SDIC Capital

Name

SDIC Capital

Legal name

国投资本股份有限公司

Website

https://sdiccapital.com

Company type

Public

Founded year

1997

Operating status

Operating

Headcount range

5,001–10,000 employees

Ownership category

akta.pro rank

Product category

Diversified Financial Services Holding

NAICS

Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523), Funds, Trusts, and Other Financial Vehicles (525), Portfolio Management and Investment Advice (523940), Other Financial Investment Activities (5239)

SIC

Security Brokers, Dealers & Flotation Companies (6211), Finance Services (6199), Investment Advice (6282)

akta.pro primary industry

Capital Raising Advisory (Debt/Equity/Private Capital) (BPAHADAG)

akta.pro secondary industry

Treasury, Capital Structure & Liquidity Advisory (BPAHADAM)

Keywords

• Investment holding
• Securities brokerage
• Asset management
• Financial leasing
• Credit guarantee

Headquarters

HQ city

Shanghai

HQ country

China

HQ region

Asia

Offices2 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Infrastructure, Technology or R&D, Marketing or Sales, Others

Revenue model

1. Securities Business: Revenue from securities brokerage, investment banking, asset management, and trading services through Guotou Securities.
2. Guarantee Business: Revenue from credit guarantee and担保担保 services through China Investment Credit Guarantee (中投保).
3. Trust Business: Revenue from trust management services, asset service trusts, wealth management through Guotou Taikang Trust.
4. Leasing Business: Revenue from financing lease and operating lease services for industrial equipment and assets through Guotou Leasing.
5. Futures Business: Revenue from futures brokerage, investment consulting, and risk management services through Guotou Futures.
6. Public Fund Business: Revenue from fund management fees and performance fees through Guotou UBS Fund (joint venture with UBS Group, 51%/49%).
7. Financial Services: Internal banking services for SDIC Group through Guotou Financial Services, providing settlement, treasury management and financial services.

Go-to-market motion1 record

Distribution channels5 records

Marketing channels3 records

Core offering

SDIC Capital operates as an industrial financial management platform under SDIC Group, running a holding company that delivers financial services through licensed subsidiaries spanning securities brokerage and investment banking (Guotou Securities), trust and asset management (SDIC Taikang Trust), credit guarantee (China Investment Credit Guarantee / 中投保), financial leasing (SDIC Leasing), futures brokerage (SDIC Futures), public fund management (SDIC UBS Fund JV with UBS Group), intra-group treasury (SDIC Finance), private equity (Guotong Chuangfeng), and a 9.49% stake in Bohai Bank. The platform serves enterprise, institutional, and intra-group clients with transaction-based, fee-based, and interest-based financial services under a risk-centered "five-in-one" management framework.

Product overview

SDIC Capital operates as an industrial financial management platform under SDIC Group, a central state-owned enterprise listed on the Shanghai Stock Exchange (stock code: 600061). The platform consists of multiple financial subsidiaries: Guotou Securities (securities brokerage and investment banking), China Investment Credit Guarantee (national guarantee services), SDIC Taikang Trust (trust and asset management), SDIC Leasing (financial leasing), SDIC Futures (futures and derivatives), SDIC UBS Fund (public fund management), SDIC Finance (intra-group treasury services), Guotong Chuangfeng (private equity), and equity stakes in Bohai Bank. The platform follows a 'five-in-one' management system centered on risk management, strategic closure, operational supervision, performance assessment, and back-office support.

Differentiator

Problem solved

Functional benefit

Products and services

• Guotou Securities (国投证券) Full-license comprehensive securities company (former Anxin Securities) offering brokerage, investment banking, asset management, and other securities services. Wholly owned by SDIC Capital (99.9969%) with registered capital of 100 billion RMB; ranks among the top in multiple business segments in China.
• China Investment Credit Guarantee / 中投保 (China Investment and Financing Guarantee) National-level professional guarantee institution offering credit guarantee, financing guarantee, and credit insurance services. Holds AAA long-term credit ratings from multiple rating agencies (e.g. Lianhe Credit, Dagong International, Dongfang Jincheng). Chair unit of the China Financing Guarantee Industry Association and the only Chinese member of the three major international guarantee and credit insurance alliances.
• SDIC Taikang Trust (国投泰康信托)

Quantifiable outcome

• 2024 operating revenue of 150.58 billion RMB
• +1 more outcomes

Segments3 records

Ideal customer profiles3 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Scale indicators6 records

Recent moves7 records

Expansion highlights5 records

Direct peers

• Industrial Securities: A mid-to-large Chinese securities firm with full-service brokerage, investment banking, and asset management. Comparable to SDIC Securities in serving the same domestic institutional and high-net-worth client base with similar capital markets product offerings.
• China International Capital Corporation (CICC): China's flagship investment bank with strong institutional and investment banking franchises. Comparable to SDIC Capital's securities and asset management subsidiaries in serving Chinese institutional investors and corporate finance clients with a research-intensive model.
• Haitong Securities: One of China's top-tier state-affiliated securities firms with full-service brokerage, investment banking, and asset management operations. Directly comparable to SDIC Securities in product scope, customer base, and SOE-style positioning within the domestic securities industry.
• China Galaxy Securities: A state-affiliated Chinese securities firm with a national branch network and broad retail/institutional brokerage. Comparable to SDIC Securities in scale, channel footprint, and SOE-aligned positioning across the Chinese capital markets.
• CSC Financial: A leading Chinese securities firm with full-service brokerage, investment banking, and asset management offerings. Comparable to SDIC Securities in targeting mid-to-large Chinese enterprises for capital markets services and listed-equity wealth management.
• CITIC Securities: China's largest listed securities firm and a comparable multi-license financial holding platform. Both operate full-service securities, asset management, and investment banking businesses targeting Chinese enterprise and institutional clients under a similar large-scale, capital-intensive model.
• Everbright Securities: Chinese securities firm under China Everbright Group with similar SOE conglomerate structure. Comparable to SDIC Capital as another financial holding vehicle with securities plus adjacent financial subsidiaries serving Chinese enterprise and institutional clients.
• China Merchants Securities: A full-service Chinese securities firm under the China Merchants Group conglomerate. Comparable to SDIC Securities as a centrally connected Chinese securities platform, with overlapping investment banking, brokerage, and asset management offerings.

Broad incumbents

• China Cinda Asset Management: A major Chinese state-owned financial holding company in the broader financial-services ecosystem. Comparable to SDIC Capital as a centrally connected financial holding platform with multiple licensed subsidiaries (asset management, trust, securities) operating in China.
• UBS Group AG: Global wealth and asset management giant and 49% joint-venture partner in SDIC UBS Fund Management. Comparable as a portfolio-management and investment-advisory platform, and directly relevant as the foreign partner whose global capabilities underpin SDIC Capital's most differentiated fund business.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat5 records

Key risks6 records

Key highlights6 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles9 records

Subsidiaries9 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments11 records

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about SDIC Capital