CLC Capital Management

What CLC Capital Management does

CLC Capital Management is an independent, founder-owned financial advisory firm registered as a private company in the United States, providing wealth management, 401(k) and retirement plan advisory, financial planning, estate planning, and charitable giving ("Smart Giving Opportunities") services. The company was founded in 2004 by Charles L. Clark, who holds an undergraduate degree in finance and a postbaccalaureate certificate in accountancy from Arizona State University, after a career of more than a decade at American Express Financial Advisors. The firm operates from two disclosed office locations — 734 Main Street, Grand Junction, Colorado and 7047 E. Greenway Pkwy., Scottsdale, Arizona — serving individual investors and families primarily in those two regional markets through personalized, relationship-based consultations including weekend appointments by request.

The product suite is delivered as a unified advisory offering centered on fee-transparent, open-architecture financial planning and a stated emphasis on "true diversification" beyond traditional asset allocation. The firm does not disclose proprietary technology, digital platforms, or AI tooling; service delivery is relationship-led through direct consultations at the office locations. GTM is sales-led and referral-driven via a documented Client Testimonials page, with no partnerships, integrations, or third-party distribution channels disclosed. No third-party model dependencies, APIs, or platform integrations are present.

Revenue mechanics are not publicly disclosed but are characterized in the source material as recurring financial-advisory fees consistent with a typical AUM-based registered investment advisor model. The firm is privately held with no institutional investors, parent company, subsidiaries, or funding rounds disclosed. Ownership and operating decisions appear concentrated in the founder; there is no disclosed bench of additional partners, executive hires, or board, and the documented employee count band is 11-50. The described operating posture is that of a stable, regionally focused boutique RIA rather than a growth-stage company, with no disclosed M&A, expansion beyond AZ/CO, or scaling initiatives in the provided data.

Name

CLC Capital Management

Legal name

CLC Capital Management

Website

https://clccm.com

Company type

Private

Founded year

2004

Operating status

Operating

Headcount range

11–50 employees

Short description

CLC Capital Management is a privately held, founder-owned independent wealth advisory firm founded in 2004, serving individual investors and families in Colorado and Arizona with wealth management, retirement, financial, estate, and charitable giving planning services through direct, relationship-based consultations from offices in Grand Junction and Scottsdale.

Ownership category

akta.pro rank

Headquarters

HQ city

Grand Junction

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure

Revenue model

1. Financial Advisory and Wealth Management Services: Revenue generated through financial advisory fees, likely AUM-based (Assets Under Management) fee structure typical of independent registered investment advisors. Services include wealth management, retirement planning, estate planning, and charitable giving strategies.

Go-to-market motion1 record

Distribution channels1 record

Core offering

CLC Capital Management is an independent financial advisory firm that delivers personalized wealth management, 401(k) and retirement plan advisory, financial planning, estate planning, and charitable giving strategies to individual clients and families. Services are offered on an open-architecture, fee-transparent basis with an emphasis on diversification beyond traditional Asset Allocation models. Engagements are delivered through direct consultations at the firm's Arizona and Colorado offices.

Product overview

CLC Capital Management is a financial advisory firm offering a unified suite of wealth management services. The company provides Wealth Management (with true diversification beyond traditional Asset Allocation), 401(k) and Retirement Plans, Financial Planning (flexible, open architecture, fee-transparent), Estate Planning, and Smart Giving Opportunities. Founded in 2004 by Charles L. Clark, the firm operates from two locations in Arizona and Colorado serving clients through personalized financial advisory services.

Differentiator

Problem solved

Functional benefit

Products and services

• Wealth Management

Segments2 records

Ideal customer profiles2 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Scale indicators1 record

Recent moves3 records

Expansion highlights2 records

Direct peers

• Creative Planning: Large independent RIA offering wealth management, estate planning, retirement, and tax/charitable strategies to individuals and families. Comparable to CLC across the full service suite, with similar fiduciary, fee-based model but significantly greater scale and multi-state footprint.
• Mariner Wealth Advisors: National independent RIA offering comprehensive financial planning, investment management, estate, and tax strategies. Comparable service suite to CLC with similar fiduciary positioning, but operating at national scale through acquisitions of smaller advisory firms.
• Carson Group: Independent wealth management firm and RIA platform providing financial planning, retirement, and estate services to individuals. Closely comparable to CLC's multi-service offering and open-architecture approach, with an active advisor-recruitment and acquisition model.
• Buckingham Strategic Wealth: Independent fee-only RIA focused on evidence-based wealth management, retirement, and estate planning for individuals and families. Directly comparable to CLC's open-architecture, fee-transparent positioning, with broader geographic reach.

Broad incumbents

• Edward Jones: Large national broker-dealer/advisor with branch-based relationship model serving individual investors with wealth, retirement, and financial planning. Directly comparable to CLC's relationship-led, in-person advisory approach but at vastly greater scale and geographic reach.
• Fisher Investments: Large independent investment advisor managing private wealth and institutional portfolios with a fee-based, personalized advisory model. Comparable to CLC's wealth management and portfolio-advisory orientation, though serving a much higher-net-worth segment.
• Vanguard Personal Advisor Services: Vanguard's hybrid robo-advisor offering low-cost managed portfolios with human advisor access. Directly competes with CLC for retirement-plan participants and fee-sensitive clients, exerting fee compression pressure on small advisory firms.
• Schwab Wealth Advisory: Charles Schwab's fee-based advisory service for retail investors offering managed portfolios and financial planning. Competes with CLC in the same mass-affluent and retirement segments but with massive scale, brand, and integrated custody.

Emerging players

• Facet Wealth: Digital-first fee-only RIA combining technology with remote CFP-led financial planning for mass-affluent households. Comparable target customer and fee-transparent fiduciary model to CLC, but differentiated by tech-enabled delivery and lower cost structure.

Others

• LPL Financial: Largest independent broker-dealer/RIA platform supporting thousands of individual financial advisors. Comparable as an indirect competitor and potential custodian/platform partner for CLC-sized practices, though LPL's advisor-network model differs from CLC's direct-owner structure.

Market position

Strengths3 records

Weaknesses3 records

Competitive moat3 records

Key risks5 records

Key highlights5 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles1 record

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about CLC Capital Management