CPS Capital
CPS Capital Group is an Australian boutique corporate finance and stockbroking firm headquartered in Perth, providing capital raisings, IPOs, placements, advisory and trading services to small-mid-cap ASX-listed companies and sophisticated/wholesale investors across Australia.
- Company typePrivate
- Founded2001
- HeadquartersPerth, Australia
- Headcount11–50
- GTM typeB2B
- OfferingServices
What CPS Capital does
CPS Capital Group Pty Ltd is a privately held Australian boutique Corporate Finance and Stockbroking firm headquartered in Perth, with additional offices in Melbourne and Sydney. Founded in 2001 (via the merger of Indian Ocean Capital into the CPS Capital brand), the firm operates under Australian Financial Services Licence 294848 and specialises in capital raisings, IPOs, placements, underwriting, corporate advisory, institutional dealing, portfolio management and trading/execution services. Its primary customer base comprises small-to-mid-cap ASX-listed companies seeking growth capital, together with sophisticated and wholesale investors and a smaller institutional book.
The firm's revenue is generated from two principal streams: capital raising and corporate advisory fees (transaction-based, scaled to deal size and complexity) and brokerage and execution fees on trades for retail, sophisticated and institutional clients. Pricing is not publicly disclosed, in line with wholesale-broker norms. The go-to-market is sales-led and relationship-driven, leveraging a 2,800+ investor network and a senior advisory team with 25-35 years of sector experience across resources, biotechnology, technology, energy and defence. Since 2015 CPS Capital has completed 858 transactions and raised over A$1 billion for clients, with disclosed recent deals ranging from A$1.5M seed placements to an A$90M joint-led placement for Cobre Limited. The firm operates with 11-50 staff and has no subsidiaries, external funding rounds or disclosed M&A activity in the input data.
CPS Capital firmographics
Firmographics- Name
- CPS Capital
- Legal name
- CPS Capital Group Pty Ltd
- Website
- https://cpscapital.com.au
- Company type
- Private
- Founded year
- 2001
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- CPS Capital Group is an Australian boutique corporate finance and stockbroking firm headquartered in Perth, providing capital raisings, IPOs, placements, advisory and trading services to small-mid-cap ASX-listed companies and sophisticated/wholesale investors across Australia.
- Ownership category
- akta.pro rank
CPS Capital industry classification
Industry- Product category
- Investment Banking and Stockbroking
- NAICS
- Investment Banking and Securities Intermediation (523150), Portfolio Management and Investment Advice (523940)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)
- akta.pro primary industry
- Capital Raising Advisory (Debt/Equity/Private Capital) (BPAHADAG)
- akta.pro secondary industry
- Institutional Capital Introduction (LP/Family Office/Endowment Matching) (FSAEALAI)
Keywords
Where CPS Capital is headquartered
LocationHeadquarters
- HQ city
- Perth
- HQ country
- Australia
- HQ region
- Oceania
Offices3 records
Markets served
CPS Capital business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure, Others
Revenue model
- Capital Raisings & Advisory Fees: The firm earns fees from capital raisings including IPOs, placements, seed raisings, and underwriting services. They also provide corporate advisory services to listed and unlisted entities.
- Brokerage & Trading: Revenue generated from trading and execution services for retail, sophisticated and institutional investors.
Go-to-market motion1 record
Distribution channels3 records
Marketing channels3 records
CPS Capital product offering
Product offeringCore offering
CPS Capital is a boutique corporate finance and stockbroking firm that raises capital for small to medium-cap ASX listed and unlisted companies through seed raisings, pre-IPO funding, IPOs, post-listing placements, recapitalisations and underwriting of RTOs. It also provides corporate advisory, trading and execution, institutional dealing and portfolio management to retail, sophisticated and institutional investors in Australia and selected international markets.
Product overview
CPS Capital Group is a boutique Corporate Finance and Stockbroking firm offering a unified suite of financial services rather than a modular software product. The core offerings include Capital Raisings (covering seed, IPO, pre-IPO, placements, and underwriting), Tailored Financial Advice, Corporate Advisory, Institutional Dealing, Trading and Execution, and Portfolio Management. These services are designed for small to medium-sized listed and unlisted entities seeking specialist advisory support, with sector experience spanning Resources, Technology, E-Commerce, Oil & Gas, Biotechnology, E-Gaming, and Medical Cannabis.
Differentiator
Problem solved
Functional benefit
Products and services
- Capital Raisings Specialist capital raising services for ASX-listed companies including seed raisings, pre-IPO funding, IPOs, post-listing placements, recapitalisations and underwriting, with additional expertise in 'flow through' funding for Canadian companies. Targeted at small to medium-cap junior high growth companies.
- Corporate Advisory Long-term sustainable advisory relationships with small to medium-sized junior high growth companies with assets throughout the world, managed locally. Covers both listed and unlisted strategic corporate advice.
- Institutional Dealing Small-cap institutional dealing team that works with fund managers to identify unique value-creating opportunities while executing client strategies through the trading desk.
- Trading and Execution Equity trading and execution services for retail, sophisticated and institutional investors via the firm's trade desk.
- Underwriting and Corporate Restructuring Underwriting services and corporate restructuring support for companies seeking capital and organisational change.
- Portfolio Management Portfolio management services for retail, sophisticated and institutional investors within Australia and globally.
- Tailored Financial Advice Professional and timely financial advice delivered by experienced advisers and stockbrokers, providing clients with access to sophisticated real-time market information.
Quantifiable outcome
- $1 billion+ capital raised since 2015
- +2 more outcomes
Companies that use CPS Capital
Customer profileNamed customers12 records
Segments4 records
Ideal customer profiles4 records
CPS Capital technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
CPS Capital partnerships and signals
Strategic signalScale indicators4 records
Recent moves6 records
Expansion highlights5 records
CPS Capital competitors and assessment
Company assessmentDirect peers
- Euroz Hartleys Group: Perth-headquartered Australian stockbroking and corporate advisory firm focused on Western Australian small and mid-cap resources and industrial companies. Directly competes with CPS Capital for capital raisings, IPOs and placements in the same junior-resources ecosystem.
- Argonaut Securities: Perth-based boutique broker and corporate adviser with deep resources sector focus and active institutional dealing desk. Closely comparable to CPS Capital in client mix (junior miners), fee model (capital raising + advisory), and geographic center of gravity.
- Canaccord Genuity (Australia): Australian arm of a global mid-market investment bank focused on small and mid-cap ECM and advisory across resources, healthcare, and tech. Direct competitor for ASX small/mid-cap capital raisings and IPO lead-manager mandates.
- Taylor Collison: Adelaide-based Australian stockbroking and corporate advisory firm specializing in small/mid-cap equities and IPOs in resources and industrials. Comparable boutique business model to CPS Capital with similar deal scale and South Australia/WA client overlap.
- Petra Capital: Australian boutique corporate advisory firm focused on small-cap equity capital markets, IPOs and placements, particularly in the resources and technology sectors. Directly comparable in deal size and target issuer profile to CPS Capital.
Broad incumbents
- Shaw and Partners: National Australian wealth management and stockbroking firm with ECM, corporate advisory and institutional dealing capabilities across small/mid-caps. Larger and more diversified than CPS but competes for the same smaller-company placement and IPO mandates.
- Wilsons Advisory: Australian stockbroking and corporate advisory group with institutional, private wealth and corporate finance divisions. Competes with CPS in mid-cap ECM mandates while offering a broader product suite across wealth and asset management.
- Morgans Financial: Large Australian full-service broker (formerly known as Morgan Stockbroking) with national wealth, corporate advisory and institutional dealing capability. Overlaps with CPS in small/mid-cap ECM but at greater scale and geographic reach.
- Bell Potter Securities: Major Australian retail/institutional stockbroker with ECM and corporate advisory franchises, notably active in small/mid-cap IPOs and placements. Competes broadly with CPS Capital in the junior end of the ASX market.
- Ord Minnett: Private Australian full-service stockbroking and wealth advisory group with institutional research, corporate advisory and dealing desks. A broader incumbent whose small/mid-cap franchise competes with CPS for similar issuer mandates.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights7 records
Customer concentration
CPS Capital social profiles
Digital presenceCPS Capital compliance and trust
Trust signalCompliance1 record
CPS Capital financial estimates
Financial estimateRevenue estimate
Valuation estimate
CPS Capital leadership team
Management profileNumber of profiles
Profiles25 records
CPS Capital funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
CPS Capital M&A and investment
M&A and investmentM&A2 records
Investments3 records
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about CPS Capital
What does CPS Capital do?
CPS Capital is a boutique corporate finance and stockbroking firm that raises capital for small to medium-cap ASX listed and unlisted companies through seed raisings, pre-IPO funding, IPOs, post-listing placements, recapitalisations and underwriting of RTOs. It also provides corporate advisory, trading and execution, institutional dealing and portfolio management to retail, sophisticated and institutional investors in Australia and selected international markets.
Is CPS Capital a public or private company?
CPS Capital is a private company. It is classified as management employee owned and is currently operating.
When was CPS Capital founded?
CPS Capital was founded in 2001. It employs 11 to 50 people.
Where is CPS Capital based?
CPS Capital is headquartered in Perth, Australia, in the Oceania region.
How does CPS Capital make money?
Two revenue lines are on record. Capital Raisings & Advisory Fees are the primary driver. The others are brokerage & Trading.
Who are CPS Capital's main competitors?
Direct peers on record are Euroz Hartleys Group, Argonaut Securities, Canaccord Genuity (Australia), Taylor Collison and Petra Capital. Broad incumbents are Shaw and Partners, Wilsons Advisory, Morgans Financial, Bell Potter Securities and Ord Minnett.
Does CPS Capital have an API?
No public API is recorded for CPS Capital.
What industry is CPS Capital in?
CPS Capital's product category is Investment Banking and Stockbroking. Its primary akta.pro industry code is BPAHADAG, Capital Raising Advisory (Debt/Equity/Private Capital), with a secondary code of FSAEALAI, Institutional Capital Introduction (LP/Family Office/Endowment Matching). Its NAICS code is 523150 and its SIC code is 6211.