The Warren Group Wealth Management

What The Warren Group Wealth Management does

The Warren Group Wealth Management, Inc is a privately held registered investment advisory firm founded in 2007 and headquartered at 2555 Townsgate Rd., Suite 300, Westlake Village, California. The firm serves individual wealth clients — primarily individuals and families seeking financial independence — with a holistic suite of services including retirement planning, estate planning, investment management, insurance planning, tax planning, and money management. Advisory and securities services are delivered through a registered representative arrangement with LPL Financial, a large independent broker-dealer and RIA (Member FINRA/SIPC), which supplies the custodial platform, trading infrastructure, research access, and compliance framework. The firm is led by Daniel Warren as the named registered representative, supported by a headcount reported in the 1-10 range.

The underlying technology stack is a templated FMG Suite website with no mobile app, no API, and no proprietary platform. Functional features include an LPL-hosted client login portal, interactive financial calculators (401(k) projections, capital gains tax estimation, RMDs, Social Security optimization, college savings), a tax resource center with downloadable IRS forms and rate tables, an A-Z financial glossary, and an educational video library. Revenue is generated through advisory fees and/or commissions on financial products (securities, insurance, and related instruments), consistent with the standard LPL-representative RIA model; no pricing is publicly disclosed. The go-to-motion relies on content marketing, organic search, client referrals, and a "Network of Professionals" channel of accountants, attorneys, and other specialists who refer into the practice. Geographic reach is constrained by LPL state-by-state representative licensing, with active operations limited to the states in which the representative is properly registered.

The competitive position is that of a boutique advisory practice leveraging LPL's scale for back-office and product access while competing on personalized, one-on-one service rather than proprietary technology or differentiated investment products. No awards, patents, M&A, funding, or leadership changes beyond the principal are evidenced, and the firm shows no disclosed AI, automation, or technology differentiation beyond standard third-party tooling.

Name

The Warren Group Wealth Management

Legal name

The Warren Group Wealth Management, Inc

Website

https://www.warrengroupwealth.com

Company type

Private

Founded year

2007

Operating status

Operating

Headcount range

1–10 employees

Short description

Boutique registered investment advisory firm in Westlake Village, California, providing holistic financial planning — retirement, estate, investment, insurance, tax, and money management — to individuals and families through a registered-representative partnership with LPL Financial.

Ownership category

akta.pro rank

Product category

Wealth Management

NAICS

Portfolio Management and Investment Advice (523940), Trust, Fiduciary, and Custody Activities (523991)

SIC

Investment Advice (6282)

akta.pro industry

PRIMARYFSAEABAA

Registered Investment Advisor (RIA) Wealth Management

Financial & Insurance/Financial Advisory, Brokerage & Intermediation/Wealth & Retirement Advisory

SECONDARYFSAAABAD

Advisory Portfolio Management (Non-Discretionary)

Financial & Insurance/Asset & Wealth Management/Private Banking & HNW/UHNW Wealth Management

SECONDARYFSAAAAAJ

Retirement & Pension Wealth (401(k)/IRA/SIPP/Superannuation Retail)

Financial & Insurance/Asset & Wealth Management/Retail & Mass-Affluent Wealth Management

SECONDARYFSAEABAB

Broker-Dealer Affiliated Wealth Advisory

Financial & Insurance/Financial Advisory, Brokerage & Intermediation/Wealth & Retirement Advisory

SECONDARYFSAAACAI

Insurance-Integrated Wealth Managers (RIA + Insurance Solutions)

Financial & Insurance/Asset & Wealth Management/Registered Investment Advisors (RIAs) & Independent Wealth Managers

Keywords

• Wealth management services
• Retirement planning
• Investment advisory
• Estate planning
• Financial advisory

Headquarters

HQ city

Westlake Village

HQ country

United States

HQ region

North America

Offices1 record

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure

Revenue model

1. Financial Advisory Fees: The firm operates as a registered investment advisory practice offering personalized wealth management, retirement planning, estate planning, and investment advisory services. Revenue is generated through advisory fees and/or commissions for financial products including securities, insurance, and related financial instruments.

Pricing tiers

Distribution channels2 records

Marketing channels5 records

Core offering

The Warren Group Wealth Management is a registered investment advisory practice providing personalized wealth management and financial planning services to individuals and families. Services are delivered through one-on-one advisory engagement and encompass retirement planning, estate planning, investment management, insurance planning, tax planning, and money management, with securities and advisory services offered through LPL Financial.

Product overview

The Warren Group Wealth Management is a wealth management and financial advisory firm offering a comprehensive suite of services through a unified advisory platform. The core offering consists of personalized financial advisory services encompassing Retirement Planning, Estate Planning, Investment Management, Insurance Planning, Tax Planning, and Money Management. Supporting the advisory services are interactive financial planning tools including a Simple 401(k) Calculator and Federal Capital Gains Tax Estimator, along with educational resources such as a Financial Glossary and an extensive Educational Video Library. The firm also provides a Tax Resources Center with current tax rate tables, IRS forms, and tax publications. All services are delivered through experienced financial advisors using a holistic approach to develop comprehensive personal financial strategies enabling clients to achieve financial independence.

Differentiator

Problem solved

Functional benefit

Products and services

• Wealth Management and Financial Advisory Services Comprehensive wealth management and financial advisory services providing personalized financial strategy development to help individual clients and families achieve financial independence through holistic planning.
• Retirement Planning

Segments1 record

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature4 records

Partnerships

One partnership is on record.

• LPL FinancialcoreTechnology or IntegrationThe Warren Group Wealth Management operates as a registered representative and investment advisor through LPL Financial, one of the largest independent broker-dealers in the United States. LPL Financial provides the custodial platform, trading infrastructure, research access, and compliance framework that enables the firm to offer securities and advisory services. Daniel Warren is a registered representative with LPL Financial, offering securities and advisory services through this partnership.

Recent moves5 records

Expansion highlights3 records

Direct peers

• Halbert Hargrove Global Advisors: Long-established, privately held RIA also headquartered in the greater Los Angeles area offering comprehensive wealth management, retirement, estate, and tax planning to individuals and families. Highly comparable in size, business model, and target clientele to The Warren Group.
• Ronald Blue Trust: Independent, fee-only RIA providing comprehensive financial planning, investment management, estate, and tax planning to individuals and families — closely aligned in service suite, advisory fee model, and personalized client engagement approach.
• Carson Group: Partnership-based wealth management platform serving independent financial advisors with back-office support, technology, and growth resources — directly comparable to how The Warren Group uses LPL Financial to access institutional capabilities while remaining a boutique advisory practice.

Broad incumbents

• Creative Planning: Large, national fee-only RIA offering comprehensive wealth management, retirement, estate, tax, and investment services to individuals and families. Same business model and target clientele, but vastly larger scale.
• Mariner Wealth Advisors: National RIA providing holistic financial planning, investment, tax, estate, and retirement services to high-net-worth and mass-affluent individuals. Operates at meaningfully larger scale but with overlapping service suite and target market.
• Cetera Financial Group: Independent broker-dealer and RIA platform supporting affiliated independent financial advisors — direct parallel to LPL Financial's role for The Warren Group, and a competing independent-broker-dealer ecosystem.
• Edward Jones: Large national broker-dealer/wealth advisory serving mass-affluent individuals with retirement, investment, and financial planning services. Comparable target market and retail advisory model, but at vastly larger scale with branch-based distribution.
• Fisher Investments: Large independent investment management firm serving individual and institutional clients with portfolio management and financial planning. Overlapping service offering but with proprietary investment strategies and significantly larger AUM.
• Northwestern Mutual: Large financial services company combining insurance, investment, and retirement/wealth planning for individuals — overlapping service suite (especially insurance-integrated wealth management) and individual client focus, but at substantially larger scale with captive advisors.

Emerging players

• Facet Wealth: Tech-enabled, flat-fee financial planning firm offering retirement, investment, tax, and estate planning to mass-affluent individuals digitally. Targets the same client segment as The Warren Group but with a digital-first delivery model and lower fee structure.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat3 records

Key risks5 records

Key highlights5 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles1 record

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about The Warren Group Wealth Management