Oberon Capital
Oberon Capital Corporation is a Toronto-based Exempt Market Dealer that structures Charity Flow-Through financings in Canada, connecting high-net-worth donors, registered charities, natural resource issuers, and global institutional investors through a CRA-rulings-validated structure that reduces donors' after-tax cost of giving while supplying exploration capital to junior resource companies.
- Company typePrivate
- Founded2009
- HeadquartersToronto, Canada
- Headcount1–10
- GTM typeB2B and B2C
- OfferingServices
What Oberon Capital does
Oberon Capital Corporation is a privately held Canadian specialty financial intermediary founded in 2009 and headquartered at the Exchange Tower in Toronto. The firm is registered as an Exempt Market Dealer and Portfolio Manager across every Canadian province and operates exclusively in the structured finance of Charity Flow-Through (CFT) financings, a uniquely Canadian product that combines flow-through shares (used to raise exploration capital for natural resource issuers) with charitable donation tax credits. The CFT structure coordinates four counterparties in a single closing: high-net-worth Canadian philanthropists purchase flow-through shares at a premium to market, donate them to a registered Canadian charity of their choice, and the charity simultaneously sells the shares at a predetermined discount to global institutional and strategic investors, eliminating market and liquidity risk for donors and charities while delivering full pledged amounts net of fees within two business days.
The firm's core service offering comprises CFT Financing, Philanthropic Tax Planning, and Tax Planning advisory, supported by a dedicated educational resource library covering the Canadian flow-through regime, eligible expenses, and CRA and Revenu Québec Advance Tax Rulings. Underlying the offering is a proprietary structuring methodology validated by a November 19, 2012 CRA Advance Tax Ruling and parallel Revenu Québec rulings; across 400+ financings over 15 years, no client has ever lost the subscribed tax benefits.
Oberon generates revenue exclusively from donor-paid transaction fees on CFT structuring work; the firm explicitly charges no fees to resource issuers, underwriters, or banking and brokerage partners who facilitate introductions and arrange common share placements. The 15-20 person team is led by founder and Partner/President David J. LeClaire alongside Partners Norm Brownstein (Head of Sales) and Tamara Brown (Head of Capital Markets, 30-year mining industry veteran), with a C-suite covering operations/compliance (Aida Reis), finance (Patti Heming), and general counsel (Jennifer Campbell), plus VPs across capital markets, sales, tax planning, business development, capital raising, operations, and marketing. Cumulative scale figures include CAD$2.2 billion facilitated in CFT financings, CAD$450-500 million in donations directed to registered Canadian charities, and named issuer clients spanning Alexco Resource, Banyan Gold, Foran Mining, Goliath Resources, Hudbay Minerals, Osisko Mining, Probe Metals, Troilus Gold, O3 Mining, and New Found Gold.
Oberon Capital firmographics
Firmographics- Name
- Oberon Capital
- Legal name
- Oberon Capital Corporation
- Website
- https://oberoncapcorp.com
- Company type
- Private
- Founded year
- 2009
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Oberon Capital Corporation is a Toronto-based Exempt Market Dealer that structures Charity Flow-Through financings in Canada, connecting high-net-worth donors, registered charities, natural resource issuers, and global institutional investors through a CRA-rulings-validated structure that reduces donors' after-tax cost of giving while supplying exploration capital to junior resource companies.
- Ownership category
- akta.pro rank
Oberon Capital industry classification
Industry- Product category
- Charity Flow-Through Financing Services
- NAICS
- Portfolio Management and Investment Advice (523940), Other Financial Investment Activities (5239)
- akta.pro primary industry
- Capital Raising Advisory (Equity & Equity-Linked) (FSAEAGAC)
- akta.pro secondary industries
- Corporate Finance & Capital Advisory (BPAHADAB), Institutional Capital Introduction (LP/Family Office/Endowment Matching) (FSAEALAI)
Keywords
Where Oberon Capital is headquartered
LocationHeadquarters
- HQ city
- Toronto
- HQ country
- Canada
- HQ region
- North America
Offices1 record
Markets served
Oberon Capital business model
Business model- GTM type
- B2B and B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Others
Revenue model
- Charity Flow-Through Transaction Fees: Oberon earns fees from its Donor clients for structuring and facilitating Charity Flow-Through financings. Fees are paid by donors, not by resource issuers or underwriters. The firm explicitly states that neither Oberon nor any of its partners earn revenue from issuers of flow-through shares or underwriters of flow-through financings.
- Philanthropic Tax Planning Advisory: Oberon provides tax planning advisory services to Canadian philanthropists and private corporations, working directly with clients' advisors to identify tax savings opportunities using the Charity Flow-Through model.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Transaction based/ take rate | Pay-as-you-go | Fees paid by Donor clients — structure provides full donation amount to charity net of all fees |
Go-to-market motion3 records
Distribution channels3 records
Marketing channels6 records
Oberon Capital product offering
Product offeringCore offering
Oberon Capital is a Canadian financial services firm registered as an Exempt Market Dealer and Portfolio Manager across all provinces that structures and arranges Charity Flow-Through (CFT) financings. The firm coordinates a single transaction where Canadian philanthropists purchase flow-through shares from natural resource issuers, donate those shares to a registered Canadian charity, and the charity immediately sells the shares to institutional and strategic investors at a pre-determined discount to market. Oberon earns fees from donor clients for structuring and facilitating these transactions while providing philanthropic and tax planning advisory services.
Product overview
Oberon Capital offers a single integrated financial service centered on Charity Flow-Through (CFT) Financing—a uniquely Canadian structured product that combines Flow-Through Shares with Charitable Donation Tax Credits. The core offering includes CFT Financing, Philanthropic Tax Planning, and Tax Planning services, supported by educational resources (Flow-Through Financing 101, Resources for Issuers, Presentations, Tax Rulings & Technical Interpretations). All offerings work together to help philanthropists reduce after-tax giving costs while enabling natural resource companies to access capital at reduced dilution.
Differentiator
Problem solved
Functional benefit
Products and services
- Charity Flow-Through (CFT) Financing Oberon's primary structured financing service that combines Flow-Through Shares with Charitable Donation Tax Credits to reduce philanthropists' after-tax cost of giving while providing natural resource companies access to capital at a premium to market. Coordinates donors, charities, issuers, and institutional investors in a single CFT transaction that eliminates market and liquidity risk.
- Philanthropic Tax Planning
Quantifiable outcome
- Donors can increase their donation size by over 200% compared to the same after-tax cost of a traditional cash donation
- +5 more outcomes
Companies that use Oberon Capital
Customer profileNamed customers13 records
Segments5 records
Ideal customer profiles5 records
Oberon Capital technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature1 record
Oberon Capital partnerships and signals
Strategic signalPartnerships
Three partnerships are on record, tiered core and minor.
- Fogler Rubinoff LLPcoreFogler Rubinoff LLP serves as Oberon's legal counsel, providing legal support for the firm's CFT financing transactions and corporate matters. Jennifer Campbell, a partner at Fogler Rubinoff, also serves as Oberon's General Counsel.
- Bennett Jones LLPminorBennett Jones LLP serves as legal counsel to Oberon Capital for various corporate and transactional matters.
- McIntyre & AssociatescoreMcIntyre & Associates serves as Oberon's auditor, providing independent audit services for the firm's financial statements and regulatory compliance.
Scale indicators6 records
Recent moves6 records
Expansion highlights5 records
Oberon Capital competitors and assessment
Company assessmentDirect peers
- Cormark Securities: Canadian independent investment bank focused on mid-market and growth companies with a strong mining sector practice that arranges flow-through and equity financings. Comparable as a boutique alternative serving the same issuer universe as Oberon.
- Sprott Capital Partners: Canadian mining-focused investment bank and capital markets advisor that arranges equity financings (including flow-through) for resource issuers. Most comparable to Oberon on issuer-side deal origination and capital raising advisory for the Canadian junior mining sector.
- Haywood Securities: Canadian boutique investment dealer specializing in mining and resource equities, with a long-standing flow-through share practice serving resource issuers. Closely comparable to Oberon in serving Canadian junior resource issuers for capital raising.
- Paradigm Capital: Canadian boutique investment bank focused on resource and growth companies that arranges equity and flow-through financings. Oberon's own VP Operations (Elise Robinson) was previously a partner at Paradigm, evidencing direct talent and operating overlap with Oberon's issuer-side business.
- Foundation Markets: Canadian private investment firm specializing in flow-through share limited partnerships marketed to retail and HNW investors for tax-advantaged investing in resource issuers. Comparable flow-through intermediary serving a similar donor/investor audience.
- Eight Capital: Canadian independent investment dealer with a strong resource and energy practice that arranges flow-through and equity financings for junior and mid-tier issuers. Comparable boutique model serving the Canadian resource capital markets ecosystem.
- Gravitas Securities: Canadian boutique investment dealer with a resource-focused capital markets practice that arranges flow-through and private placement financings for junior issuers. Oberon's Operations Manager Sabrina Hughes previously served as Director of Operations and Syndication Manager at Gravitas.
- PI Financial Corp. Canadian independent investment dealer with a mining and resource sector practice, arranging flow-through share financings and equity raises for junior issuers. Directly comparable boutique competitor serving the same Canadian resource issuer client base.
Broad incumbents
- Canaccord Genuity: Large Canadian full-service investment bank with a dedicated mining and resource capital markets practice that arranges flow-through and structured equity offerings for junior and mid-tier resource issuers across Canada. Overlaps with Oberon on the issuer financing side, but operates at much larger scale across many sectors.
- BMO Capital Markets: Large Canadian bank dealer with a significant mining and global mining capital markets practice that arranges flow-through and equity offerings for resource issuers. Acts as a banking partner and broader incumbent serving many of the same issuers Oberon works with.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat5 records
Key risks3 records
Key highlights7 records
Customer concentration
Oberon Capital social profiles
Digital presenceOberon Capital financial estimates
Financial estimateRevenue estimate
Valuation estimate
Oberon Capital leadership team
Management profileNumber of profiles
Profiles14 records
Oberon Capital funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Oberon Capital M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Oberon Capital
What does Oberon Capital do?
Oberon Capital is a Canadian financial services firm registered as an Exempt Market Dealer and Portfolio Manager across all provinces that structures and arranges Charity Flow-Through (CFT) financings. The firm coordinates a single transaction where Canadian philanthropists purchase flow-through shares from natural resource issuers, donate those shares to a registered Canadian charity, and the charity immediately sells the shares to institutional and strategic investors at a pre-determined discount to market. Oberon earns fees from donor clients for structuring and facilitating these transactions while providing philanthropic and tax planning advisory services.
Is Oberon Capital a public or private company?
Oberon Capital is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Oberon Capital founded?
Oberon Capital was founded in 2009. It employs 1 to 10 people.
Where is Oberon Capital based?
Oberon Capital is headquartered in Toronto, Canada, in the North America region.
How does Oberon Capital make money?
Two revenue lines are on record. Charity Flow-Through Transaction Fees are the primary driver. The others are philanthropic Tax Planning Advisory.
Who are Oberon Capital's main competitors?
Direct peers on record are Cormark Securities, Sprott Capital Partners, Haywood Securities, Paradigm Capital, Foundation Markets, Eight Capital, Gravitas Securities and PI Financial Corp.. Broad incumbents are Canaccord Genuity and BMO Capital Markets.
Does Oberon Capital have an API?
No public API is recorded for Oberon Capital.
What industry is Oberon Capital in?
Oberon Capital's product category is Charity Flow-Through Financing Services. Its primary akta.pro industry code is FSAEAGAC, Capital Raising Advisory (Equity & Equity-Linked), with a secondary code of BPAHADAB, Corporate Finance & Capital Advisory. Its NAICS code is 523940.