Vestia Personal Wealth Advisors

What Vestia Personal Wealth Advisors does

Vestia Personal Wealth Advisors is a privately held, SEC-registered investment advisory firm founded in 2018 and headquartered in Fort Wayne, Indiana, that specializes exclusively in financial planning and wealth management for physicians and their families. The firm serves 500+ client households across the United States through a hub-and-spoke model with regional offices in Fort Wayne, Nashville, and Indianapolis, complemented by nationwide virtual advisory delivery. Its core offering is delivered via the proprietary Plan For The Present® four-step methodology — values exercise, financial planning, risk management, and investment strategy — and is segmented into three practice groups: Doctors & Families, Orthopedic Surgeons, and Women Physicians, with specialized support for practice owners and business owners undergoing transitions.

The firm operates on a fee-based advisory model with investment advisory services offered through Vestia Advisors, LLC and securities distributed through Ausdal Financial Partners, Inc. (FINRA/SIPC). Service scope spans holistic financial planning including contract negotiation (via an in-house negotiation specialist), student loan strategies, retirement planning, investment management, insurance strategy, tax mitigation, and estate planning. Two wholly-owned subsidiaries — Vestia Retirement Plan Consultants and Vestia Insurance, LLC — extend the platform into retirement plan consulting and insurance brokerage, respectively. No proprietary technology platform or AI-driven tooling is disclosed; the firm relies on standard industry tools combined with deep human-advisor expertise, supported by a content ecosystem (blog, podcast, video library) that drives physician lead generation. The team includes seven partners, multiple CFP®, CPWA®, ChFC®, and CDFA® credentialed advisors, and 25+ total staff with 150+ combined years of physician-focused experience.

The business is independently owned with no parent company or private equity backing, and generates revenue from recurring advisory fees tied to client AUM, with client targeting centered on physicians earning $500K-$2M+ and holding portfolios of $1M-$10M+. Distribution is achieved through a mix of referral networks, orthopedic medical conference presence (AAOS, AAHKS, ACFAS), financial education workshops embedded at premier orthopedic training programs, and content-driven digital marketing. The competitive position rests on vertical specialization, a credentialed partner bench, long-tenure client relationships, and embedded distribution into physician career inflection points.

Name

Vestia Personal Wealth Advisors

Legal name

Vestia Advisors, LLC

Website

https://vestiaadvisors.com

Company type

Private

Founded year

2018

Operating status

Operating

Headcount range

11–50 employees

Short description

Vestia Personal Wealth Advisors is an SEC-registered, physician-specialized RIA serving 500+ client households nationwide with holistic financial planning, investment management, contract negotiation, and tax/insurance/estate services via its Plan For The Present® methodology and three regional offices.

Ownership category

akta.pro rank

Product category

Personal Wealth Management

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282)

akta.pro primary industry

Financial Planning–Led RIAs (FSAAACAB)

Keywords

• Financial planning services
• Wealth management
• Investment advisory
• Physician financial services
• Retirement planning

Headquarters

HQ city

Fort Wayne

HQ country

United States

HQ region

North America

Offices3 records

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure

Revenue model

1. Investment Advisory Services: Fee-based investment advisory services offered through SEC registered investment advisor Vestia Advisors, LLC. Securities offered through Ausdal Financial Partners, Inc., member FINRA/SIPC.
2. Financial Planning Services: Comprehensive financial planning including contract negotiation, student loan strategies, retirement planning, insurance strategy, employee benefits, tax strategy, and planning for practice owners.

Pricing tiers

Go-to-market motion2 records

Distribution channels4 records

Marketing channels7 records

Core offering

Vestia Personal Wealth Advisors is an SEC-registered investment advisory firm that delivers holistic, fee-based financial planning and wealth management to physicians and their families. Its core deliverables include contract negotiation support, financial planning (cash flow, student loans, benefits), retirement and investment management, tax strategy, insurance solutions, and estate planning, delivered through dedicated practice groups (Doctors & Families, Orthopedic Surgeons, Women Physicians) under its proprietary Plan For The Present® methodology.

Product overview

Vestia Personal Wealth Advisors is a financial advisory firm operating as a single integrated service offering rather than a platform-plus-modules architecture. The core product is physician-specialized financial planning, delivered through the proprietary 'Plan For The Present®' four-step methodology. The firm serves distinct practice group segments — Doctors & Families, Orthopedic Surgeons, and Women Physicians — with tailored financial planning, investment management, contract negotiation, tax strategy, insurance, and estate planning services. Ancillary content resources (Blog, Podcast, Video Library) support client education and lead generation. All services are delivered through human advisors; no AI-powered or technology product is described.

Differentiator

Problem solved

Functional benefit

Products and services

• Financial Planning Services Holistic financial planning tailored for physicians, covering cash flow management, student loan repayment, compensation and benefits review, retirement planning, investment management, tax strategy, insurance, and estate planning for individual physicians and their families.
• Investment Management Services Research-driven fee-based investment advisory services for physician households, executed through SEC-registered investment adviser Vestia Advisors, LLC, with securities distributed through Ausdal Financial Partners, Inc. (member FINRA/SIPC).
• Contract Negotiation Services Employment contract negotiation services led by specialist Greg Allen, helping physicians optimize compensation, benefits, and quality-of-life terms in their employment agreements.
• Orthopedic Surgeons Practice Group Specialized financial advisory services for orthopedic surgeons, addressing surgery center buy-ins, tax planning, asset protection, and retirement planning specific to high-income surgical specialists.
• Doctors & Families Practice Group Comprehensive financial advisory services for physicians and their families, covering contract and compensation negotiation, cash flow planning, risk management, insurance, and estate planning.
• Women Physicians Practice Group Financial planning services tailored for women physicians, addressing equal pay, disability insurance (including pregnancy exclusion navigation), investment strategy, and purpose-driven financial planning.
• Vestia Retirement Plan Consultants Retirement plan consulting services for medical practices and professional service firms, delivered through the wholly-owned Vestia Retirement Plan Consultants subsidiary.
• Vestia Insurance, LLC Insurance brokerage services delivered through the wholly-owned Vestia Insurance, LLC subsidiary, supporting clients with disability, life, and other physician-specific insurance needs.

Quantifiable outcome

• 500+ physician households served
• +2 more outcomes

Named customers10 records

Segments4 records

Ideal customer profiles4 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature1 record

Partnerships

One partnership is on record.

• Ausdal Financial Partners, Inc.coreOthersSecurities brokerage partner offering securities through Ausdal Financial Partners, Inc., 5187 Utica Ridge Rd, Davenport, IA 52807, member FINRA/SIPC. This is a required regulatory relationship for securities distribution.

Scale indicators3 records

Recent moves6 records

Expansion highlights6 records

Market position

Competitive moat5 records

Key highlights6 records

Customer concentration

• YouTubeyoutube.com/@vestiaadvisors
• Facebookfacebook.com/vestiaadvisors
• LinkedInlinkedin.com/company/vestiaadvisors
• Instagraminstagram.com/vestiaadvisors

Revenue estimate

Valuation estimate

Number of profiles

Profiles12 records

Subsidiaries2 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Vestia Personal Wealth Advisors