Caldera Wealth Management Group
Caldera Wealth Management Group is a Las Vegas-based, full-service independent wealth management firm founded in 2003, serving athletes, entertainers, business owners, skilled professionals, retirees, and windfall recipients through fee-based advisory services delivered via LPL Financial.
- Company typePrivate
- Founded2003
- HeadquartersLas Vegas, United States
- Headcount11–50
- GTM typeB2C
- OfferingServices
Caldera Wealth Management Group firmographics
Firmographics- Name
- Caldera Wealth Management Group
- Legal name
- Caldera Wealth Management Group
- Website
- https://calderawealth.com
- Company type
- Private
- Founded year
- 2003
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Caldera Wealth Management Group is a Las Vegas-based, full-service independent wealth management firm founded in 2003, serving athletes, entertainers, business owners, skilled professionals, retirees, and windfall recipients through fee-based advisory services delivered via LPL Financial.
- Ownership category
- akta.pro rank
Caldera Wealth Management Group industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Comprehensive/Full-Service RIAs & Independent Wealth Managers (FSAAACAA)
- akta.pro secondary industries
- Specialized/Niche-Vertical RIAs (e.g., Medical, Tech, Executives, Athletes) (FSAAACAL), Retirement & Pension Wealth (401(k)/IRA/SIPP/Superannuation Retail) (FSAAAAAJ), Financial Planning & Goals-Based Advice (Mass Affluent) (FSAAAAAF)
Keywords
Where Caldera Wealth Management Group is headquartered
LocationHeadquarters
- HQ city
- Las Vegas
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Caldera Wealth Management Group business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Financial Advisory and Wealth Management Services: The firm generates revenue through fee-based financial advisory services delivered through LPL Financial, a registered investment advisor and broker-dealer. Services include financial planning, investment management, retirement planning, and risk management. Revenue is derived from advisory fees charged to clients for personalized wealth management services.
Go-to-market motion1 record
Distribution channels3 records
Marketing channels3 records
Caldera Wealth Management Group product offering
Product offeringCore offering
Caldera Wealth Management Group is a full-service, fee-based independent wealth management firm that delivers personalized financial planning, investment management, retirement planning, and risk management services through LPL Financial. The firm tailors advice for specialized client segments including athletes, entertainers, business owners, skilled professionals, retirees, and individuals receiving windfalls, and coordinates planning with clients' existing CPAs, attorneys, and other professional advisors.
Product overview
Caldera Wealth Management Group is a full-service wealth management firm offering a unified suite of financial planning services. The core offerings consist of four integrated service lines: Financial Planning, Investment Management, Retirement Planning, and Risk Management. These services are designed to work together as a comprehensive approach, creating unified plans in coordination with clients' CPAs, attorneys, and other advisors. The firm specializes in serving distinct client segments including athletes and entertainers, business owners, skilled professionals, retirees, and those experiencing windfall events. Services are delivered through LPL Financial, with which Caldera is affiliated as a Registered Investment Advisor, and clients access their accounts through an integrated portal connecting multiple financial platforms.
Differentiator
Problem solved
Functional benefit
Products and services
- Financial Planning Comprehensive wealth management service covering financial, investment, retirement, tax, marital, and estate planning strategies tailored to individual client needs. Targets athletes, business owners, entertainers, families, and retirees.
- Investment Management Portfolio management services designed to match each client's investment objectives, time horizon, and risk tolerance. Delivered through LPL Financial.
- Retirement Planning Retirement program services designed to help clients prepare for and manage retirement income through a robust, efficient, and affordable plan.
- Risk Management Risk mitigation services focused on preserving client income, net worth, and liability through insurance and other protective strategies.
- Athletes and Entertainers Wealth Services Specialized financial planning for sports, film, and entertainment professionals, preparing them for different scenarios to protect lifestyles and reduce tax liability.
- Business Owner Wealth Services Financial planning for single employers, managing partners, and non-profits, focused on employee benefits, business succession, and exit strategies where the business is the largest asset.
- Skilled Professional Wealth Services Wealth management for accountants, doctors, engineers, executives, and lawyers, specializing in asset preservation, investment management, and estate planning.
- Retiree Wealth Services Distribution-phase financial planning for individuals retired part-time or full-time, specializing in lifetime income strategies and reducing market volatility.
- Windfall Wealth Services Specialized guidance for clients receiving inheritance, settlements, lottery winnings, or other sudden wealth, bringing clarity to help make informed financial decisions.
Companies that use Caldera Wealth Management Group
Customer profileSegments5 records
Ideal customer profiles5 records
Caldera Wealth Management Group technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration7 records
Caldera Wealth Management Group partnerships and signals
Strategic signalPartnerships
Three partnerships are on record, tiered core and flagship.
- LPL FinancialcoreSecurities and advisory services offered through LPL Financial, a registered investment advisor member FINRA/SIPC. The firm operates as an affiliated practice utilizing LPL's platform for client account management, trading, and custodial services.
- Nevada Employee Savings TrustflagshipFounder Joe Caldera is appointed by Nevada Governor Joe Lombardo as a member of the Board of Trustees of the Nevada Employee Savings Trust, indicating significant civic standing and regulatory recognition.
- Las Vegas Chamber of Commerce - Association Retirement Plan (ARP)flagshipJoe Caldera serves as advisor to the Association Retirement Plan (ARP) sponsored by the Las Vegas Chamber of Commerce, providing retirement planning expertise to Chamber member businesses.
Scale indicators1 record
Recent moves5 records
Expansion highlights3 records
Caldera Wealth Management Group competitors and assessment
Company assessmentBroad incumbents
- LPL Financial (affiliated practices network): LPL Financial is Caldera's registered broker-dealer/RIA custodian; the broader LPL affiliated practice network is the most direct comparable set — independent wealth managers running full-service practices through the LPL platform targeting HNW and specialized client segments.
Peers
Market position
Strengths3 records
Weaknesses4 records
Competitive moat3 records
Key risks5 records
Key highlights6 records
Customer concentration
Caldera Wealth Management Group compliance and trust
Trust signalCompliance4 records
Caldera Wealth Management Group financial estimates
Financial estimateRevenue estimate
Valuation estimate
Caldera Wealth Management Group leadership team
Management profileNumber of profiles
Profiles1 record
Caldera Wealth Management Group funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Caldera Wealth Management Group M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Caldera Wealth Management Group
What does Caldera Wealth Management Group do?
Caldera Wealth Management Group is a full-service, fee-based independent wealth management firm that delivers personalized financial planning, investment management, retirement planning, and risk management services through LPL Financial. The firm tailors advice for specialized client segments including athletes, entertainers, business owners, skilled professionals, retirees, and individuals receiving windfalls, and coordinates planning with clients' existing CPAs, attorneys, and other professional advisors.
Is Caldera Wealth Management Group a public or private company?
Caldera Wealth Management Group is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Caldera Wealth Management Group founded?
Caldera Wealth Management Group was founded in 2003. It employs 11 to 50 people.
Where is Caldera Wealth Management Group based?
Caldera Wealth Management Group is headquartered in Las Vegas, United States, in the North America region.
How does Caldera Wealth Management Group make money?
One revenue line is on record: financial Advisory and Wealth Management Services.
Who are Caldera Wealth Management Group's main competitors?
LPL Financial (affiliated practices network) is listed as a broad incumbent. Fisher Investments is listed as a peer.
Does Caldera Wealth Management Group have an API?
No public API is recorded for Caldera Wealth Management Group.
What industry is Caldera Wealth Management Group in?
Caldera Wealth Management Group's product category is Wealth Management. Its primary akta.pro industry code is FSAAACAA, Comprehensive/Full-Service RIAs & Independent Wealth Managers, with a secondary code of FSAAACAL, Specialized/Niche-Vertical RIAs (e.g., Medical, Tech, Executives, Athletes). Its NAICS code is 523940 and its SIC code is 6282.