Anchor Capital Management Group
Anchor Capital Management Group is a privately held investment manager that designs risk-managed long/short mutual funds and model portfolios for financial advisors, RIAs, and institutional investors, distributed via Northern Lights Distributors.
- Company typePrivate
- Founded1996
- HeadquartersAliso Viejo, United States
- Headcount1–10
- GTM typeB2B
- OfferingServices
What Anchor Capital Management Group does
Anchor Capital Management Group, Inc. is a privately held investment management firm founded in 1996 and headquartered in Aliso Viejo, California. The firm designs and distributes risk-managed long/short mutual funds and model portfolios built around a proprietary framework the firm calls the "Volatility Gap," which targets the roughly 90% of risk in a traditional 60/40 portfolio that resides in the equities allocation. Its core offerings are the Anchor Risk Managed Equity Strategies Fund (ATESX/ATEAX), pursuing total return with a secondary objective of limiting risk during unfavorable equity markets, and the Anchor Risk Managed Income Strategies Fund (ATCSX/ATCAX), seeking long-term capital growth with current income via risk-managed long/short income strategies. The firm complements these funds with turn-key Model Portfolios that combine Modern Portfolio Theory with its risk-management overlay. All funds offer daily liquidity.
The firm's investment process relies on proprietary quantitative models that dynamically adjust portfolio exposure in response to changing market volatility, reducing exposure when risk rises and re-engaging when conditions stabilize. Performance evidence cited by the firm includes drawdowns of roughly one-third of the S&P 500 across the 2020 COVID shock, the 2022 bear market, and 2025 geopolitical turbulence. Revenue is generated primarily through mutual fund management fees (expense ratios on Institutional and Advisor Class shares), with no public pricing disclosed. The firm sells primarily through financial advisors and RIAs, with a dedicated VP of Institutional Sales targeting pensions, endowments, and other institutional allocators; distribution is intermediated by Northern Lights Distributors, LLC (FINRA/SIPC). Marketing is concentrated in content — an Insights blog, LinkedIn, X, and educational guides — rather than paid acquisition. The four-person leadership team (CEO Garrett Waters, GC/CCO Lawrence Stawiarski, VP Trading & Operations Mark Bloom, VP Institutional Sales Tim Jensen) carries prior experience at J.P. Morgan, Barclays Global Investors, Fidelity Investments, and other established firms.
Anchor Capital Management Group firmographics
Firmographics- Name
- Anchor Capital Management Group
- Legal name
- Anchor Capital Management Group, Inc.
- Website
- https://anchor-capital.com
- Company type
- Private
- Founded year
- 1996
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Anchor Capital Management Group is a privately held investment manager that designs risk-managed long/short mutual funds and model portfolios for financial advisors, RIAs, and institutional investors, distributed via Northern Lights Distributors.
- Ownership category
- akta.pro rank
Anchor Capital Management Group industry classification
Industry- Product category
- Investment Management — Risk-Managed Mutual Funds
- NAICS
- Portfolio Management and Investment Advice (523940), Open-End Investment Funds (525910)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Fundamental/Discretionary Equity Long/Short (FSAHAAAA)
- akta.pro secondary industries
- Target-Risk / Risk-Managed Allocation Funds (FSAAAEAG), Balanced & Allocation (Multi-Asset) Funds (FSAAAEAD)
Keywords
Where Anchor Capital Management Group is headquartered
LocationHeadquarters
- HQ city
- Aliso Viejo
- HQ country
- United States
- HQ region
- North America
Offices3 records
Markets served
Anchor Capital Management Group business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure, Others
Revenue model
- Mutual Fund Management Fees: Two institutional-class and advisor-class mutual funds charging expense ratios for managing risk-managed equity and income strategies. Funds include ATESX/ATEAX (Equity) and ATCSX/ATCAX (Income). Distributed through registered investment advisors and broker-dealers.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Institutional Class shares (ATESX, ATCSX) for institutional investors and high-net-worth individuals |
Go-to-market motion2 records
Distribution channels3 records
Marketing channels4 records
Anchor Capital Management Group product offering
Product offeringCore offering
Anchor Capital Management Group manages two risk-managed long-short mutual funds — the Anchor Risk Managed Equity Strategies Fund (ATESX/ATEAX) and the Anchor Risk Managed Income Strategies Fund (ATCSX/ATCAX) — along with turn-key Model Portfolios that combine Modern Portfolio Theory with proprietary risk management. The firm employs its "Volatility Gap" framework and dynamic exposure management to pursue absolute returns across domestic equities and income with daily liquidity and low correlation to traditional benchmarks. Funds are distributed to financial advisors, RIAs, institutional investors, and individual investors through broker-dealer and custodian platforms.
Product overview
Anchor Capital Management Group is an investment management firm offering a suite of risk-managed mutual funds and model portfolios. The core offerings consist of two long-short mutual fund strategies: the Anchor Risk Managed Equity Strategies Fund (ATESX/ATEAX) pursuing total return with risk management during unfavorable market conditions, and the Anchor Risk Managed Income Strategies Fund (ATCSX/ATCAX) seeking long-term capital growth with current income. These are complemented by turn-key Model Portfolios combining Modern Portfolio Theory with the firm's risk-management approach. The funds are distributed by Northern Lights Distributors, LLC and offer daily liquidity with low correlation to traditional benchmarks.
Differentiator
Problem solved
Functional benefit
Brands
- Anchor Risk Managed Equity Strategies Fund: A mutual fund that pursues total return from income and capital appreciation with a secondary objective of limiting risk during unfavorable market conditions.
- Anchor Risk Managed Income Strategies Fund
Products and services
- Anchor Risk Managed Equity Strategies Fund A mutual fund pursuing total return from income and capital appreciation, with a secondary objective of limiting risk during unfavorable market conditions. Designed to complement long-only equity allocations and serve as a hedge during falling markets. Available in Institutional Class (ATESX) and Advisor Class (ATEAX).
- Anchor Risk Managed Income Strategies Fund A mutual fund seeking long-term growth of capital while providing current income through risk-managed long/short income strategies, with daily liquidity. Available in Institutional Class (ATCSX) and Advisor Class (ATCAX).
- Model Portfolios Turn-key, Total Portfolio Solution combining Modern Portfolio Theory (MPT) and risk-management, powered by Anchor Capital, designed for advisors and investors seeking diversified, risk-managed portfolio construction.
Quantifiable outcome
- During 2020 COVID-19 shock: Fund limited losses to -7.9% vs S&P 500's -33% peak drawdown, with standard deviation less than one-third of index
- +2 more outcomes
Companies that use Anchor Capital Management Group
Customer profileSegments3 records
Ideal customer profiles2 records
Anchor Capital Management Group technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature2 records
Anchor Capital Management Group partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- Northern Lights Distributors, LLCcoreNorthern Lights Distributors, LLC serves as the registered broker-dealer distributor for Anchor Funds (ATESX, ATEAX, ATCSX, ATCAX). Member FINRA/SIPC. Explicitly stated as not affiliated with Anchor Capital Management Group, Inc.
Scale indicators3 records
Recent moves7 records
Expansion highlights3 records
Anchor Capital Management Group competitors and assessment
Company assessmentEmerging players
- ProShares: Issuer of alternative and volatility-managed ETFs/funds targeting advisor and self-directed investors. Comparable daily-liquidity wrapper and risk-aware positioning, but with an ETF-led rather than mutual fund-led product set.
Broad incumbents
- American Century Investments: Diversified mutual fund manager with risk-managed and multi-asset strategies distributed through advisors. Overlaps in target customer (RIAs) and product format (mutual funds).
- Eaton Vance (Morgan Stanley Investment Management): Large incumbent with multiple risk-managed and absolute-return mutual funds distributed through advisors. Same channel (RIA/broker-dealer) and overlapping risk-aware fund offerings, though within a much broader product suite.
- Capital Group: Major incumbent mutual fund complex with advisor-class shares and risk-managed equity strategies. Competes for the same RIA shelf space as Anchor's advisor share classes.
- Nationwide Funds: Mutual fund complex with risk-managed and multi-asset strategies distributed through RIAs and broker-dealers. Comparable product architecture and distribution motion.
Direct peers
- GMO: Asset manager known for long/short, absolute-return, and risk-managed strategies across equities and fixed income. Directly comparable in mandate style and risk-aware philosophy.
- AQR Capital Management: Quantitative asset manager running fundamental long/short equity and alternative strategies with an explicit risk-management overlay. Directly comparable to Anchor's long/short mutual fund approach at a much larger scale.
- WisdomTree Investments: Sponsor of risk-managed and outcome-oriented ETFs/funds targeting advisor channels. Comparable distribution model and overlapping 'downside-aware' value proposition.
- Aptus Capital Advisors: Aptus offers defined-risk and risk-managed equity/income ETFs designed to complement traditional portfolios. Closely mirrors Anchor's 'complement to 60/40' positioning with daily liquidity.
- Cambria Investment Management: Boutique fund manager offering risk-managed and tail-risk strategies, including long/short equity ETFs. Comparable product architecture (mutual fund/ETF wrappers) and a similar risk-aware value proposition.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat3 records
Key risks6 records
Key highlights6 records
Customer concentration
Anchor Capital Management Group social profiles
Digital presenceAnchor Capital Management Group financial estimates
Financial estimateRevenue estimate
Valuation estimate
Anchor Capital Management Group leadership team
Management profileNumber of profiles
Profiles4 records
Anchor Capital Management Group funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Anchor Capital Management Group M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Anchor Capital Management Group
What does Anchor Capital Management Group do?
Anchor Capital Management Group manages two risk-managed long-short mutual funds — the Anchor Risk Managed Equity Strategies Fund (ATESX/ATEAX) and the Anchor Risk Managed Income Strategies Fund (ATCSX/ATCAX) — along with turn-key Model Portfolios that combine Modern Portfolio Theory with proprietary risk management. The firm employs its "Volatility Gap" framework and dynamic exposure management to pursue absolute returns across domestic equities and income with daily liquidity and low correlation to traditional benchmarks. Funds are distributed to financial advisors, RIAs, institutional investors, and individual investors through broker-dealer and custodian platforms.
Is Anchor Capital Management Group a public or private company?
Anchor Capital Management Group is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Anchor Capital Management Group founded?
Anchor Capital Management Group was founded in 1996. It employs 1 to 10 people.
Where is Anchor Capital Management Group based?
Anchor Capital Management Group is headquartered in Aliso Viejo, United States, in the North America region.
How does Anchor Capital Management Group make money?
One revenue line is on record: mutual Fund Management Fees.
Who are Anchor Capital Management Group's main competitors?
ProShares is listed as an emerging player. Broad incumbents are American Century Investments, Eaton Vance (Morgan Stanley Investment Management), Capital Group and Nationwide Funds. Direct peers are GMO, AQR Capital Management, WisdomTree Investments, Aptus Capital Advisors and Cambria Investment Management.
Does Anchor Capital Management Group have an API?
No public API is recorded for Anchor Capital Management Group.
What industry is Anchor Capital Management Group in?
Anchor Capital Management Group's product category is Investment Management — Risk-Managed Mutual Funds. Its primary akta.pro industry code is FSAHAAAA, Fundamental/Discretionary Equity Long/Short, with a secondary code of FSAAAEAG, Target-Risk / Risk-Managed Allocation Funds. Its NAICS code is 523940 and its SIC code is 6282.