Alpha Wealth Partners
Alpha Wealth Partners is a Newport Beach, CA-based independent wealth management firm affiliated with LPL Financial, delivering integrated financial planning, retirement, tax, insurance, and wealth management services to individuals, families, and business owners across 18 U.S. states.
- Company typePrivate
- Founded2005
- HeadquartersNewport Beach, United States
- Headcount1–10
- GTM typeB2C
- OfferingServices
What Alpha Wealth Partners does
Alpha Wealth Partners Inc. is a privately held, independent financial advisory firm headquartered at 4343 Von Karman Avenue, Suite 250 in Newport Beach, California, founded in 2006 and operating through two named principals - Stefan L. Reddrick (President, Branch Manager) and Michael Lopez, CFP (Wealth Manager, based in Glendora, CA). The firm delivers a unified six-pillar advisory offering covering Financial Planning, Retirement Planning, Tax Planning, Wealth Management, Insurance & Risk Management, and a Professional Referral Program, serving individuals and families as well as business owners across 18 U.S. states.
The operating model is built on an affiliation with LPL Financial, the largest independent broker/dealer in the U.S., through which all securities and advisory services are offered and cleared. Client-facing technology is delivered through two third-party platforms - Plan Confidence (a financial planning and portfolio-tracking SaaS) and the LPL Account View mobile application - supplemented by an annual "Forensic Portfolio Report" that consolidates cost basis, holdings, and transaction history. The firm advertises an open architecture, no-proprietary-product model with no production quotas.
Revenue is generated primarily through Assets Under Management (AUM) fees on fee-based accounts, with a stated threshold of $500,000 in AUM qualifying clients for the full service suite at no additional cost; brokerage and advisory commissions flow through the LPL platform, and the firm also earns referral compensation via the LPL Professional Referral Network from CPAs, attorneys, and other professionals who refer clients. Distribution is a hybrid of face-to-face advisor-led delivery and a structured referral partner channel, supported by content marketing (educational site content, monthly newsletter) and organic search presence.
Alpha Wealth Partners firmographics
Firmographics- Name
- Alpha Wealth Partners
- Legal name
- Alpha Wealth Partners Inc.
- Website
- https://awealthpartners.com
- Company type
- Private
- Founded year
- 2005
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Alpha Wealth Partners is a Newport Beach, CA-based independent wealth management firm affiliated with LPL Financial, delivering integrated financial planning, retirement, tax, insurance, and wealth management services to individuals, families, and business owners across 18 U.S. states.
- Ownership category
- akta.pro rank
Alpha Wealth Partners industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
- SIC
- Investment Advice (6282), Insurance Agents, Brokers & Service (6411)
- akta.pro primary industry
- Registered Investment Advisor (RIA) Wealth Management (FSAEABAA)
- akta.pro secondary industries
- Financial Planning–Led RIAs (FSAAACAB), Financial Planning & Goals-Based Advice (Mass Affluent) (FSAAAAAF), Insurance-Integrated Wealth Managers (RIA + Insurance Solutions) (FSAAACAI)
Keywords
Where Alpha Wealth Partners is headquartered
LocationHeadquarters
- HQ city
- Newport Beach
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Alpha Wealth Partners business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales
Revenue model
- Assets Under Management (AUM) Fees: Fee-based model where clients with assets under management exceeding $500,000 qualify for the full portfolio of services at no additional cost. For clients below this threshold, standard rates apply. Revenue is generated based on the percentage of assets managed.
- Securities and Advisory Services: Registered representatives offer securities and advisory services through LPL Financial, Member FINRA/SIPC. Revenue generated from brokerage commissions and advisory fees on investment products distributed through the LPL platform.
- Referral Compensation: Compensation received from LPL Financial for new clients referred through the Professional Referral Program who open and maintain fee-based investment accounts.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Premium Tier: Assets over $500,000 |
| Subscription | Annual | Standard Tier: Assets below $500,000 |
Go-to-market motion2 records
Distribution channels3 records
Marketing channels4 records
Alpha Wealth Partners product offering
Product offeringCore offering
Alpha Wealth Partners delivers comprehensive financial planning and wealth management services to individuals, families, and business owners, covering financial planning, retirement planning, tax planning, insurance and risk management, and wealth/portfolio management. Services are delivered through fee-based AUM advisory engagements and brokerage transactions, supported by the LPL Financial platform and the Plan Confidence client planning portal. A Professional Referral Program extends the offering to CPAs, attorneys, and other professionals who refer clients in exchange for referral compensation.
Product overview
Alpha Wealth Partners offers a unified suite of financial advisory services through six integrated core offerings: Financial Planning, Insurance & Risk Management, Retirement Planning, Tax Planning, Wealth Management, and a Professional Referral Program. The firm also provides clients access to Plan Confidence, a separate technology platform for portfolio tracking and financial plan management. Services are delivered through the firm's strategic partnership with LPL Financial (an independent broker/dealer) and are designed to address the full spectrum of individual, family, and business owner financial planning needs, from cash flow analysis and investment management to estate coordination and risk protection.
Differentiator
Problem solved
Functional benefit
Products and services
- Financial Planning Comprehensive financial planning services for individuals and families covering cash flow analysis, tax planning, and investment strategy; and for business owners including entity structure consultation, tax strategy, business succession planning, and employer benefits.
- Insurance & Risk Management Comprehensive insurance planning covering life insurance (term, permanent, indexed), disability income coverage, long-term care strategies, umbrella liability protection, health insurance review, and business owner risk solutions.
- Retirement Planning Comprehensive retirement planning services covering income strategy, 401(k)/IRA/Roth optimization, investment allocation, tax-aware planning, RMD planning, and estate coordination across pre-retirement, early retirement, and mid-retirement phases.
- Tax Planning Strategic tax planning services including tax-efficient investment planning, capital gains/loss harvesting, Roth conversions, retirement account tax strategy, business deduction optimization, S-Corp/LLC/self-employed tax planning, charitable giving, and estate/gift tax strategies.
- Wealth Management Integrated wealth management services including portfolio management, asset allocation, risk alignment, tax-efficient investing, retirement income strategy, insurance planning, estate strategy coordination, and business owner integrated planning.
- Professional Referral Program LPL Financial Professional Referral Network enabling CPAs, attorneys, and other professionals to partner with Alpha Wealth Partners advisors for comprehensive wealth management, featuring limited securities professional and promoter professional affiliation options with referral compensation.
Quantifiable outcome
- Clients with $500,000+ in AUM receive full service at no additional cost
- +2 more outcomes
Companies that use Alpha Wealth Partners
Customer profileSegments3 records
Ideal customer profiles3 records
Alpha Wealth Partners technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature4 records
Alpha Wealth Partners partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- LPL FinancialcoreAlpha Wealth Partners is affiliated with LPL Financial as registered representatives offering securities and advisory services. LPL is the nation's largest independent broker/dealer supporting over 18,000 advisors. The partnership provides open architecture platform with no proprietary products, self-clearing infrastructure for operational efficiency, cutting-edge technology and research tools, and comprehensive back-office and compliance support.
Scale indicators4 records
Recent moves6 records
Expansion highlights4 records
Alpha Wealth Partners competitors and assessment
Company assessmentDirect peers
- Carson Group (Carson Wealth): RIA and advisor support platform providing planning-led wealth management, tax, retirement, and coaching services to individuals and business owners. Comparable integrated planning model and focus on financial advisor growth and client acquisition support.
- Buckingham Strategic Wealth: Planning-led RIA focused on evidence-based investment management, retirement, tax, and estate planning for individuals and families. Closely mirrors Alpha Wealth's planning-first, fee-based, open-architecture approach with a comparable advisor-led client experience.
- Hightower Advisors: National partnership-based RIA firm that supports advisor-led practices with custody, technology, and compliance infrastructure — analogous to how Alpha Wealth partners with LPL Financial. Comparable in offering comprehensive wealth planning to individuals and business owners through an open-architecture approach.
Broad incumbents
- Fisher Investments: Large RIA providing discretionary portfolio management and wealth planning primarily to high-net-worth individuals and businesses. Overlapping client base and fee-based advisory model; substantially larger AUM and broader institutional positioning than Alpha Wealth.
- Edelman Financial Engines: Large national RIA providing comprehensive financial planning, investment management, and retirement planning to individuals and employer plan participants. Comparable fee-based, planning-led orientation; substantially larger scale and corporate 401(k) plan business.
- Edward Jones: Large retail wealth management firm providing financial planning, retirement, and investment services to individuals and families. Overlaps with Alpha Wealth on mass-affluent and HNW client segments, fee-based advisory, and integrated planning; material differences include size, branch footprint, and employer model.
- Mariner Wealth Advisors: Large national RIA offering comprehensive financial planning, tax, retirement, and wealth management to individuals and business owners. Operates the same integrated planning-led, fee-based model that Alpha Wealth Partners pursues, but at substantially greater scale, making it a relevant incumbent benchmark for Alpha Wealth's go-to-market.
- Creative Planning: One of the largest U.S. independent RIAs delivering comprehensive financial planning, investment management, tax, and estate services to high-net-worth individuals and business owners. Uses a similar planning-led, fee-based philosophy supported by institutional technology investments; comparable in product mix though materially larger.
- Cambridge Investment Research: Independent broker-dealer/RIA platform supporting thousands of financial advisors — a direct LPL Financial competitor offering similar custody, technology, and compliance infrastructure to affiliated advisors. Especially relevant as Alpha Wealth is tied to LPL's open-architecture platform.
- Cetera Advisor Networks: Independent advisor platform supporting financial advisors with brokerage, advisory, and technology infrastructure — a peer infrastructure provider comparable to LPL Financial. Provides similar open-architecture capabilities to affiliated wealth management practices.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat5 records
Key risks6 records
Key highlights7 records
Customer concentration
Alpha Wealth Partners social profiles
Digital presenceAlpha Wealth Partners financial estimates
Financial estimateRevenue estimate
Valuation estimate
Alpha Wealth Partners leadership team
Management profileNumber of profiles
Profiles2 records
Alpha Wealth Partners funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Alpha Wealth Partners M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Alpha Wealth Partners
What does Alpha Wealth Partners do?
Alpha Wealth Partners delivers comprehensive financial planning and wealth management services to individuals, families, and business owners, covering financial planning, retirement planning, tax planning, insurance and risk management, and wealth/portfolio management. Services are delivered through fee-based AUM advisory engagements and brokerage transactions, supported by the LPL Financial platform and the Plan Confidence client planning portal. A Professional Referral Program extends the offering to CPAs, attorneys, and other professionals who refer clients in exchange for referral compensation.
Is Alpha Wealth Partners a public or private company?
Alpha Wealth Partners is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Alpha Wealth Partners founded?
Alpha Wealth Partners was founded in 2005. It employs 1 to 10 people.
Where is Alpha Wealth Partners based?
Alpha Wealth Partners is headquartered in Newport Beach, United States, in the North America region.
How does Alpha Wealth Partners make money?
Three revenue lines are on record. Assets Under Management (AUM) Fees are the primary driver. The others are securities and Advisory Services and referral Compensation.
Who are Alpha Wealth Partners's main competitors?
Direct peers on record are Carson Group (Carson Wealth), Buckingham Strategic Wealth and Hightower Advisors. Broad incumbents are Fisher Investments, Edelman Financial Engines, Edward Jones, Mariner Wealth Advisors, Creative Planning, Cambridge Investment Research and Cetera Advisor Networks.
Does Alpha Wealth Partners have an API?
No public API is recorded for Alpha Wealth Partners.
What industry is Alpha Wealth Partners in?
Alpha Wealth Partners's product category is Wealth Management. Its primary akta.pro industry code is FSAEABAA, Registered Investment Advisor (RIA) Wealth Management, with a secondary code of FSAAACAB, Financial Planning–Led RIAs. Its NAICS code is 523940 and its SIC code is 6282.