pasadena, United States, in the North America region.
How does Stonemark Wealth Management make money?
Two revenue lines are on record. Investment Advisory Services are the primary driver. The others are securities Transactions.
Who are Stonemark Wealth Management's main competitors?
Broad incumbents on record are Edelman Financial Engines, Bessemer Trust and Focus Financial Partners. Emerging players are Facet Wealth and Personal Capital. Direct peers are Creative Planning, Mariner Wealth Advisors, Pathstone, Buckingham Strategic Wealth and Aspiriant.
Does Stonemark Wealth Management have an API?
No public API is recorded for Stonemark Wealth Management.
What industry is Stonemark Wealth Management in?
Stonemark Wealth Management's product category is Wealth Management. Its primary akta.pro industry code is FSAAABAD, Advisory Portfolio Management (Non-Discretionary), with a secondary code of FSAAAAAF, Financial Planning & Goals-Based Advice (Mass Affluent). Its NAICS code is 523940 and its SIC code is 6282.