Shapiro Capital Management
Shapiro Capital Management LLC is an Atlanta-based, SEC-registered investment adviser that provides discretionary value-investing advisory services to high-net-worth individuals, institutions, and pensions, with a $500,000 typical minimum and a four-person senior investment team.
- Company typePrivate
- Founded1990
- HeadquartersAtlanta, United States
- Headcount1–10
- GTM typeB2B and B2C
- OfferingServices
What Shapiro Capital Management does
Shapiro Capital Management LLC is an Atlanta-based, SEC-registered investment adviser founded in August 1990 by Samuel R. McCarthy and Michael A. McCarthy. The firm provides discretionary investment advisory services to high-net-worth individuals, institutions, and pension funds, operating under a fiduciary mandate with a $500,000 typical minimum account size (waivable case by case).
The firm's investment approach is a single, unified value-investing strategy focused on established businesses with franchise-like characteristics, returns on invested assets of 20% or higher pretax, and management teams with meaningful equity ownership. The senior investment team comprises four professionals with combined experience exceeding 125 years, including CFA charterholders with prior tenures at Deutsche Bank Alex Brown, Lehman Brothers, Bear Stearns, Merrill Lynch, and Cowen. Day-to-day leadership is provided by Michael A. McCarthy (Chief Investment Officer, Co-Founder), Louis S. Shapiro (President and CFO), Harry B. Shapiro (Director of Research), and Jonathan J. Hunter (Research Analyst and Portfolio Manager).
The business is structured as a private, independently owned LLC with no parent company, no disclosed external investors, and a single Atlanta office at One Buckhead Plaza. Revenue is generated through recurring investment advisory fees, likely structured as a percentage of assets under management given the SEC-registered RIA model, though specific fee schedules and AUM figures are not publicly disclosed. The firm maintains a deliberately lean operating structure, with no technology product, no AI/ML capabilities, no distribution partnerships, and a stated geographic restriction to U.S. residents.
Shapiro Capital Management firmographics
Firmographics- Name
- Shapiro Capital Management
- Legal name
- Shapiro Capital Management LLC
- Website
- https://shapirocapital.com
- Company type
- Private
- Founded year
- 1990
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Shapiro Capital Management LLC is an Atlanta-based, SEC-registered investment adviser that provides discretionary value-investing advisory services to high-net-worth individuals, institutions, and pensions, with a $500,000 typical minimum and a four-person senior investment team.
- Ownership category
- akta.pro rank
Shapiro Capital Management industry classification
Industry- Product category
- Investment Management
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Discretionary Portfolio Management (Retail) (FSAAAAAH)
- akta.pro secondary industry
- Large-Cap Equity (Active) (FSAAAIAA)
Keywords
Where Shapiro Capital Management is headquartered
LocationHeadquarters
- HQ city
- Atlanta
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Shapiro Capital Management business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Investment Advisory Fees: Revenue generated through discretionary investment advisory services provided to individuals, institutions, and pensions. As an SEC-registered investment adviser, the firm likely charges fees based on assets under management (AUM), though specific fee structures are not publicly disclosed.
Go-to-market motion1 record
Distribution channels1 record
Marketing channels1 record
Shapiro Capital Management product offering
Product offeringCore offering
Shapiro Capital Management provides discretionary investment advisory services to high-net-worth individuals, institutions, and pension funds. The firm applies a value-driven investment philosophy focused on established businesses with franchise-like characteristics, high returns on invested capital, and significant barriers to entry, targeting above-market returns with below-market risk.
Product overview
Shapiro Capital Management offers a single, unified investment advisory service focused on discretionary portfolio management. The firm provides equity-focused value investing with below-market risk and above-market return objectives, serving individuals, institutions, and pensions with tailored strategies.
Differentiator
Problem solved
Functional benefit
Products and services
- Discretionary Investment Advisory Services Discretionary portfolio management tailored to high-net-worth individuals, institutions, and pension clients, applying a value-driven philosophy focused on established businesses with high returns on invested capital and significant barriers to entry.
Companies that use Shapiro Capital Management
Customer profileSegments3 records
Ideal customer profiles3 records
Shapiro Capital Management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Shapiro Capital Management partnerships and signals
Strategic signalScale indicators3 records
Recent moves5 records
Expansion highlights3 records
Shapiro Capital Management competitors and assessment
Company assessmentDirect peers
- Tweedy, Browne Company: Long-standing global and US value manager serving individuals and institutions with a deep-value, fundamentals-driven process. Highly comparable as a closely held, employee-owned value boutique.
- Ariel Investments: Chicago-based active value equity manager serving individual and institutional clients with a long-term, fundamentals-driven approach. Highly comparable in philosophy, client mix, and boutique structure.
- Third Avenue Management: Deep-value asset-based value manager running mutual funds and separate accounts for institutional and individual clients. Comparable in boutique structure, value discipline, and long-term holding orientation.
- Ruane, Cunniff & Goldfarb: Manager of the Sequoia Fund, focused on concentrated US equity value investing for individuals and select institutions. Comparable as a closely held, founder-driven boutique with a long-duration track record.
- Pzena Investment Management: Classic deep-value manager offering separate accounts and pooled vehicles to institutional and retail clients. Comparable in active value discipline, client base, and fee-based revenue model.
- Southeastern Asset Management: Long-term, concentrated value investor managing separate accounts and mutual funds (Longleaf Partners) for institutions and individuals. Directly comparable in philosophy (focus on businesses with durable competitive advantages), structure (independent, owner-operated boutique), and target clients (HNW and institutional).
- Harris Associates (Oakmark Funds): Chicago-based concentrated value manager running Oakmark Funds for retail and institutional clients. Directly comparable in active US equity value philosophy and fee-based AUM model.
Broad incumbents
- Fidelity Investments (Fidelity Institutional Wealth Advisors): Large diversified asset manager offering active value strategies, separately managed accounts, and an institutional RIA custody platform serving HNW individuals and institutions. Comparable in fee-based AUM model for value mandates, but at much broader scale.
- Franklin Templeton: Global asset manager with extensive active equity value capabilities (and now including the former Legg Mason value franchises). Overlaps with Shapiro in active US value mandates but serves clients through a much wider product shelf and distribution footprint.
- T. Rowe Price: Large diversified active asset manager offering US equity value, growth, and multi-asset strategies to institutional and retail clients. Comparable in core US equity value capability but operates at vastly greater scale with a much broader product set.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat3 records
Key risks6 records
Key highlights6 records
Customer concentration
Shapiro Capital Management social profiles
Digital presenceShapiro Capital Management compliance and trust
Trust signalCompliance1 record
Shapiro Capital Management financial estimates
Financial estimateRevenue estimate
Valuation estimate
Shapiro Capital Management leadership team
Management profileNumber of profiles
Profiles4 records
Shapiro Capital Management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Shapiro Capital Management M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Shapiro Capital Management
What does Shapiro Capital Management do?
Shapiro Capital Management provides discretionary investment advisory services to high-net-worth individuals, institutions, and pension funds. The firm applies a value-driven investment philosophy focused on established businesses with franchise-like characteristics, high returns on invested capital, and significant barriers to entry, targeting above-market returns with below-market risk.
Is Shapiro Capital Management a public or private company?
Shapiro Capital Management is a private company. It is classified as management employee owned and is currently operating.
When was Shapiro Capital Management founded?
Shapiro Capital Management was founded in 1990. It employs 1 to 10 people.
Where is Shapiro Capital Management based?
Shapiro Capital Management is headquartered in Atlanta, United States, in the North America region.
How does Shapiro Capital Management make money?
One revenue line is on record: investment Advisory Fees.
Who are Shapiro Capital Management's main competitors?
Direct peers on record are Tweedy, Browne Company, Ariel Investments, Third Avenue Management, Ruane, Cunniff & Goldfarb, Pzena Investment Management, Southeastern Asset Management and Harris Associates (Oakmark Funds). Broad incumbents are Fidelity Investments (Fidelity Institutional Wealth Advisors), Franklin Templeton and T. Rowe Price.
Does Shapiro Capital Management have an API?
No public API is recorded for Shapiro Capital Management.
What industry is Shapiro Capital Management in?
Shapiro Capital Management's product category is Investment Management. Its primary akta.pro industry code is FSAAAAAH, Discretionary Portfolio Management (Retail), with a secondary code of FSAAAIAA, Large-Cap Equity (Active). Its NAICS code is 523940 and its SIC code is 6282.