Keim Asset Management
Keim Asset Management is an independent, fee-based wealth management practice in DeWitt, NY serving high-net-worth individuals, business owners, trusts, and retirees with portfolio management, retirement planning, and estate planning via Commonwealth Financial Network's PPS program.
- Company typePrivate
- Founded2005
- HeadquartersSyracuse, United States
- Headcount1–10
- GTM typeB2C
- OfferingServices
What Keim Asset Management does
Keim Asset Management LLC is an independent wealth management practice founded by David E. Keim and headquartered in DeWitt, New York (Syracuse metro). The firm operates as an affiliate of Commonwealth Financial Network, a Registered Investment Adviser and broker/dealer (Member FINRA/SIPC), which provides back-office infrastructure, compliance, and technology platform access. The firm serves high-net-worth individuals, business owners, trusts, retirees, and pre-retirees, with a service portfolio spanning portfolio management, retirement planning, and estate planning. The team is small (1–10 employees) and includes David Keim (President, ChFC, AIF), Jeanne Goldthwait (Client Service Manager, 25+ years with the firm), Aimee Keim (Marketing Coordinator), Jesse Sleight (Portfolio Assistant, joined 2022), and Elijah Geariety (Licensed Advisory Assistant, joined February 2026).
The firm's core technological platform is the Preferred Portfolio Services (PPS) program, a fee-based portfolio management offering delivered through Commonwealth Financial Network. Under PPS, the firm actively manages client assets, constructs custom portfolios, monitors and rebalances holdings, and delivers quarterly performance reports with transparent fee disclosures. Client account access is provided through an extensive ecosystem of third-party portals (Investor360, eMoney, MoneyGuidePro, RightCapital, WealthScape, AssetMap, AssetMark, Employee Navigator, eWealthManager, Money Tree, Netx Investor, WealthBuilder, Equitable, Wealth.com, City National Rochdale, and others), all accessed via Commonwealth's partnership. Investment research is sourced from independent third-party providers including Thomson Reuters, Argus Research, Value Line, and Morningstar. The firm has no proprietary technology, no disclosed AI/ML capabilities, and no public product roadmap.
Keim Asset Management generates revenue primarily through recurring asset-based fees calculated as a percentage of client account value, billed and reported quarterly. Secondary revenue streams include retirement planning and estate planning advisory services, billed as professional services. The go-to-market model is a consultative, direct-advisory sales approach targeting HNW individuals and business owners within New York state and additional states where properly registered. The client base is characterized by long-tenured relationships, with many clients retained for 10–20+ years, providing a stable but concentrated revenue base. The firm is privately held, founder-owned, has no outside investors, and has completed no funding rounds or material acquisitions.
Keim Asset Management firmographics
Firmographics- Name
- Keim Asset Management
- Legal name
- Keim Asset Management LLC
- Website
- https://keimassetmanagement.com
- Company type
- Private
- Founded year
- 2005
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Keim Asset Management is an independent, fee-based wealth management practice in DeWitt, NY serving high-net-worth individuals, business owners, trusts, and retirees with portfolio management, retirement planning, and estate planning via Commonwealth Financial Network's PPS program.
- Ownership category
- akta.pro rank
Keim Asset Management industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Portfolio Management–Led RIAs (Discretionary/Model-Based) (FSAAACAC)
- akta.pro secondary industries
- Portfolio Construction & Asset Allocation Advisory (FSAEAAAC), Discretionary Portfolio Management (Retail) (FSAAAAAH), Retirement & Distribution Planning RIAs (401(k)/IRA/Pension Rollovers) (FSAAACAE)
Keywords
Where Keim Asset Management is headquartered
LocationHeadquarters
- HQ city
- Syracuse
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Keim Asset Management business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Asset Management Fees: Fee-based asset management through PPS program. Fees calculated based on account value and detailed in quarterly reports. Asset management fee is transparent and calculated by Commonwealth's software.
- Financial Planning Advisory: Retirement planning services addressing issues including longevity risk, inflation risk, health and long-term care risks, market risk, and distribution strategies.
- Estate Planning Services: Estate planning services covering wealth transfer, minimization of transfer taxes, asset protection, and charitable giving.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Quarterly | Fee-based asset management with transparent pricing |
Go-to-market motion2 records
Distribution channels3 records
Marketing channels5 records
Keim Asset Management product offering
Product offeringCore offering
Keim Asset Management provides fee-based portfolio management through Commonwealth Financial Network's Preferred Portfolio Services (PPS) program, delivering actively managed custom portfolios with quarterly performance reporting. The firm complements portfolio management with retirement planning (distribution strategies, income planning, IRA/RMD planning), estate planning (wealth transfer, tax minimization, asset protection, charitable giving), and access to independent investment research from providers such as Thomson Reuters, Argus Research, Value Line, and Morningstar.
Product overview
Keim Asset Management operates as an independent wealth management practice offering a unified suite of financial advisory services centered around portfolio management, retirement planning, and estate planning. The core offering is the Preferred Portfolio Services® (PPS) program—a fee-based, actively managed portfolio service delivered through a partnership with Commonwealth Financial Network. Supporting this core are investment research resources from independent providers (Thomson Reuters, Argus Research, Value Line, and Morningstar), retirement planning services addressing distribution strategies and income planning, and estate planning capabilities. The firm also provides supplementary tools including financial calculators and educational resources, along with client account access through multiple third-party portals (Investor360°, eMoney, MoneyGuide Pro, RightCapital, and others).
Differentiator
Problem solved
Functional benefit
Products and services
- Portfolio Management Services Active portfolio management service where the firm creates custom portfolios suited to individual client needs, with ongoing security selection, monitoring, and portfolio rebalancing for high-net-worth individuals and other clients.
- Preferred Portfolio Services (PPS) Fee-based portfolio management program offered through Commonwealth Financial Network that allows active management of client assets with custom portfolio design, quarterly performance reporting, regular review meetings, and fee transparency.
- Retirement Planning Comprehensive retirement planning including goal definition, asset inventory, risk assessment, retirement income strategies (rollovers, lump-sum, partial, annuity distributions), IRA/RMD planning, and Social Security optimization addressing longevity, inflation, health/long-term care, and market risks.
- Estate Planning Estate planning services covering wealth transfer, minimization of transfer taxes, asset protection, and charitable giving, including business succession and incapacity planning for clients and their beneficiaries.
- Investment Research Resources Access to independent investment research from Thomson Reuters (6,500+ US companies), Argus Research (since 1934), Value Line (8,000 stocks followed), and Morningstar (mutual fund analysis and ratings) to support investment decision-making.
Companies that use Keim Asset Management
Customer profileNamed customers5 records
Segments5 records
Ideal customer profiles4 records
Keim Asset Management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration16 records
Feature1 record
Keim Asset Management partnerships and signals
Strategic signalPartnerships
Two partnerships are on record, tiered core.
- Commonwealth Financial NetworkcoreCommonwealth is a Registered Investment Adviser-broker/dealer that provides infrastructure, technology platform, compliance support, and back-office services. Commonwealth oversees $344 billion in total account assets (as of Dec 31, 2024) and supports over 2,000 affiliated financial professionals. Provides access to independent market research, investment options, and specialized teams.
- National Financial Services LLC (Fidelity)coreNFS provides clearing, custody, and brokerage services to Commonwealth. Industry leader providing quality products and services with SIPC protection and excess-of-SIPC coverage ($1 billion total aggregate). Handles trades, statements, reports, and other transactions.
Scale indicators4 records
Recent moves5 records
Expansion highlights4 records
Keim Asset Management competitors and assessment
Company assessmentBroad incumbents
- Focus Financial Partners: A partnership of independent RIAs and wealth management firms offering portfolio and financial planning to HNW clients. Direct model parallel (independent advisor affiliated with a larger infrastructure partner), though at much larger scale than Keim.
- LPL Financial: Largest independent broker-dealer in the U.S., supporting ~22,000 advisors with fee-based advisory programs, technology, and back-office services. Highly comparable as an infrastructure partner for independent RIAs serving retail HNW clients.
- Carson Group: National network of independent financial advisors providing wealth management, retirement, and estate planning services. Comparable in business model (independent advisors leveraging a shared platform) and target market (HNW individuals and business owners).
- Cambridge Investment Research: Independent broker-dealer and RIA supporting thousands of financial advisors with fee-based wealth management platforms. Comparable affiliation model to Keim's Commonwealth partnership, with similar advisor services and product access.
- Northwestern Mutual Wealth Management: Large wealth management and insurance firm offering portfolio management, retirement, and estate planning to HNW clients. Comparable in service mix and target market, though with proprietary product distribution rather than Keim's independent model.
- Schwab Wealth Advisory: Charles Schwab's fee-based wealth advisory service combining digital tools with dedicated advisors for HNW clients. Comparable in fee-based portfolio management and financial planning, with strong technology integration and scale advantages.
- Edward Jones: National wealth management firm with a branch-based advisor model serving HNW individuals, retirees, and business owners with portfolio, retirement, and estate planning. Comparable client segments and service offerings at much larger scale.
- Creative Planning: One of the largest independent RIAs in the U.S., serving HNW clients with portfolio management, retirement, and estate planning. Comparable as a fee-based, independent wealth management practice, though at vastly greater scale.
- Vanguard Personal Advisor Services: Hybrid robo-advisor offering fee-based portfolio management and financial planning to mass-affluent and HNW Vanguard clients. Comparable in service mix but with materially lower fees due to scale and digital-first delivery.
Direct peers
- Commonwealth Financial Network: Keim's actual broker-dealer and RIA platform; comparable at the platform level in providing fee-based portfolio management programs (PPS-equivalent) and infrastructure to independent RIAs. Listed despite being a partner because it most directly mirrors Keim's operating model from the platform side.
Market position
Strengths4 records
Weaknesses5 records
Competitive moat5 records
Key risks6 records
Key highlights6 records
Customer concentration
Keim Asset Management social profiles
Digital presenceKeim Asset Management compliance and trust
Trust signalCompliance4 records
Keim Asset Management financial estimates
Financial estimateRevenue estimate
Valuation estimate
Keim Asset Management leadership team
Management profileNumber of profiles
Profiles5 records
Keim Asset Management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Keim Asset Management M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Keim Asset Management
What does Keim Asset Management do?
Keim Asset Management provides fee-based portfolio management through Commonwealth Financial Network's Preferred Portfolio Services (PPS) program, delivering actively managed custom portfolios with quarterly performance reporting. The firm complements portfolio management with retirement planning (distribution strategies, income planning, IRA/RMD planning), estate planning (wealth transfer, tax minimization, asset protection, charitable giving), and access to independent investment research from providers such as Thomson Reuters, Argus Research, Value Line, and Morningstar.
Is Keim Asset Management a public or private company?
Keim Asset Management is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Keim Asset Management founded?
Keim Asset Management was founded in 2005. It employs 1 to 10 people.
Where is Keim Asset Management based?
Keim Asset Management is headquartered in Syracuse, United States, in the North America region.
How does Keim Asset Management make money?
Three revenue lines are on record. Asset Management Fees are the primary driver. The others are financial Planning Advisory and estate Planning Services.
Who are Keim Asset Management's main competitors?
Broad incumbents on record are Focus Financial Partners, LPL Financial, Carson Group, Cambridge Investment Research, Northwestern Mutual Wealth Management, Schwab Wealth Advisory, Edward Jones, Creative Planning and Vanguard Personal Advisor Services. Commonwealth Financial Network is listed as a direct peer.
Does Keim Asset Management have an API?
No public API is recorded for Keim Asset Management.
What industry is Keim Asset Management in?
Keim Asset Management's product category is Wealth Management. Its primary akta.pro industry code is FSAAACAC, Portfolio Management–Led RIAs (Discretionary/Model-Based), with a secondary code of FSAEAAAC, Portfolio Construction & Asset Allocation Advisory. Its NAICS code is 523940 and its SIC code is 6282.