Heptagon Capital
Heptagon Capital is a London-headquartered, FCA-regulated asset manager founded in 2005 that operates a $16.6bn multi-boutique UCITS fund platform, distributing 10 sub-advised equity and alternative strategies to professional investors, family offices, wealth managers, and HNW clients across Europe.
- Company typePrivate
- Founded2005
- HeadquartersLondon, United Kingdom
- Headcount11–50
- GTM typeB2B
- OfferingServices
What Heptagon Capital does
Heptagon Capital is a London-headquartered, FCA-regulated asset management firm established in 2005 that operates a multi-boutique UCITS fund platform with $16.6bn in assets under management and advice. The firm runs three service lines: a UCITS fund range under the Irish-domiciled Heptagon Fund ICAV umbrella, an External Manager Platform that curates sub-advisory relationships with established boutique investment managers, and a Discretionary Portfolio Management service for tailored client mandates. The UCITS range comprises 10 funds spanning US equity (Yacktman, three Driehaus sleeves), global equity (Future Trends, Kopernik, WCM, Qblue), emerging markets equity (Driehaus), and alternatives (Kettle Hill US L/S), with most investment decisions delegated to third-party sub-investment managers headquartered in the US, Europe, and Scandinavia.
The platform's regulatory architecture — a UK LLP authorized by the FCA (FRN:403304), a Malta Limited entity licensed by the MFSA serving as facilities agent, and the Irish ICAV fund vehicle administered by Brown Brothers Harriman — supports cross-border UCITS distribution across European jurisdictions and selectively into Switzerland, while explicitly excluding US persons. Revenue is generated primarily through management fees on AUM, charged at rates such as 1.50% on the Driehaus Emerging Markets Equity Fund, with multiple currency share classes (USD, GBP, EUR) and minimum investment thresholds (e.g., USD 15,000). Customer segments include professional investors, family offices, wealth managers, HNW individuals, and selected retail investors.
The firm employs 11-50 staff across five offices in the UK, Malta, Ireland, and Sweden, with team members representing 21 nationalities. Thought leadership is delivered through the View from the Top series, Heptagon Theme Pieces, the Future Trends Blog, quarterly webcasts, and industry conference participation (e.g., Citywire Bürgenstock). The most recent product launches — Driehaus US SMID Cap Equity Fund (December 2024) and Qblue Global Equities Responsible Transition Fund (January 2022) — indicate continued platform extension into adjacent US market-cap segments and into ESG-aligned Article 8/9 strategies respectively.
Heptagon Capital firmographics
Firmographics- Name
- Heptagon Capital
- Legal name
- Heptagon Capital LLP
- Website
- https://heptagon-capital.com
- Company type
- Private
- Founded year
- 2005
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Heptagon Capital is a London-headquartered, FCA-regulated asset manager founded in 2005 that operates a $16.6bn multi-boutique UCITS fund platform, distributing 10 sub-advised equity and alternative strategies to professional investors, family offices, wealth managers, and HNW clients across Europe.
- Ownership category
- akta.pro rank
Heptagon Capital industry classification
Industry- Product category
- Asset Management
- NAICS
- Portfolio Management and Investment Advice (523940), Open-End Investment Funds (525910), Portfolio Management and Investment Advice (52394)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Sector/Thematic Equity (Active) (FSAAAIAG)
- akta.pro secondary industries
- Large-Cap Equity (Active) (FSAAAIAA), Mid-Cap Equity (Active) (FSAAAIAB), Small-Cap Equity (Active) (FSAAAIAC), Portfolio Construction & Asset Allocation Advisory (FSAEAAAC)
Keywords
Where Heptagon Capital is headquartered
LocationHeadquarters
- HQ city
- London
- HQ country
- United Kingdom
- HQ region
- Europe
Offices3 records
Markets served
Heptagon Capital business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Infrastructure, Marketing or Sales, Technology or R&D, Others
Revenue model
- UCITS Fund Management: Heptagon Capital generates revenue through management fees charged on its UCITS funds, including in-house funds and sub-advised funds managed by third-party managers. Management fees are calculated as a percentage of assets under management.
- External Manager Platform: Revenue is generated through partnerships with external investment managers who sub-advise funds under the Heptagon Fund ICAV umbrella, with Heptagon serving as the UCITS investment manager.
- Discretionary Portfolio Management: Heptagon Capital offers fully discretionary managed portfolios driven by client profile and governed by client mandate, generating fee revenue based on assets under management.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Article 8 UCITS Fund with 1.50% management fee |
Go-to-market motion2 records
Distribution channels4 records
Marketing channels5 records
Heptagon Capital product offering
Product offeringCore offering
Heptagon Capital provides asset management services through a platform of UCITS-compliant investment funds covering US equity, global equity, emerging markets, and alternative strategies. The firm manages both in-house funds and sub-advised funds where third-party managers (Driehaus, WCM, Kopernik, Yacktman, Qblue, Kettle Hill) serve as sub-investment managers under the Heptagon Fund ICAV umbrella. Additionally, the firm offers fully discretionary managed portfolios tailored to client mandates.
Product overview
Heptagon Capital is a provider of asset management services and investment solutions, established in 2005. The company operates three main service lines: UCITS Funds (including both in-house funds and sub-advised funds managed by third-party managers), an External Manager Platform, and Discretionary Portfolio Management. The UCITS Funds suite comprises ten distinct funds covering US equity (Yacktman US Equity, Driehaus US Micro Cap, Driehaus US Small Cap, Driehaus US SMID Cap), global equity (Heptagon Future Trends Equity, Kopernik Global All-Cap, Qblue Global Equities Responsible Transition, WCM Global Equity), emerging markets equity (Driehaus Emerging Markets), and alternatives (Heptagon Kettle Hill US L/S). The company manages $16.6bn in assets under management and advice across 5 office locations.
Differentiator
Problem solved
Functional benefit
Brands
- Heptagon Fund ICAV: Irish-domiciled UCITS fund vehicle offering multiple equity strategies including US equity, global equity, emerging markets, and alternative investments
- Yacktman US Equity Fund
- Driehaus Emerging Markets Equity Fund
- Driehaus US Micro Cap Equity Fund
- Driehaus US Small Cap Equity Fund
- Driehaus US SMID Cap Equity Fund
- Heptagon Future Trends Equity Fund
- Kopernik Global All-Cap Equity Fund
- WCM Global Equity Fund
- Qblue Global Equities Responsible Transition Fund
- Heptagon Kettle Hill US L/S Equity Fund
Products and services
- Driehaus Emerging Markets Equity Fund An emerging markets equity fund managed by Driehaus Capital Management LLC, utilizing a bottom-up growth equity investment approach with ESG integration. Sub-advised under Heptagon Fund ICAV.
- Driehaus US Micro Cap Equity Fund A US micro cap equity fund managed by Driehaus Capital Management LLC, focusing on small growth investment style. Closed to new investors.
- Driehaus US Small Cap Equity Fund A US small cap equity fund managed by Driehaus Capital Management LLC. Sub-advised under Heptagon Fund ICAV.
- Driehaus US SMID Cap Equity Fund A US SMID (Small to Mid Cap) equity fund managed by Driehaus Capital Management LLC. Sub-advised under Heptagon Fund ICAV.
- Heptagon Future Trends Equity Fund A large growth equity fund focused on future trends investment themes. In-house strategy managed by Heptagon Capital.
- Kopernik Global All-Cap Equity Fund A global all-cap equity fund managed by Kopernik Global Investors. Sub-advised under Heptagon Fund ICAV.
- Qblue Global Equities Responsible Transition Fund A global equities fund managed by Qblue Balanced A/S focused on responsible transition investing, integrating ESG considerations. Sub-advised under Heptagon Fund ICAV.
- WCM Global Equity Fund A global equity fund managed by WCM Investment Management, with focus on quality growth companies. Sub-advised under Heptagon Fund ICAV.
- Yacktman US Equity Fund A US equity fund managed by Yacktman Asset Management, focusing on US-listed securities. Sub-advised under Heptagon Fund ICAV.
- Heptagon Kettle Hill US L/S Equity Fund A US long/short equity fund managed by Kettle Hill Capital Management. Sub-advised under Heptagon Fund ICAV.
- External Manager Platform A platform partnering with best-in-class external managers to provide investors with unique and innovative investment opportunities. Heptagon serves as the UCITS investment manager under the Heptagon Fund ICAV umbrella.
- Discretionary Portfolio Management
Companies that use Heptagon Capital
Customer profileNamed customers2 records
Segments3 records
Ideal customer profiles3 records
Heptagon Capital technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Heptagon Capital partnerships and signals
Strategic signalPartnerships
Seven partnerships are on record, tiered supporting and core.
- Qblue Balanced A/SsupportingQblue Balanced A/S serves as Sub-Investment Manager for the Qblue Global Equities Responsible Transition Fund, providing responsible transition investment management integrating ESG considerations.
- Kettle Hill Capital ManagementsupportingKettle Hill Capital Management serves as Sub-Investment Manager for the Heptagon Kettle Hill US L/S Equity Fund, providing US long/short equity investment management.
- WCM Investment ManagementcoreWCM Investment Management serves as Sub-Investment Manager for the WCM Global Equity Fund. The firm provides global equity investment management with focus on quality growth companies.
- Kopernik Global InvestorscoreKopernik Global Investors serves as Sub-Investment Manager for the Kopernik Global All-Cap Equity Fund. The firm provides global all-cap equity investment management services to Heptagon's UCITS fund range.
- Driehaus Capital Management LLCcoreDriehaus Capital Management LLC serves as Sub-Investment Manager for the Driehaus Emerging Markets Equity Fund, Driehaus US Micro Cap Equity Fund, Driehaus US Small Cap Equity Fund, and Driehaus US SMID Cap Equity Fund. The firm is a privately-held boutique asset management firm located in Chicago, USA, founded in 1982 with USD 26 billion of assets under management. The investment style is a bottom-up growth equity approach integrating ESG criteria.
- Yacktman Asset ManagementcoreYacktman Asset Management serves as Sub-Investment Manager for the Yacktman US Equity Fund, providing US equity investment management services within Heptagon's UCITS platform.
- Brown Brothers Harriman Fund Administration Services (Ireland) LimitedcoreBrown Brothers Harriman serves as Fund Administrator for Heptagon Fund ICAV, responsible for share registration and transfer agency services, valuation of fund assets, calculation of net asset value per share, and preparation of annual and semi-annual reports. Located at 30 Herbert Street, Dublin 2, Ireland.
Scale indicators6 records
Recent moves5 records
Expansion highlights5 records
Heptagon Capital competitors and assessment
Company assessmentBroad incumbents
- Lazard Asset Management: Lazard is a global active equity and multi-asset manager offering institutional strategies across regions and themes, comparable to Heptagon's active equity UCITS fund lineup but at significantly larger scale.
- Russell Investments: Russell Investments is a multi-affiliate OCIO and investment solutions firm combining third-party manager access with portfolio construction, providing a broader and more institutional-scale analogue to Heptagon's multi-strategy platform.
- SEI Investments: SEI provides investment management and platform solutions that wrap third-party strategies for institutional and wealth clients, comparable to Heptagon's platform business but at much larger global scale.
- Mercer Investments (Marsh McLennan): Mercer is a global investment consulting and OCIO/managed solutions provider that curates third-party manager strategies for institutional clients, comparable in multi-manager philosophy but operating at much larger scale and broader scope than Heptagon.
- BNY Mellon Investment Management: BNY Mellon Investment Management operates a multi-boutique model (e.g., Insight, Newton, ARX) housing multiple specialist managers under one platform, an institutional-scale analogue to Heptagon's multi-affiliate structure.
Direct peers
- IQ-EQ: IQ-EQ is a fund administration and AIFM/UCITS services provider supporting investment managers with NAV calculation, transfer agency and regulatory hosting — comparable back-office and governance functions to those Heptagon uses through Brown Brothers Harriman for its ICAV.
- Waystone: Waystone is a leading UCITS ManCo and AIFM platform that partners with third-party investment managers to provide governance, risk and distribution infrastructure across Europe, directly comparable to Heptagon's External Manager Platform model.
- Carne Group: Carne Group provides UCITS management company, AIFM and distribution services that allow specialist asset managers to launch and distribute regulated funds in Europe, closely mirroring Heptagon's role as a UCITS investment manager and platform for sub-advised strategies.
- FundRock Management Company: FundRock is a European UCITS ManCo and AIFM providing fund hosting, governance and distribution services to third-party managers, structurally similar to Heptagon's External Manager Platform and UCITS investment manager role.
- Sanlam Global Investment Solutions: Sanlam Global Investment Solutions operates a multi-affiliate platform offering access to third-party manager strategies within regulated wrappers, a multi-manager model directly comparable to Heptagon's External Manager Platform.
Market position
Competitive moat5 records
Key risks7 records
Key highlights7 records
Customer concentration
Heptagon Capital social profiles
Digital presenceHeptagon Capital financial estimates
Financial estimateRevenue estimate
Valuation estimate
Heptagon Capital leadership team
Management profileNumber of profiles
Profiles3 records
Heptagon Capital subsidiaries and ownership
Company hierarchySubsidiaries5 records
Heptagon Capital funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Heptagon Capital M&A and investment
M&A and investmentM&A
Investments1 record
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Heptagon Capital
What does Heptagon Capital do?
Heptagon Capital provides asset management services through a platform of UCITS-compliant investment funds covering US equity, global equity, emerging markets, and alternative strategies. The firm manages both in-house funds and sub-advised funds where third-party managers (Driehaus, WCM, Kopernik, Yacktman, Qblue, Kettle Hill) serve as sub-investment managers under the Heptagon Fund ICAV umbrella. Additionally, the firm offers fully discretionary managed portfolios tailored to client mandates.
Is Heptagon Capital a public or private company?
Heptagon Capital is a private company. It is classified as management employee owned and is currently operating.
When was Heptagon Capital founded?
Heptagon Capital was founded in 2005. It employs 11 to 50 people.
Where is Heptagon Capital based?
Heptagon Capital is headquartered in London, United Kingdom, in the Europe region.
How does Heptagon Capital make money?
Three revenue lines are on record. UCITS Fund Management is the primary driver. The others are external Manager Platform and discretionary Portfolio Management.
Who are Heptagon Capital's main competitors?
Broad incumbents on record are Lazard Asset Management, Russell Investments, SEI Investments, Mercer Investments (Marsh McLennan) and BNY Mellon Investment Management. Direct peers are IQ-EQ, Waystone, Carne Group, FundRock Management Company and Sanlam Global Investment Solutions.
Does Heptagon Capital have an API?
No public API is recorded for Heptagon Capital.
What industry is Heptagon Capital in?
Heptagon Capital's product category is Asset Management. Its primary akta.pro industry code is FSAAAIAG, Sector/Thematic Equity (Active), with a secondary code of FSAAAIAA, Large-Cap Equity (Active). Its NAICS code is 523940 and its SIC code is 6282.