Gamma Financials

What Gamma Financials does

Gamma Financials AG is a privately held, FINMA-regulated Swiss financial boutique headquartered in Zug. Founded in 2015 (with operating history since 2009) and authorized as a manager of collective assets since 2016, the company operates four service lines: (i) Asset Management — management of systematic fund and AMC strategies for professional and institutional investors; (ii) Wealth Management — discretionary and advisory mandates for high-net-worth and private clients; (iii) Structured Products — tailormade Callable MBRCs on equities and indices distributed via an international banking network; and (iv) Private Label Solutions — an end-to-end platform that lets external asset managers launch and administer their own fund products under Gamma's regulatory umbrella, covering analysis, structuring, approvals, launch, distribution, and ongoing administration.

Its product surface spans 10 named funds (Agathis, AMCFM European Select, AMCFM Swiss Select, Aurion Global Growth, Barron Equity, Barron Total Return, Mythen Plus, P&A Capital Global Multi Asset, Pentafolio Aktien Schweiz, Symphony Global Equity Fund) denominated in CHF, EUR, and USD, distributed via the LAFV Liechtenstein and LBS Swiss Investment fund platforms. The team of approximately 11 is composed of senior bankers and asset managers with tenures at Julius Bär, UBS, Credit Suisse, UniCredit, Leonteq, UBP, and other institutions. There is no proprietary software platform described; technology infrastructure is characterized as standard for a Swiss financial boutique.

Gamma's revenue model combines recurring AUM-based management fees (asset and wealth management mandates), performance fees on portfolio and advisory mandates, transaction fees on structured products, and professional services fees on Private Label engagements. Pricing is individually negotiated and not publicly disclosed. Distribution is via a direct sales force based in Zug, partner referrals (notably LLB Swiss Investment), and intermediated fund platforms. The customer base segments across institutional, professional (under Swiss FINI/MiFID-equivalent classification), and private clients, with external asset managers emerging as a fourth segment via Private Label Solutions. Geographic scope is Switzerland-dominant, extending across Europe and other permitted jurisdictions, with explicit exclusion of Great Britain, Japan, and the USA.

Name

Gamma Financials

Legal name

Gamma Financials AG

Website

https://gammafinancials.ch

Company type

Private

Founded year

2015

Operating status

Operating

Headcount range

1–10 employees

Short description

Gamma Financials AG is a FINMA-regulated Swiss financial boutique headquartered in Zug that provides asset management, wealth management, structured products, and private label fund solutions to institutional, professional, and private clients across Switzerland and Europe.

Ownership category

akta.pro rank

Product category

Asset Management

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Security Brokers, Dealers & Flotation Companies (6211)

akta.pro primary industry

Institutional Separate Accounts & SMAs (Mandates) (FSAAAGAL)

Keywords

• Asset management services
• Wealth management mandates
• Structured products issuance
• Private label fund solutions
• Collective asset management

Headquarters

HQ city

Zug

HQ country

Switzerland

HQ region

Europe

Offices1 record

Markets served

GTM type

B2B and B2C

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales, Supply Chain, Infrastructure

Revenue model

1. Asset Management Fees: Fees for managing systematic fund and AMC strategies for professional and institutional investors. Management fees are calculated on assets under management.
2. Wealth Management Mandate Fees: Fees for discretionary wealth management mandates, typically calculated on managed asset values. The fee model is based on the value of assets under management and/or performance.
3. Performance Fees: Fees calculated on the performance achieved for clients, applied in portfolio management and investment advisory mandates.
4. Structured Products Advisory and Trading: Revenue from structuring and distributing structured products, including Callable MBRCs on equities and indices, tailored to individual client needs within an international banking network.
5. Private Label Solutions Fees: Fees for structuring, approving, managing, and distributing private label fund solutions — covering fund administration, compliance, trading, reporting, and product management. Revenue model covers the full lifecycle from idea to launch.

Pricing tiers

Go-to-market motion3 records

Distribution channels3 records

Marketing channels4 records

Core offering

Gamma Financials AG is a Swiss-regulated independent financial boutique that delivers four core service lines to institutional, professional, and private clients: Asset Management of systematic fund and AMC strategies, discretionary Wealth Management mandates, individually structured products issued within an international banking network, and Private Label Solutions that enable third parties to launch and operate their own funds under Gamma's FINMA regulatory umbrella. It also manages ten named collective investment funds listed on the LAFV Liechtenstein and LBS Swiss Investment platforms.

Differentiator

Problem solved

Functional benefit

Products and services

• Asset Management Services
• Wealth Management Mandates
• Structured Products
• Private Label Solutions

Quantifiable outcome

• 80% reduction in internal compliance workload for Barron Capital after switching to Gamma's Private Label Solutions
• +2 more outcomes

Named customers1 record

Segments4 records

Ideal customer profiles3 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature2 records

Partnerships

Six partnerships are on record, tiered core and minor.

• LLB Swiss InvestmentcoreChannel Partner/ Reseller/ Distributor · 1 January 2024LLB Swiss Investment is an established Swiss investment partner that referred Barron Capital to Gamma Financials. The referral relationship has generated business for Gamma's Private Label Solutions, with Barron Capital becoming a client through this referral channel. The partnership provides credibility within the Swiss financial community.
• Barron Capital AGcoreStrategic or Co-development Partner · 1 January 2024Barron Capital AG, a Swiss independent asset manager, uses Gamma's Private Label Solutions to manage its own fund structures under Gamma's regulatory umbrella. Gamma handles administration, compliance, trading, and reporting. Marc Moser of Barron Capital also serves in a small workload as an asset manager at Gamma, illustrating a deep mutual partnership.
• LAFV (Liechtensteinische Asset Management Verband)minorOthersGamma's funds (Mythen Plus, AMCFM Swiss Select, AMCFM European Select, Aurion Global Growth, P&A Capital Global Multi Asset) are listed and administered through the LAFV Liechtenstein fund platform, which provides regulatory oversight, fund factsheets, prospectuses, and KIDs.
• LBS Swiss InvestmentminorChannel Partner/ Reseller/ DistributorSeveral Gamma funds (Pentafolio Aktien Schweiz, Barron Total Return, Barron Equity) are distributed via LBS Swiss Investment fund platform, which provides fund administration, factsheets, and prospectus documentation.
• FINMA (Eidgenössische Finanzmarktaufsicht)coreOthersGamma Financials AG holds FINMA authorization as a manager of collective assets (Verwalter von Kollektivvermögen) since 2016 and is subject to prudential supervision by FINMA, the Swiss Financial Market Supervisory Authority.
• FINOS (Finanzombudsstelle Schweiz)minorOthersGamma Financials AG is affiliated with the independent Swiss Financial Ombudsman Office (FINOS), as required under Swiss financial services law. Disputes between clients and the financial institution are addressed through FINOS mediation procedures.

Scale indicators4 records

Recent moves6 records

Expansion highlights6 records

Broad incumbents

• Leonteq: Swiss specialist in structured products and derivatives, listed on SIX. Direct overlap with Gamma's structured products business, though at materially greater scale with a technology-enabled issuance and distribution platform.
• Bank J. Safra Sarasin: Swiss private bank with significant wealth and asset management capabilities, particularly strong in HNW segments. Several Gamma team members (Eugen Boss) have prior tenure there, and the bank competes for the same client base.
• GAM Holding AG: Swiss asset management firm specializing in active investment strategies across multiple asset classes. Competes with Gamma's institutional asset management and AMC strategies business at a meaningfully larger scale with broader product distribution.
• Vontobel: Swiss-listed wealth and asset manager with a strong structured products franchise and asset management business. Competes with Gamma across wealth management, asset management, and structured products but at far greater scale and with proprietary product offerings.
• Pictet Group: One of the largest independent Swiss private banks and asset managers. Competes with Gamma for HNW and institutional clients, and offers a broad product suite including asset management, wealth management, and alternative investments.

Regional players

• Zuger Kantonalbank: Regional Swiss cantonal bank headquartered in the same city as Gamma. Provides traditional private banking, wealth management, and asset management services to clients in the Zug region and broader Switzerland, with overlap in client geography and HNW segment.

Emerging players

• Bitcoin Suisse: Swiss-regulated crypto and digital asset specialist, also based in Zug. Comparable to the digital asset/crypto capability Gamma has built through team member Luca Iten, though focused exclusively on the crypto vertical rather than multi-asset.

Direct peers

• Barron Capital AG: Independent Swiss asset manager and Gamma Private Label Solutions client. Both operate as small, partner-led Swiss wealth/asset management boutiques targeting HNW and institutional clients, with deep overlap in the EAM and AMC strategy market.
• JBV Vermögensverwaltung AG: Independent Swiss wealth manager founded by Jürg Brupbacher, who also sits on Gamma's Board of Directors. Directly comparable in scale, client segment (HNW/private), and independent boutique positioning in the Swiss market.
• LLB Swiss Investment: Liechtenstein/Swiss fund platform and investment partner that distributes Gamma's funds and referred Barron Capital as a Private Label Solutions client. Operates in the same Swiss EAM/asset management boutique space with a similar fund administration and distribution model.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat5 records

Key risks6 records

Key highlights7 records

Customer concentration

• LinkedInlinkedin.com/company/gammafinancials
• Facebookfacebook.com/profile.php

Revenue estimate

Valuation estimate

Number of profiles

Profiles13 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Gamma Financials