Romain Financial
- Company typePrivate
- Founded1979
- HeadquartersLake Orion, United States
- Headcount1–10
- GTM typeB2C
- OfferingServices
Romain Financial firmographics
Firmographics- Name
- Romain Financial
- Legal name
- Romain Financial, Inc.
- Website
- https://romainfinancial.com
- Company type
- Private
- Founded year
- 1979
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Ownership category
- akta.pro rank
Romain Financial industry classification
Industry- Product category
- Wealth Management & Financial Advisory
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282), Life Insurance (6311)
- akta.pro primary industry
- Investment Management Advisory (RIA) (FSAEAAAB)
- akta.pro secondary industries
- Insurance-Integrated Wealth Managers (RIA + Insurance Solutions) (FSAAACAI), Annuity & Insurance-Based Retirement Solutions Advisory (FSAEABAH)
Keywords
Where Romain Financial is headquartered
LocationHeadquarters
- HQ city
- Lake Orion
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Romain Financial business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D
Revenue model
- Financial Advisory Services: Romain Financial provides customized financial strategies and advisory services to help clients reach their financial goals. Rob Romain is a registered representative of CoreCap Investments, LLC (Member FINRA/SIPC) and provides advisory services through CoreCap Advisors, LLC.
Go-to-market motion1 record
Distribution channels3 records
Marketing channels4 records
Romain Financial product offering
Product offeringCore offering
Romain Financial provides personalized financial advisory services to individuals and families, covering retirement planning, estate planning, wealth preservation, and investing. The firm also brokers insurance products including annuities, life insurance, long-term care insurance, health insurance, and disability income insurance, with securities offered through CoreCap Investments, LLC (FINRA/SIPC) and advisory services through CoreCap Advisors, LLC.
Product overview
Romain Financial is a financial advisory firm offering a suite of client-facing digital tools and educational resources rather than a unified software platform. The core offering consists of interactive financial calculators (retirement, tax, savings, insurance needs), a comprehensive Learning Center with articles and research content, a video library with animated financial education, a Tax Library (forms, rates, publications), Flipbooks covering major financial topics, Market Watch tools (quotes, charts, portfolios), and a Quote Request System for insurance products. These tools work together to support personalized financial planning, retirement strategy, estate planning, and insurance needs assessment for individual clients.
Differentiator
Problem solved
Functional benefit
Products and services
- Wealth Management & Financial Advisory Services Customized financial strategies for individuals and families covering retirement planning, wealth preservation, and investment advisory, delivered through personalized client communication. Advisory services are provided through CoreCap Advisors, LLC.
- Estate Planning Services Guidance on wealth transfer and estate preservation strategies to help clients pass assets to the next generation.
- Retirement Planning Services Customized retirement strategies designed to help individuals reach their retirement goals and maintain financial stability into their retirement years.
- Brokerage / Securities Services Securities transactions conducted through CoreCap Investments, LLC (Member FINRA/SIPC). Securities products are limited to residents of FL, IL, TX, and MI.
- Life Insurance Life insurance products available to individuals and families through online quote request forms and in-person advisory.
- Annuities Annuity products available to individual clients, offered through the firm's quote request system.
- Long-Term Care Insurance Long-term care insurance products offered to clients seeking coverage for extended care needs.
- Health Insurance Both group health and individual health insurance products offered to clients through the firm's quote request system.
- Disability Income Insurance Disability income insurance products offered to protect clients against loss of income due to disability.
Companies that use Romain Financial
Customer profileSegments1 record
Ideal customer profiles1 record
Romain Financial technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Romain Financial partnerships and signals
Strategic signalRecent moves4 records
Expansion highlights4 records
Romain Financial competitors and assessment
Company assessmentBroad incumbents
- LPL Financial: Largest independent broker-dealer in the U.S., providing compliance, technology, and product infrastructure to thousands of independent RIAs and financial advisors like Romain Financial. Comparable as the broader ecosystem in which firms of Romain's size operate.
Direct peers
- New York Life: Mutual life insurance company with a large career-agent channel that also offers annuities, long-term care, and wealth management services. Comparable in combining life/insurance products with retirement and estate planning for individuals.
- Raymond James: Diversified financial services firm with a large independent advisor channel delivering investment advisory, financial planning, insurance, and banking products to retail clients. Comparable retail-individual focus with a multi-product platform.
- Edward Jones: Large retail-focused broker-dealer and RIA serving individual investors and families with personalized financial planning, investment advisory, and insurance products. Highly comparable to Romain Financial's retail-individual, multi-product, relationship-led model.
- Cambridge Investment Research: Independent broker-dealer and RIA platform serving independent financial advisors who deliver investment advisory, retirement, and insurance services to individuals. Comparable model of a small retail practice operating under a larger IBD umbrella.
- Ameriprise Financial: Diversified financial services company with a large independent advisor channel providing investment advisory, retirement planning, and insurance solutions to retail clients. Comparable target customer (mass-affluent individuals) and bundled product offering.
- Waddell & Reed Financial: Retail wealth management and investment advisory firm serving individual investors with financial planning, mutual funds, and insurance solutions. Comparable target customer and bundled retail product/service approach.
- Cetera Financial Group: Independent broker-dealer supporting thousands of financial advisors with investment advisory, insurance, and retirement products for retail clients. Directly comparable operating model of a small advisory practice working through an IBD/RIA platform.
- MassMutual: Insurance and financial services firm offering life, disability, annuities, retirement plans, and investment advisory to individuals and families. Comparable because of the integrated insurance + wealth advisory structure aimed at retail clients.
- Northwestern Mutual: Mutual company combining life insurance, disability income, annuities, and wealth management/advisory services for individuals and business owners. The integrated insurance-plus-wealth model closely mirrors Romain Financial's bundled offering.
Market position
Strengths4 records
Weaknesses5 records
Competitive moat3 records
Key risks5 records
Key highlights6 records
Customer concentration
Romain Financial social profiles
Digital presenceRomain Financial financial estimates
Financial estimateRevenue estimate
Valuation estimate
Romain Financial leadership team
Management profileNumber of profiles
Profiles1 record
Romain Financial funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Romain Financial M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Romain Financial
What does Romain Financial do?
Romain Financial provides personalized financial advisory services to individuals and families, covering retirement planning, estate planning, wealth preservation, and investing. The firm also brokers insurance products including annuities, life insurance, long-term care insurance, health insurance, and disability income insurance, with securities offered through CoreCap Investments, LLC (FINRA/SIPC) and advisory services through CoreCap Advisors, LLC.
Is Romain Financial a public or private company?
Romain Financial is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Romain Financial founded?
Romain Financial was founded in 1979. It employs 1 to 10 people.
Where is Romain Financial based?
Romain Financial is headquartered in Lake Orion, United States, in the North America region.
How does Romain Financial make money?
One revenue line is on record: financial Advisory Services.
Who are Romain Financial's main competitors?
LPL Financial is listed as a broad incumbent. Direct peers are New York Life, Raymond James, Edward Jones, Cambridge Investment Research, Ameriprise Financial, Waddell & Reed Financial, Cetera Financial Group, MassMutual and Northwestern Mutual.
Does Romain Financial have an API?
No public API is recorded for Romain Financial.
What industry is Romain Financial in?
Romain Financial's product category is Wealth Management & Financial Advisory. Its primary akta.pro industry code is FSAEAAAB, Investment Management Advisory (RIA), with a secondary code of FSAAACAI, Insurance-Integrated Wealth Managers (RIA + Insurance Solutions). Its NAICS code is 523940 and its SIC code is 6282.