Augustine Financial
Augustine Financial is a fee-based financial advisory firm in Brookfield, Wisconsin, serving individual households with retirement, investment, tax, estate, and charitable planning delivered through credentialed advisors under a broker-dealer partnership with Commonwealth Financial Network.
- Company typePrivate
- Founded2006
- HeadquartersBrookfield, United States
- Headcount11–50
- GTM typeB2C
- OfferingServices
What Augustine Financial does
Augustine Financial, LLC is a privately held, fee-based financial advisory firm headquartered in Brookfield, Wisconsin, with a second office in West Bend. The firm provides comprehensive personal financial planning services to individual households, encompassing investment management, retirement income planning, risk management/insurance, tax planning, charitable giving strategy, and legacy/estate planning. Service delivery is relationship-led by a team of credentialed advisors (CFP, CLU, ChFC, RICP, AIF) operating under a family-led ownership structure tied to the Augustine name.
The firm's technology footprint is limited and conventional for a regional RIA: an Investor 360 client portal for consolidated account and plan access, a video/educational content library distributed via the firm website and through FMG Suite, and standard web presence. There is no disclosed proprietary planning engine, no AI/ML capability, and no app or API surface. Broker-dealer and custody/advisory execution services are provided through Commonwealth Financial Network under FINRA/SIPC.
Revenue is generated under a fee-based model with flexible, individualized arrangements, consistent with standard RIA practice. The firm does not disclose AUM, client count, or revenue. Geographic service is constrained to states in which its advisors are registered, and there is no indication of multi-state expansion activity. The firm has operated for approximately 18 years with a stable team of roughly 15 professionals and no disclosed M&A, funding, or acquisition activity.
Augustine Financial firmographics
Firmographics- Name
- Augustine Financial
- Legal name
- Augustine Financial, LLC
- Website
- https://augustinefinancial.com
- Company type
- Private
- Founded year
- 2006
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Augustine Financial is a fee-based financial advisory firm in Brookfield, Wisconsin, serving individual households with retirement, investment, tax, estate, and charitable planning delivered through credentialed advisors under a broker-dealer partnership with Commonwealth Financial Network.
- Ownership category
- akta.pro rank
Augustine Financial industry classification
Industry- Product category
- Financial Advisory Services
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Comprehensive Financial Planning (FSAEAAAA)
- akta.pro secondary industries
- Fee-Only Advisory (FSAEAAAL), Retirement Income Planning & Decumulation Advisory (FSAEABAD)
Keywords
Where Augustine Financial is headquartered
LocationHeadquarters
- HQ city
- Brookfield
- HQ country
- United States
- HQ region
- North America
Offices2 records
Markets served
Augustine Financial business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Others
Revenue model
- Financial Planning Fees: Fee-based financial planning services with flexible fee arrangements. The firm structures fees based on the complexity and scope of each client's financial life plan, with complete transparency in all costs and clear reporting. Fees are tailored to each client's unique situation rather than using standardized pricing tiers.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Multi-year contract | Custom fee arrangements based on client needs and plan complexity |
Go-to-market motion1 record
Distribution channels2 records
Marketing channels4 records
Augustine Financial product offering
Product offeringCore offering
Augustine Financial is an independent financial advisory firm that delivers holistic financial planning and investment management services to individuals. Its core services include Comprehensive Financial Planning, Investment Management, Risk Management, Retirement Income Planning, Charitable Giving & Tax Planning, and Legacy & Estate Planning, supported by a client portal (Investor 360) for account access.
Product overview
Augustine Financial is an independent financial planning firm offering a unified suite of advisory services organized around holistic financial planning. The core offerings include Comprehensive Financial Planning as the foundational service, complemented by Investment Management, Risk Management, Retirement Income Planning, Charitable Giving & Tax Planning, and Legacy & Estate Planning. The firm also provides clients access to a proprietary Investor 360 client portal for account monitoring, along with educational resources including a Video Library and Financial Guidance articles covering topics such as retirement, investments, estate planning, and insurance.
Differentiator
Problem solved
Functional benefit
Products and services
- Comprehensive Financial Planning Foundational service that addresses all aspects of a client's financial life by understanding goals and crafting detailed plans tailored to individual needs. Designed for individuals and households seeking an organized, holistic financial roadmap.
- Investment Management Strategic wealth growth service providing diversified portfolios aligned with client risk tolerance and long-term goals. Includes portfolio review, asset allocation, risk assessment, and socially responsible investing options for individual investors.
- Risk Management Financial risk identification and mitigation services including insurance needs assessment, incapacity planning, life insurance analysis, disability income planning, and long-term care planning for individual clients.
- Retirement Income Planning Retirement preparation services including goal setting, Social Security and Medicare analysis, IRA contributions and conversions, RMD strategies, employer plan guidance, and annuity evaluation for individuals approaching or in retirement.
- Charitable Giving & Tax Planning Philanthropic planning services aligned with client values while optimizing tax benefits, including gift and estate tax planning, charitable deductions, timing of gifts, and strategies involving appreciated securities.
- Legacy & Estate Planning Estate planning services designed to preserve wealth and honor client wishes through wills, powers of attorney, living wills, healthcare directives, trusts, and charitable intent planning for individuals and families.
Companies that use Augustine Financial
Customer profileSegments3 records
Ideal customer profiles3 records
Augustine Financial technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Augustine Financial partnerships and signals
Strategic signalScale indicators1 record
Recent moves5 records
Expansion highlights3 records
Augustine Financial competitors and assessment
Company assessmentBroad incumbents
- Carson Group: Cooperative of independent advisors delivering comprehensive financial planning, retirement and investment services to individuals via partnership-based model—competitor for independent-firm talent acquisition and an alternative affiliation option for Augustine-sized RIAs.
- Edelman Financial Engines: Large-scale financial planning and investment management firm serving individuals and corporate employees nationwide with holistic advice and digital tools—major scaled competitor for Augustine's target client segments.
- Mariner Wealth Advisors: National independent RIA providing holistic financial planning, investment advisory and retirement/legacy services to individuals and families—same comprehensive-planning model as Augustine but operating through an M&A-driven multi-office national footprint.
- Creative Planning: Large independent RIA offering comprehensive financial planning, investment management and wealth services to individuals and business owners—directly comparable business model to Augustine Financial but at vastly greater scale and geographic reach.
Emerging players
- Facet Wealth: Flat-fee digital financial planning firm serving individuals with CFP-led advice and remote delivery—competes with Augustine for the same end client through a tech-enabled, lower-fee model.
Direct peers
- Buckingham Strategic Wealth: Fee-only RIA providing holistic financial planning, investment management and retirement planning to individuals and business owners—near-identical service mix, independent-firm positioning, and target client segments as Augustine Financial.
- Modera Wealth Management: Fee-only financial planning firm offering comprehensive planning, investment management and retirement advisory services to individuals, families and small-business owners—comparable independent, planning-led RIA model at slightly larger scale.
Others
- Commonwealth Financial Network: Augustine's RIA custodian and BD/RIA partner providing compliance, technology (Investor 360) and back-office infrastructure—primary strategic counterpart and the closest comparable operating model to what a fully in-house version of Augustine would resemble.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks5 records
Key highlights6 records
Customer concentration
Augustine Financial social profiles
Digital presenceAugustine Financial compliance and trust
Trust signalCompliance3 records
Augustine Financial financial estimates
Financial estimateRevenue estimate
Valuation estimate
Augustine Financial leadership team
Management profileNumber of profiles
Profiles15 records
Augustine Financial funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Augustine Financial M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Augustine Financial
What does Augustine Financial do?
Augustine Financial is an independent financial advisory firm that delivers holistic financial planning and investment management services to individuals. Its core services include Comprehensive Financial Planning, Investment Management, Risk Management, Retirement Income Planning, Charitable Giving & Tax Planning, and Legacy & Estate Planning, supported by a client portal (Investor 360) for account access.
Is Augustine Financial a public or private company?
Augustine Financial is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Augustine Financial founded?
Augustine Financial was founded in 2006. It employs 11 to 50 people.
Where is Augustine Financial based?
Augustine Financial is headquartered in Brookfield, United States, in the North America region.
How does Augustine Financial make money?
One revenue line is on record: financial Planning Fees.
Who are Augustine Financial's main competitors?
Broad incumbents on record are Carson Group, Edelman Financial Engines, Mariner Wealth Advisors and Creative Planning. Facet Wealth is listed as an emerging player. Direct peers are Buckingham Strategic Wealth and Modera Wealth Management. Commonwealth Financial Network is listed as an others.
Does Augustine Financial have an API?
No public API is recorded for Augustine Financial.
What industry is Augustine Financial in?
Augustine Financial's product category is Financial Advisory Services. Its primary akta.pro industry code is FSAEAAAA, Comprehensive Financial Planning, with a secondary code of FSAEAAAL, Fee-Only Advisory. Its NAICS code is 523940 and its SIC code is 6282.