Hardin compliance
Hardin Compliance is a privately held New York-based firm founded in 2006 that delivers customized regulatory compliance solutions, including outsourced Chief Compliance Officer services, to financial services firms.
- Company typePrivate
- Founded2002
- HeadquartersNew York, United States
- Headcount11–50
- GTM typeB2B
- OfferingServices
What Hardin compliance does
Hardin Compliance is a privately held, for-profit regulatory compliance firm founded in 2006 and headquartered in New York, United States. The company delivers customized regulatory compliance solutions to financial services firms, with outsourced Chief Compliance Officer (CCO) services identified as a core offering. With a headcount in the 11–50 range, Hardin Compliance operates as a boutique compliance services provider, suggesting a practitioner-led, engagement-based business model rather than a scalable technology platform.
Per its firmographic profile, Hardin Compliance positions itself within the regulatory outsourcing market for financial services firms, which implies reliance on practitioner expertise and customized client engagements. The firm's small headcount and single disclosed location (New York) are consistent with a niche advisory and outsourced-compliance orientation rather than a broad multi-jurisdiction footprint. No information about pricing, customer roster, technology stack, or revenue model was provided in the inputs specific to Hardin Compliance.
Data limitation: The detailed body data supplied alongside the firmographics describes ACA Group (a separate, much larger compliance firm with 1,400+ professionals, founded 2002, serving 6,350+ clients, headquartered in New York and London, with a ComplianceAlpha technology platform, AI capabilities, and multiple sub-brands). That body data is not directly attributable to Hardin Compliance and has been excluded from this analysis to avoid misattribution. The description above reflects only the firmographic information specific to Hardin Compliance.
Hardin compliance firmographics
Firmographics- Name
- Hardin compliance
- Legal name
- ACA Group
- Website
- https://hardincompliance.com
- Company type
- Private
- Founded year
- 2002
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Hardin Compliance is a privately held New York-based firm founded in 2006 that delivers customized regulatory compliance solutions, including outsourced Chief Compliance Officer services, to financial services firms.
- Ownership category
- akta.pro rank
Hardin compliance industry classification
Industry- Product category
- Regulatory Compliance Consulting
- SIC
- Services-Services, Nec (8900)
- akta.pro primary industry
- Regulatory Compliance Advisory (BPAHAFAB)
- akta.pro secondary industries
- Regulatory Compliance Management (Policies, Attestations, Obligations Mapping) (FSAFAKAG), Regulatory Compliance Management (GRC, audits, reporting) (EDABADAI)
Keywords
Where Hardin compliance is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices2 records
Markets served
Hardin compliance business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D
Revenue model
- Advisory Services: Expert advisory services including compliance advisory, cybersecurity, distribution solutions, ESG advisory, investment performance, AML risk management, and compliance training. Delivered by former regulators and practitioners.
- Managed Services: Outsourced compliance operations including compliance operations, reporting and filing, surveillance and monitoring, regulatory hosting, outsourced chief compliance officer (OCCO), GIPS compliance support, and performance task outsourcing.
- Technology Solutions: Regulatory technology platforms including compliance management, eComms surveillance, employee compliance, market abuse surveillance, AML checks, and cybersecurity technology. Subscription-based access to compliance automation platforms.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Annual | Custom enterprise pricing based on service scope |
Go-to-market motion2 records
Distribution channels1 record
Marketing channels5 records
Hardin compliance product offering
Product offeringCore offering
Hardin compliance provides customized regulatory compliance solutions for financial services firms, including outsourced Chief Compliance Officer (CCO) services. The firm delivers tailored compliance support designed to meet the specific regulatory needs of its financial services clients.
Product overview
ACA Group offers a platform-plus-modules architecture centered on ComplianceAlpha as the core compliance management platform, complemented by specialized surveillance, monitoring, and risk technology modules. The product portfolio includes Compliance Management, eComms Capture/Archive/Surveillance, Employee Compliance, Market Abuse Surveillance, Transaction Cost Analysis, Control Room Compliance, AML and Sanction Checks, Marketing Reviews, eLearning, and Cybersecurity and Risk Technology. Additional offerings include Ethos for ESG management, Research Compliance Solutions for AI-powered call oversight, and ACA Vantage for integrated cybersecurity and ESG risk management. Intelligent Statement Processing (ISP) provides AI-powered document extraction for employee trading compliance.
Differentiator
Problem solved
Functional benefit
Brands
- ACA Foreside: Legal underwriting solutions for distribution compliance.
- ACA Aponix
- Ethos
- Mirabella Managed Solutions
- ComplianceAlpha
- Encore AI
- ACA Vantage
Products and services
- Outsourced CCO Services Outsourced Chief Compliance Officer services providing senior compliance leadership and regulatory oversight for financial services firms that need CCO-level expertise without hiring a full-time in-house executive.
- Customized Regulatory Compliance Solutions Tailored regulatory compliance support designed to address the specific compliance program needs of individual financial services firms.
Quantifiable outcome
- 1,400+ professionals serving 6,350+ clients across asset management, banking, insurance, and fintech
- +1 more outcomes
Companies that use Hardin compliance
Customer profileNamed customers9 records
Segments6 records
Ideal customer profiles1 record
Hardin compliance technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
AI capability3 records
Feature7 records
Hardin compliance partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- Mirabella Managed SolutionscoreEnd-to-end FCA authorization and outsourced compliance execution partnership. Mirabella Managed Solutions provides specialized support from application through ongoing compliance operations, integrated with ACA Group's broader regulatory advisory services.
Scale indicators4 records
Hardin compliance competitors and assessment
Company assessmentDirect peers
- National Regulatory Services (NRS): NRS provides regulatory compliance consulting, outsourced CCO services and compliance training to broker-dealers and investment advisers. It overlaps directly with Hardin's core offering across advisory, training and outsourced compliance leadership for financial services firms.
- ACA Group: ACA Group is a global risk and compliance advisory and technology firm serving asset managers, broker-dealers, hedge funds, private markets and wealth managers — the same core client set Hardin Compliance targets. It competes head-to-head with Hardin in outsourced CCO, regulatory advisory and managed compliance services, while layering proprietary platforms like ComplianceAlpha.
- Cipperman Compliance Services: Cipperman is a specialized outsourced CCO and compliance consulting firm for investment advisers, private funds and broker-dealers. It is one of the closest direct competitors to Hardin in the boutique outsourced CCO niche, with a similar services-led, partner-led engagement model.
- ACA Aponix: ACA Aponix is the cybersecurity and technology risk advisory arm of ACA Group, addressing adjacent regulatory and operational risks for financial firms. While specialized in cyber rather than traditional compliance, it competes for the same 'risk and compliance' wallet share at financial services clients.
- Compliance Risk Concepts: Compliance Risk Concepts is a boutique financial services compliance consultancy providing outsourced CCO, regulatory advisory and training to investment advisers and broker-dealers — a near-analog business model to Hardin Compliance in size and service mix.
- ACA Foreside (Foreside): Foreside, now operating as ACA Foreside, provides legal underwriting and distribution compliance services for investment products, including mutual funds, ETFs and private funds. It addresses adjacent compliance needs (distribution, marketing reviews) for the same asset management and broker-dealer buyers Hardin serves.
Broad incumbents
- EY (Financial Services Regulatory practice): EY's financial services regulatory and compliance consulting practice offers risk, regulatory and managed-services support to global financial institutions. It is an indirect competitor to Hardin, contesting the same regulatory compliance wallet at larger and more complex clients.
- RSM US: RSM US is a mid-market-focused audit, tax and consulting firm with a dedicated financial services regulatory compliance practice. It serves many of the same mid-sized asset managers, broker-dealers and private funds as Hardin, but from a broader professional services platform.
- KPMG (Financial Services Regulatory practice): KPMG's financial services regulatory and compliance risk practice serves large banks, asset managers, insurers and fintechs with advisory, managed services and RegTech. It competes with Hardin at the larger end of the same client base and on outsourced/managed compliance mandates.
- Deloitte (Financial Services Regulatory practice): Deloitte's financial services regulatory, risk and compliance practice provides advisory, managed services and technology solutions to global banks, asset managers and insurers. It overlaps with Hardin's outsourced CCO and regulatory advisory work at the enterprise end of the market.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat1 record
Key risks5 records
Key highlights4 records
Customer concentration
Hardin compliance social profiles
Digital presenceHardin compliance financial estimates
Financial estimateRevenue estimate
Valuation estimate
Hardin compliance leadership team
Management profileNumber of profiles
Hardin compliance funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Hardin compliance M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Hardin compliance
What does Hardin compliance do?
Hardin compliance provides customized regulatory compliance solutions for financial services firms, including outsourced Chief Compliance Officer (CCO) services. The firm delivers tailored compliance support designed to meet the specific regulatory needs of its financial services clients.
Is Hardin compliance a public or private company?
Hardin compliance is a private company. It is classified as unknown and is currently operating.
When was Hardin compliance founded?
Hardin compliance was founded in 2002. It employs 11 to 50 people.
Where is Hardin compliance based?
Hardin compliance is headquartered in New York, United States, in the North America region.
How does Hardin compliance make money?
Three revenue lines are on record. Advisory Services are the primary driver. The others are managed Services and technology Solutions.
Who are Hardin compliance's main competitors?
Direct peers on record are National Regulatory Services (NRS), ACA Group, Cipperman Compliance Services, ACA Aponix, Compliance Risk Concepts and ACA Foreside (Foreside). Broad incumbents are EY (Financial Services Regulatory practice), RSM US, KPMG (Financial Services Regulatory practice) and Deloitte (Financial Services Regulatory practice).
Does Hardin compliance have an API?
No public API is recorded for Hardin compliance.
What industry is Hardin compliance in?
Hardin compliance's product category is Regulatory Compliance Consulting. Its primary akta.pro industry code is BPAHAFAB, Regulatory Compliance Advisory, with a secondary code of FSAFAKAG, Regulatory Compliance Management (Policies, Attestations, Obligations Mapping). Its SIC code is 8900.