Main Street Advisory Group
Main Street Advisory Group is an independent, Raymond James-affiliated financial advisory firm in Pella, Iowa, providing full-service financial, investment, and retirement planning to individuals, families, businesses, and nonprofits nationwide.
- Company typePrivate
- Founded1995
- HeadquartersPella, United States
- Headcount1–10
- GTM typeB2B and B2C
- OfferingServices
What Main Street Advisory Group does
Main Street Advisory Group is an independent financial advisory firm headquartered at 800 Main Street in Pella, Iowa. Founded approximately 30 years ago (with over 20 years of active client service), the firm operates as a four-person practice affiliated with Raymond James Financial Services Advisors, Inc. for investment advisory services and Raymond James Financial Services, Inc. (member FINRA/SIPC) for securities distribution. The firm is not a registered broker/dealer and operates independently of Raymond James, with most client assets custodied at Raymond James.
The firm offers full-service financial, investment, and retirement planning across three core service lines: Individual and Family Financial Planning, Business and Nonprofit Financial Planning, and a specialty Women Investors niche. Supporting technology is provided by Raymond James and includes the Client Access portal (online account management, mobile deposits, document sharing, enhanced authentication), interactive financial calculators covering retirement, savings, loans, tax, and investment projections, and educational content through Commentary & Insights articles and the quarterly WorthWhile magazine. The firm maintains no proprietary technology of its own.
Main Street Advisory Group generates revenue through a hybrid model combining fee-based advisory services (quarterly fees based on assets under management) and transaction-based commissions on financial products. Distribution is primarily relationship-driven, delivered via face-to-face meetings at the Pella office, supplemented by teleconferencing and online conferencing for a nationwide client base. The firm serves individuals, families, businesses, and nonprofits, and has been affiliated with Marion County Bank. Ownership structure is not publicly disclosed, though the firm appears to be owner-operated under the Raymond James independent contractor model.
Main Street Advisory Group firmographics
Firmographics- Name
- Main Street Advisory Group
- Legal name
- Main Street Advisory Group
- Website
- https://mainstreetadvisorygroup.com
- Company type
- Private
- Founded year
- 1995
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Main Street Advisory Group is an independent, Raymond James-affiliated financial advisory firm in Pella, Iowa, providing full-service financial, investment, and retirement planning to individuals, families, businesses, and nonprofits nationwide.
- Ownership category
- akta.pro rank
Main Street Advisory Group industry classification
Industry- Product category
- Financial Advisory Services
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Comprehensive Financial Planning (FSAEAAAA)
Keywords
Where Main Street Advisory Group is headquartered
LocationHeadquarters
- HQ city
- Pella
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Main Street Advisory Group business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Fee-Based Services: Clients pay a quarterly fee based on the level of assets in the account for advisory services. Fee-based accounts involve ongoing advisory relationship with the financial advisor.
- Transaction-Based Services: Compensation from commissions on financial products and transactions. Clients pay for individual trades and product purchases.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Fee-based advisory accounts with asset-based pricing |
Go-to-market motion2 records
Distribution channels3 records
Marketing channels6 records
Main Street Advisory Group product offering
Product offeringCore offering
Main Street Advisory Group is an independent financial advisory firm that delivers full-service financial, investment, and retirement planning services to individuals, families, businesses, and nonprofits. Operating through Raymond James Financial Services Advisors, Inc., the firm provides personalized financial strategies, retirement planning, investment management, risk management, insurance, and estate planning coordination.
Product overview
Main Street Advisory Group offers a comprehensive suite of financial planning services as a Raymond James-affiliated advisory firm. The core offerings include Individual and Family Financial Planning, Business and Nonprofit Financial Planning, and Women Investors Services. Supporting these services are digital tools including a Client Access Portal for online account management, Financial Calculators for retirement and investment projections, and educational resources including Commentary & Insights articles, Client Access Videos, and WorthWhile Magazine. The firm operates as an independent advisory practice providing full-service financial, investment, and retirement planning.
Differentiator
Problem solved
Functional benefit
Products and services
- Individual and Family Financial Planning Financial planning services for individuals and families covering retirement and college planning, investment and risk management, insurance services, and goal identification.
- Business and Nonprofit Financial Planning Customized financial planning strategies designed for the needs and vision of businesses and nonprofit organizations, including organizational financial planning and strategic advisory.
- Women Investors Services Specialized financial planning service that empowers women in their financial journey with planning tailored to women-specific needs.
- Financial Calculators
Companies that use Main Street Advisory Group
Customer profileNamed customers1 record
Segments3 records
Ideal customer profiles3 records
Main Street Advisory Group technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Main Street Advisory Group partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- Raymond James Financial ServicescoreInvestment advisory services offered through Raymond James Financial Services Advisors, Inc. Securities offered through Raymond James Financial Services, Inc., member FINRA/SIPC. Main Street Advisory Group operates as an independent advisory firm affiliated with Raymond James, having access to thousands of researched products. Most client assets are held with Raymond James.
Scale indicators2 records
Recent moves6 records
Expansion highlights5 records
Main Street Advisory Group competitors and assessment
Company assessmentBroad incumbents
- Ameriprise Financial: Diversified financial services firm with a national network of independent financial advisors offering comprehensive financial planning, retirement and investment services across individual and small-business segments.
- LPL Financial: Largest independent broker-dealer in the U.S., supporting thousands of independent financial advisors who provide financial planning and investment services to retail and small-business clients.
- Northwestern Mutual: Large U.S. financial services company with a captive network of financial advisors providing comprehensive financial planning, investment, insurance and retirement products to individuals and businesses.
- Cambridge Investment Research: Independent broker-dealer supporting independent financial advisors with practice management, technology, and product access, serving as a direct peer channel to Main Street's Raymond James affiliation.
- Edward Jones: Large U.S. broker-dealer and registered investment advisor with thousands of branch offices serving individuals and small businesses, many in rural and small-town markets directly comparable to Main Street's Iowa footprint.
- Wells Fargo Advisors: Wirehouse brokerage arm of Wells Fargo offering investment advisory and financial planning services through a national network of financial advisors serving retail and high-net-worth clients.
- Cetera Financial Group: Independent broker-dealer platform supporting independent financial advisors with custody, technology, and product access through multiple regional brands, comparable to Main Street's Raymond James affiliation model.
Emerging players
- Carson Group: Fast-growing RIA and advisor support platform providing coaching, technology and operational infrastructure to independent financial advisors, comparable to Main Street as a wealth management channel with embedded scaling support.
- Edelman Financial Engines: Large independent RIA combining personalized financial planning with technology-enabled advice (originally combining Edelman with Financial Engines' robo platform), comparable to Main Street on the comprehensive planning offering but differentiated by scale and tech.
- Mariner Wealth Advisors: National independent wealth advisory firm offering comprehensive financial planning and investment management to individuals, families, and businesses, providing a comparable diversified-segment client proposition.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights6 records
Customer concentration
Main Street Advisory Group social profiles
Digital presenceMain Street Advisory Group financial estimates
Financial estimateRevenue estimate
Valuation estimate
Main Street Advisory Group leadership team
Management profileNumber of profiles
Profiles4 records
Main Street Advisory Group funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Main Street Advisory Group M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Main Street Advisory Group
What does Main Street Advisory Group do?
Main Street Advisory Group is an independent financial advisory firm that delivers full-service financial, investment, and retirement planning services to individuals, families, businesses, and nonprofits. Operating through Raymond James Financial Services Advisors, Inc., the firm provides personalized financial strategies, retirement planning, investment management, risk management, insurance, and estate planning coordination.
Is Main Street Advisory Group a public or private company?
Main Street Advisory Group is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Main Street Advisory Group founded?
Main Street Advisory Group was founded in 1995. It employs 1 to 10 people.
Where is Main Street Advisory Group based?
Main Street Advisory Group is headquartered in Pella, United States, in the North America region.
How does Main Street Advisory Group make money?
Two revenue lines are on record. Fee-Based Services are the primary driver. The others are transaction-Based Services.
Who are Main Street Advisory Group's main competitors?
Broad incumbents on record are Ameriprise Financial, LPL Financial, Northwestern Mutual, Cambridge Investment Research, Edward Jones, Wells Fargo Advisors and Cetera Financial Group. Emerging players are Carson Group, Edelman Financial Engines and Mariner Wealth Advisors.
Does Main Street Advisory Group have an API?
No public API is recorded for Main Street Advisory Group.
What industry is Main Street Advisory Group in?
Main Street Advisory Group's product category is Financial Advisory Services. Its primary akta.pro industry code is FSAEAAAA, Comprehensive Financial Planning. Its NAICS code is 523940 and its SIC code is 6282.