StoneRidge Advisors

What StoneRidge Advisors does

StoneRidge Advisors is a privately held investment banking firm founded in 2006 and headquartered in New York, United States. Per the available firmographic data, the firm operates with a headcount of 1-10 employees and is led by Rocky Golem as Managing Director, which positions it as a boutique advisory operating in a major U.S. financial services market.

The provided source material does not describe specific StoneRidge Advisors products, service modules, deal verticals, sector coverage, or revenue mechanics. The only web content that references the firm is a third-party .Market article, "How to Choose the Right Investment Advisor," which is a generic educational piece covering fiduciary duty, credentials, fees, financial planning, and portfolio management. StoneRidge Advisors appears only as a URL referrer parameter (stoneridgeadvisors.com) in that article's tracking data and is not the subject of the content. There is no documentation of customer logos, transaction history, partnerships, certifications, or technology stack in the input set.

Given the boutique scale, single named senior banker, and absence of disclosed productized offerings, the firm appears to operate as a relationship-driven advisory practice. The data set is materially thin: ownership, funding, headcount trends, geographic footprint beyond New York, customer segments, and pricing are all unspecified, and any inferences beyond what is stated should be treated as low confidence.

Name

StoneRidge Advisors

Website

https://stoneridgeadvisors.com

Company type

Private

Founded year

2006

Headcount range

1–10 employees

Short description

StoneRidge Advisors is a privately held, boutique investment banking firm founded in 2006 and headquartered in New York, with 1-10 employees led by Managing Director Rocky Golem.

Ownership category

akta.pro rank

Product category

Investment Banking

NAICS

Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282)

akta.pro primary industry

Advisory Portfolio Management (Non-Discretionary) (FSAAABAD)

akta.pro secondary industry

Broker-Dealer Affiliated Wealth Advisory (FSAEABAB)

Keywords

• Investment banking
• Financial advisory
• Mergers acquisitions
• Capital raising
• Wealth management

Headquarters

HQ city

New York

HQ country

United States

HQ region

North America

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales

Core offering

StoneRidge Advisors is an investment banking firm that provides financial advisory services to clients. Operating as a boutique firm with 1-10 employees based in New York, the firm delivers personalized investment banking and advisory guidance, covering areas such as financial planning, portfolio management, tax strategy, estate planning, and cash flow management.

Product overview

The source data is an article hosted on a third-party platform (.Market) titled "How to Choose the Right Investment Advisor." The content provides general educational information about investment advisory services including fiduciary duty, credentials, fees, financial planning, portfolio management, tax strategy, estate planning, and cash flow management. The article references StoneRidge Advisors only as a traffic referral source in the URL parameters, not as the subject of the content. No specific StoneRidge Advisors branded products, modules, or named service offerings are described in the source material.

Differentiator

Problem solved

Functional benefit

Products and services

• Investment Banking Advisory Core investment banking advisory services delivered as a boutique firm, covering financial planning, portfolio management, tax strategy, estate planning, and cash flow management for clients.

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Broad incumbents

• Focus Financial Partners: Partnership platform for independent RIAs and wealth advisory firms, providing scale, technology, and operational support. Comparable to StoneRidge Advisors as a peer to the firm's competitors in the independent RIA space, and a potential strategic acquirer of sub-scale boutiques.
• Brown Brothers Harriman & Co. (Wealth Management): Private bank and wealth manager providing investment advisory, portfolio management, and trust services to HNW families and institutions, with a strong NYC presence. Comparable to StoneRidge Advisors in advisory service mix and New York client base, though operating at far greater scale.
• Edelman Financial Engines: Large independent RIA providing investment advisory and financial planning to HNW and mass-affluent clients. Comparable in core fiduciary advisory offering but operates at substantially greater scale with a national footprint.
• Mariner Wealth Advisors: Large national RIA providing wealth advisory, financial planning, and investment management to HNW/UHNW clients. Comparable to StoneRidge Advisors in core service offering (fee-based advisory and portfolio management) but operates at vastly greater scale across multiple U.S. offices.
• AllianceBernstein Private Wealth Management: Private wealth arm of a global asset manager offering investment advisory and portfolio management to HNW/UHNW households. Comparable to StoneRidge Advisors in advisory mandate type and HNW client focus, but with institutional investment capabilities behind the offering.
• Creative Planning: National RIA offering comprehensive wealth management, investment advisory, tax, and estate planning to HNW households. Comparable to StoneRidge Advisors as a fee-based investment advisor serving HNW clients, but operates at multi-billion-AUM scale.

Direct peers

• Stratos Wealth Partners: Independent hybrid RIA platform supporting multiple affiliated advisory practices serving HNW clients. Comparable to StoneRidge Advisors as a peer independent advisory firm and potential consolidation counterpart in the boutique wealth advisory space.
• Concord Wealth Partners: Independent RIA providing personalized investment advisory and financial planning to HNW individuals and families. Directly comparable to StoneRidge Advisors as a similarly structured independent advisory boutique serving HNW clients on a fee-based, fiduciary basis.

Market position

Strengths3 records

Weaknesses3 records

Competitive moat3 records

Key risks4 records

Key highlights4 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles1 record

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about StoneRidge Advisors