Reg-X Innovations - Global Regulatory Reporting Company

What Reg-X Innovations - Global Regulatory Reporting Company does

Reg-X Innovations (legal entity: Reg X Innovations Ltd.) is a London-based regulatory technology firm that builds cloud-native SaaS for global trade and transaction reporting. Its platform spans two product lines: RegAssure, which handles accuracy testing, completeness reconciliation, middleware data validation (including CSV-to-ISO 20022 XML conversion), automated back reporting remediation, and EnO Analytics; and RegData, which provides MiFID II RTS 24 record-keeping, data quality enrichment, and a regulatory data mart. Periodic reporting modules cover AIFMD Annex IV, SEC Form PF, and SEC Form PR, with additional coverage across EMIR Refit, SFTR, CFTC swap reporting, SEC, MAS, ASIC, REMIT II, FinFrag, SEC10c-1a, and PPA regimes.

The technology stack is delivered on AWS cloud infrastructure with documented ISO/IEC 27001:2022 and SOC 2 Type II controls, GDPR-compliant data processing, and demonstrated throughput of 40,000 transactions in five seconds alongside a stated 100% ACK rate. Reg-X also runs an AI-assisted EMIR Refit Health Check for data lineage and gap analysis, and offers UPI enrichment via ANNA-DSB and UTI generation aligned with ISO 23897:2020. The company is privately held, founder-led (CEO Kalyan Deshpande), with 11-50 employees and operates as Reg X Innovations Ltd. in England and Wales.

Commercially, Reg-X runs an enterprise SaaS subscription model bundled with professional services (regulatory consulting) and managed services (regulatory operations outsourcing, change management, and testing). Pricing is quote-based with annual billing and no publicly disclosed tiers. Go-to-market is direct enterprise field sales targeting tier-1 investment banks, large asset managers, and brokers, supplemented by content-led demand generation (blog, quarterly newsletter, whitepapers, panel events) and supported by strategic technology partnerships (AWS as core; Google, Microsoft, and Hazeltree as adjacent). Recognized customers include a Tier 1 Investment Bank, a Large Asset Manager, a Prominent London-Based Broker, and a Large Global Asset Management Firm.

Name

Reg-X Innovations - Global Regulatory Reporting Company

Legal name

Reg X Innovations Ltd.

Website

https://reg-x.co.uk

Company type

Private

Founded year

2014

Operating status

Operating

Headcount range

11–50 employees

Short description

Reg-X Innovations is a London-based regtech SaaS provider that delivers global trade and transaction reporting, reconciliation, middleware, and record-keeping solutions to tier-1 investment banks, asset managers, and brokers across MiFID II, EMIR, SFTR, CFTC, SEC, ASIC, MAS, and REMIT II regimes.

Ownership category

akta.pro rank

Product category

Regulatory Reporting Software

NAICS

Computer Systems Design and Related Services (5415), Custom Computer Programming Services (541511)

SIC

Services-Computer Programming, Data Processing, Etc. (7370), Services-Prepackaged Software (7372), Services-Computer Processing & Data Preparation (7374)

akta.pro primary industry

Regulatory Reporting & Compliance Automation (FinCEN/CTR/SAR, EMIR/MiFID, etc.) (FSAGAFAG)

akta.pro secondary industries

Transaction Reporting (MiFID/EMIR/SFTR/SEC) Solutions (FSAFAOAB), Data Quality, Lineage & Regulatory Data Management (FSAFAOAM), Regulatory Compliance Management (RegTech) (BPAEAPAB)

Keywords

• Regulatory reporting software
• Transaction reporting
• Trade reporting compliance
• EMIR refit reporting
• MiFID II reporting

Headquarters

HQ city

London

HQ country

United Kingdom

HQ region

Europe

Offices1 record

Markets served

GTM type

B2B

Offering type

Software

Cost components

Personnel, Technology or R&D, Marketing or Sales, Operations, Infrastructure

Revenue model

1. Software/SaaS Platform Subscriptions: RegAssure and RegData platforms are delivered as SaaS solutions, likely on a subscription basis with tiers based on transaction volume or reporting regime coverage.
2. Regulatory Consulting Services: Advisory services provided by regulatory consultants with expertise in EMIR, MiFID II, Dodd Frank, CSDR, SFTR, CFTC Reporting, SEC SBSR Reporting, and other global regulations.
3. Regulatory Operations Outsourcing: Clients can outsource regulatory operations, regulatory change management, and regulatory testing functions to Reg-X's expert team.

Pricing tiers

Go-to-market motion1 record

Distribution channels1 record

Marketing channels7 records

Core offering

Reg-X Innovations provides a cloud-based SaaS regulatory reporting platform through two core product lines: RegAssure (accuracy testing, completeness reconciliation, middleware data validation, back reporting remediation, and EnO Analytics) and RegData (record-keeping, data quality, and data mart capabilities). The platform supports global regulatory regimes including MiFID II, EMIR Refit, SFTR, CFTC, SEC, MAS, ASIC, and REMIT II, complemented by regulatory consulting, technology, and outsourcing services.

Product overview

Reg-X Innovations offers a unified platform-plus-modules architecture centered on two core products: RegAssure and RegData. RegAssure is the flagship regulatory reporting software platform providing accuracy testing, completeness reconciliation, middleware data validation, back reporting remediation, and EnO Analytics across multiple global regulatory regimes including MiFID II/MiFIR, EMIR Refit, SFTR, CFTC, SEC, MAS, ASIC, and REMIT II. RegData handles record-keeping, data quality, and data mart functionality for MiFID II RTS 24 and Annex IV compliance. The company also provides periodic reporting modules (Annex IV, Form PF, Form PR) for AIFMD and SEC obligations, complemented by consulting, technology, and outsourcing services.

Differentiator

Problem solved

Functional benefit

Brands

• RegAssure: Comprehensive software platform for testing accuracy and completeness of regulatory reporting, including Middleware, Back Reporting, and EnO Analytics modules.
• RegData
• RegAssure Middleware
• RegAssure Accuracy
• RegAssure Completeness
• RegAssure Back Reporting
• EnO Analytics

Products and services

• RegAssure Flagship regulatory reporting software platform that ensures compliance through accuracy testing, completeness reconciliation, middleware data validation, back reporting remediation, and EnO Analytics across multiple global regulatory regimes including MiFID II/MiFIR, EMIR Refit, SFTR, CFTC, SEC, MAS, ASIC, and REMIT II. Targeted at compliance, risk, and regulatory operations teams at financial institutions.
• RegData Record-keeping and data management product line covering regulatory record-keeping, data quality solutions, and data mart capabilities for compliance with MiFID II RTS 24 and Annex IV requirements. Enables rapid data retrieval for regulator requests in minutes rather than months.
• Annex IV Periodic Reporting Periodic reporting module for AIFMD Annex IV regulatory submissions, supporting alternative investment fund managers with required periodic reporting obligations.
• Form PF Reporting Periodic reporting module for SEC Form PF filings required for registered investment advisers managing private funds.
• Form PR Reporting Periodic reporting module for SEC Form PR filings as part of regulatory reporting obligations.
• Regulatory Consulting Services Regulatory consulting services providing expertise in regulations including EMIR, MiFID II, Dodd Frank, CSDR, SFTR, CFTC Reporting, and SEC SBSR Reporting for financial institutions.
• Technology Services Technology services for regulatory testing, support, monitoring, and operations support to Reg-X's expert team for financial institution clients.
• Regulatory Operations Outsourcing Regulatory operations outsourcing services covering regulatory change management and regulatory testing functions across major global regulations, allowing clients to fully outsource regulatory operations to Reg-X's expert team.

Quantifiable outcome

• Processing 40,000 transactions in 5 seconds
• +3 more outcomes

Named customers5 records

Segments5 records

Ideal customer profiles4 records

Technology focussed Yes

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

AI capability4 records

Feature12 records

Partnerships

Two partnerships are on record, tiered core and strategic.

• Amazon Web Services (AWS)coreTechnology or IntegrationAWS is listed as a technology partner providing cloud infrastructure for Reg-X's SaaS platform. AWS cloud hosting supports RegAssure's 24/7 availability and high-volume transaction processing capabilities.
• HazeltreestrategicTechnology or IntegrationReg-X and Hazeltree partnered to deliver effortless automated regulatory reporting with total oversight. The partnership combines Hazeltree's treasury and portfolio finance technology with Reg-X's regulatory reporting capabilities to provide comprehensive compliance solutions.

Scale indicators3 records

Recent moves6 records

Expansion highlights6 records

Broad incumbents

• AxiomSL (S&P Global Market Intelligence):
• ION Group (Vermilion Reporting):
• Wolters Kluwer (OneSumX for Regulatory Reporting): Wolters Kluwer's OneSumX is one of the largest global regulatory reporting platforms, covering cross-asset reporting across MiFID II, EMIR, Dodd-Frank, SFTR, and other regimes. It directly competes with Reg-X at tier-1 banks and large asset managers where scale, cross-product breadth, and global delivery are decisive.
• Bloomberg Regulatory Reporting (BRS):

Direct peers

• Regnology: Regnology (formerly BearingPoint RegTech) is a dedicated RegTech vendor offering regulatory reporting, supervisory, and analytics solutions across European and global regimes. It is a head-to-head competitor to Reg-X, particularly in EMIR, MiFID II, SFTR, and FinFrag reporting, and operates a similar platform-plus-services model.
• Lombard Risk Management: Lombard Risk provides regulatory reporting and compliance solutions, including the Cor.plus reporting platform used by banks and asset managers for EMIR, MiFID II, SFTR, and other regimes. It is a close direct peer to Reg-X in the UK and European RegTech market.
• Duco Technology: Duco provides a cloud-based data integrity platform widely used for regulatory reconciliation, completeness checks, and reporting in financial services. Its reconciliation and data quality capabilities overlap directly with RegAssure's Completeness, Middleware, and EnO Analytics modules.

Others

• Hazeltree: Hazeltree is a treasury and portfolio finance technology provider for asset managers, hedge funds, and fund administrators, and is a strategic partner of Reg-X. While not a direct reporting competitor, its installed base is a distribution channel for Reg-X's regulatory reporting and data quality modules.

Emerging players

• SteelEye: SteelEye offers a compliance platform covering trade surveillance, transaction reporting, and record-keeping for financial services firms. It is an emerging RegTech peer focused on MiFID II, EMIR, and MAR compliance, competing with Reg-X in mid-market asset managers and brokers.
• Corlytics: Corlytics provides regulatory risk intelligence and analytics for financial services, including a regulatory reporting register and MiFID II/EMIR product offerings. It is a smaller, emerging RegTech peer with a more analytics-led proposition, competing with Reg-X's EnO Analytics and consulting services.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat5 records

Key risks5 records

Key highlights7 records

Customer concentration

• LinkedInlinkedin.com/company/reg-x-innovations

Compliance6 records

Revenue estimate

Valuation estimate

Number of profiles

Profiles3 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Reg-X Innovations - Global Regulatory Reporting Company