PM Wealth Management

What PM Wealth Management does

PM Wealth Management operates as a boutique wealth advisory practice under Perigon Wealth Management, LLC, an SEC-registered investment advisor headquartered in New York. Founded in 2019, the firm serves high-net-worth individuals and families with personalized financial planning, retirement planning, insurance advisory, 401(k) plan services, and investment management, including a specialized Sustainable Investing (ESG) offering. The client experience is built around a five-person team of credentialed advisors (Marc Specht, Edmond Sukalic, Tom Haggerty, Steven Bernknopf, Jim Weikart) holding designations spanning CFP®, AIF®, AWMA®, CRPC®, CFS®, CIS™, CAS®, CMFC®, MSF, AAMS®, and RFC.

The firm's technology stack is assembled entirely from third-party providers rather than proprietary infrastructure. Client engagement is delivered through three portals: Orion Advisor for financial reporting and account aggregation, eMoney's LifeTrack™ for ongoing financial planning and progress tracking, and Box-based Perigon File Sharing for secure document exchange. Securities transactions for clients are routed through one of three unaffiliated FINRA-member broker-dealers — Purshe Kaplan Sterling Investments, Fortune Financial Services, or Vanderbilt Securities — rather than through a captive execution platform.

PM Wealth Management generates revenue through fee-based investment advisory arrangements, with no publicly disclosed pricing tiers, rate cards, or subscription products; fees are negotiated client-by-client and are most plausibly tied to assets under management. Go-to-market is sales-led and relationship-driven, relying on referrals, direct advisor engagement, and organic content marketing via the Perigon Wealth website and LinkedIn presence, with no evidence of paid digital acquisition or product-led onboarding. The firm's stated scale is 1–10 employees operating exclusively within the United States.

Name

PM Wealth Management

Legal name

Perigon Wealth Management, LLC

Website

https://www.pmwealthllc.com

Company type

Private

Founded year

2019

Operating status

Operating

Headcount range

1–10 employees

Short description

PM Wealth Management is a New York-based, SEC-registered boutique wealth advisory firm under Perigon Wealth Management, serving high-net-worth individuals and families with personalized financial planning, retirement, insurance, 401(k), and investment management services, including sustainable investing.

Ownership category

akta.pro rank

Product category

Wealth Management

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282)

akta.pro primary industry

Financial Planning & Goals-Based Advice (Mass Affluent) (FSAAAAAF)

akta.pro secondary industries

Discretionary Portfolio Management (Retail) (FSAAAAAH), Retirement & Pension Wealth (401(k)/IRA/SIPP/Superannuation Retail) (FSAAAAAJ)

Keywords

• Wealth management
• Investment advisory
• Financial planning
• Retirement planning
• 401(k) plan services

Headquarters

HQ city

New York

HQ country

United States

HQ region

North America

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales

Revenue model

1. Fee-Based Investment Advisory: PM Wealth Management is an SEC-registered investment advisory firm operating on a fee-based model. Revenue is generated through advisory fees charged to clients for financial planning and investment management services. The firm also facilitates securities transactions through affiliated broker-dealers (Purshe Kaplan Sterling Investments, Fortune Financial Services, Vanderbilt Securities, LLC).

Go-to-market motion1 record

Distribution channels1 record

Marketing channels2 records

Core offering

PM Wealth Management is an SEC-registered investment advisory firm that provides personalized financial planning, retirement planning, insurance, 401(k) plan, and investment management services to individuals and families. The firm operates under Perigon Wealth Management, LLC and supplements its advisory services with digital client engagement tools including the LifeTrack™ financial tracking platform, Orion-powered financial reporting, and Box-based secure file sharing.

Product overview

PMWealth is a wealth management service offered by Perigon Wealth Management, providing personalized financial planning and investment advisory services through a unified platform. The service integrates core wealth management capabilities with specialized planning modules including Peace of Mind planning, Getting Started onboarding, client expectation management, and Sustainable Investing (ESG-focused) strategies. Clients access services through dedicated advisor teams and client portals including Financial Reporting (Orion Advisor), LifeTrack account management, and Perigon File Sharing.

Differentiator

Problem solved

Functional benefit

Products and services

• PMWealth Wealth Management Service Core wealth management offering providing personalized financial planning, investment management, and advisory services to individual clients and families seeking holistic wealth solutions.
• Financial Planning Service Comprehensive financial planning service for individuals and families, including a peace-of-mind planning philosophy addressing financial security and confidence across life stages.
• Retirement Planning Service Retirement planning advisory service helping clients prepare for and manage income during retirement, aligned with the firm's holistic financial planning approach.
• Investment Management Service Investment management service for individual clients, providing portfolio construction and ongoing management with execution facilitated through affiliated broker-dealers (Purshe Kaplan Sterling, Fortune Financial Services, Vanderbilt Securities).
• Insurance Advisory Service Insurance advisory service offered to clients as part of the firm's holistic wealth management practice, supporting protection and risk management needs.
• 401(k) Plan Service 401(k) plan advisory service assisting clients with employer-sponsored retirement plan selection, oversight, and ongoing management.
• Sustainable Investing (ESG) Service ESG-focused investment strategy that incorporates environmental, social, and governance criteria into portfolio construction for clients whose values align with sustainable investing.

Segments1 record

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Integration3 records

Feature1 record

Partnerships

Five partnerships are on record, tiered core and minor.

• Purshe Kaplan Sterling Investments (PKS)coreOthersPKS is a FINRA-member broker-dealer and SIPC member headquartered at 80 State Street, Albany, NY 12207. Securities transactions for PM Wealth Management clients may be facilitated through PKS. It is not affiliated with Perigon Wealth Management.
• Fortune Financial Services, Inc.minorOthersFortune Financial Services is a FINRA/SIPC member broker-dealer headquartered at 3582 Brodhead Road, Monaca, PA 15061. It is one of multiple affiliated broker-dealers through which PM Wealth Management clients' securities transactions may be executed. Not affiliated with Perigon Wealth Management.
• Vanderbilt Securities, LLCminorOthersVanderbilt Securities, LLC is a FINRA/SIPC member broker-dealer headquartered at 125 Froehlich Farm Blvd, Woodbury, NY 11797. Another affiliated broker-dealer option for PM Wealth Management client securities transactions. Not affiliated with Perigon Wealth Management.
• Orion AdvisorcoreTechnology or IntegrationOrion Advisor provides the Financial Reporting client portal used by PM Wealth Management clients to access and view their financial reports and account data. Clients log in via a dedicated Orion portal link.
• eMoney (LifeTrack™ via Emaplan)coreTechnology or IntegrationThe LifeTrack™ client financial tracking platform is powered by eMoney (emaplan.com), an industry-leading financial planning and client engagement technology. PM Wealth clients access LifeTrack™ via a dedicated eMoney portal link (wealth.emaplan.com).

Recent moves6 records

Expansion highlights3 records

Direct peers

• Perigon Wealth Management: Perigon Wealth Management is the parent RIA platform under which PM Wealth operates. It provides the same SEC-registered investment advisory services, brand, technology, and compliance infrastructure, making it the most directly comparable entity.
• Ritholtz Wealth Management: Independent RIA serving HNW individuals and families with personalized financial planning, discretionary investment management, and ESG options. Comparable in target segment, advisor-led model, and emphasis on planning-driven wealth management.
• Buckingham Strategic Wealth: National independent RIA offering goal-based financial planning, investment management, and tax strategies to HNW clients. Closely comparable in service mix, planning-led value proposition, and advisor-centric model.
• Sanctuary Wealth: Independent wealth platform supporting advisor teams leaving wirehouses with shared compliance, technology, and broker-dealer services. Directly comparable in the small-team, advisor-led RIA model with parent-affiliated infrastructure.

Broad incumbents

• Creative Planning: Large independent RIA providing comprehensive wealth management, retirement, estate, and tax planning to HNW clients. Comparable in service breadth but operates at significantly larger scale with broader geographic reach.
• Carson Group: National wealth management firm serving financial advisors and their clients with planning, investment, and business coaching. Comparable in the advisor-led HNW wealth management model but at much broader scale through a partnership network.
• Mariner Wealth Advisors: Large national RIA offering wealth advisory, retirement plan, investment advisory, and tax services to HNW individuals and families. Comparable in core service offering but operates at significantly greater scale.
• Focus Financial Partners: Partnership of independent RIAs providing wealth management to HNW clients, with shared infrastructure and capital. Comparable in the independent-RIA model but at massive scale with M&A-driven growth.

Emerging players

• Facet Wealth: Tech-enabled RIA delivering financial planning and investment management to mass-affluent and HNW clients via a hybrid digital + CFP-led model. Comparable in integrated planning and investment offering, with a more digitally-led acquisition approach.

Others

• Empaxis (eMoney-style planning platforms): Technology and back-office service provider to RIAs including financial planning, performance reporting, and custodian integrations. Comparable as an enabling technology partner for small independent RIA firms like PM Wealth.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat4 records

Key risks5 records

Key highlights6 records

Customer concentration

• LinkedInlinkedin.com/company/perigonwealth
• Facebookfacebook.com/pmwealthllc

Compliance1 record

Revenue estimate

Valuation estimate

Number of profiles

Profiles5 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about PM Wealth Management