PROSPERO
Prospero Wealth Advisors is a private, small-scale wealth management and investment advisory firm in Yuba City, California, serving high-net-worth individuals across six U.S. states through its affiliation with Osaic Wealth, Inc.
- Company typePrivate
- Founded-
- HeadquartersYuba City, United States
- Headcount11–50
- GTM typeB2C
- OfferingServices
What PROSPERO does
Prospero Wealth Advisors is a private, small-scale wealth management and investment advisory firm headquartered at 855 Harter Parkway, Suite 310, Yuba City, California. The firm serves high-net-worth individuals across six U.S. states — Arizona, California, Idaho, Oregon, South Carolina, and Washington — offering comprehensive financial planning, portfolio management, investment strategy, retirement planning, estate planning assistance, and tax optimization services. Headcount is reported in the 11-50 employee range, and the practice is led by Managing Partner Sean, who serves as the primary client-facing point of contact.
Operationally, Prospero functions as an affiliated representative of Osaic Wealth, Inc., a FINRA- and SIPC-member broker-dealer that supplies the regulatory platform, securities execution infrastructure, and operational backbone required to deliver investment advisory services. The firm's communications are governed by CCPA compliance protocols, including a public "Do Not Sell My Personal Information" workflow. Prospero's revenue mechanics are consistent with a typical small registered investment advisor — likely advisory fees structured as a percentage of assets under management, flat fees, or fee-only arrangements — though no pricing is publicly disclosed and no revenue, AUM, or client count figures are available.
The go-to-market motion is distribution-light, relying on direct engagement through the Managing Partner relationship, referral networks, FINRA BrokerCheck verification, and affiliation with the Osaic Wealth marketing ecosystem. Marketing channels beyond these are not documented. No funding rounds, M&A activity, leadership changes, product launches, or expansion announcements are recorded in the available source material, indicating a stable, single-office advisory practice rather than a scaling enterprise.
PROSPERO firmographics
Firmographics- Name
- PROSPERO
- Legal name
- Prospero Wealth Advisors
- Website
- https://jmwmgroup.com
- Company type
- Private
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Prospero Wealth Advisors is a private, small-scale wealth management and investment advisory firm in Yuba City, California, serving high-net-worth individuals across six U.S. states through its affiliation with Osaic Wealth, Inc.
- Ownership category
- akta.pro rank
PROSPERO industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282), Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Registered Investment Advisor (RIA) Wealth Management (FSAEABAA)
- akta.pro secondary industries
- Financial Planning & Goals-Based Advice (Mass Affluent) (FSAAAAAF), Broker-Dealer Affiliated Wealth Advisory (FSAEABAB)
Keywords
Where PROSPERO is headquartered
LocationHeadquarters
- HQ city
- Yuba City
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
PROSPERO business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D
Revenue model
- Investment Advisory Services: Wealth management and financial advisory services offered through Osaic Wealth, Inc., a FINRA member broker-dealer. Revenue likely generated through advisory fees, which may be asset-under-management (AUM) based or fee-only arrangements typical of registered investment advisors.
Distribution channels1 record
PROSPERO product offering
Product offeringCore offering
Prospero Wealth Advisors is a wealth management and investment advisory firm providing personalized financial planning, securities, and investment advisory services to individual clients. Securities and investment advisory services are offered through Osaic Wealth, Inc., a FINRA/SIPC member broker-dealer that supplies the regulatory platform and operational infrastructure. Services are delivered to individuals residing in AZ, CA, ID, OR, SC, and WA.
Product overview
Prospero Wealth Advisors is a single-service wealth management firm offering investment advisory and securities services. The firm operates as part of Osaic Wealth, Inc., providing personalized financial guidance to clients in select U.S. states (AZ, CA, ID, OR, SC, WA).
Differentiator
Problem solved
Functional benefit
Products and services
- Investment Advisory Services Personalized investment management and advisory services for individuals, delivered through Osaic Wealth, Inc., including portfolio construction and ongoing investment strategy.
- Financial Planning Services Comprehensive financial planning covering wealth preservation, retirement preparation, estate planning assistance, and tax-efficient investing strategies for individual clients.
- Securities Brokerage Services Securities brokerage services offered through Osaic Wealth, Inc., member FINRA/SIPC, enabling clients to execute securities transactions alongside the firm's advisory engagement.
- Disability Income Insurance Disability income insurance services offered to individual clients as part of the firm's financial planning offerings.
- Life Insurance Services Life insurance services offered to individual clients as part of the firm's wealth preservation and estate planning offerings.
Companies that use PROSPERO
Customer profileSegments1 record
Ideal customer profiles1 record
PROSPERO technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
PROSPERO partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- Osaic Wealth, Inc.coreSecurities and Investment advisory services offered through Osaic Wealth, Inc., a member of FINRA and SIPC. Osaic provides the regulatory platform, broker-dealer services, and operational infrastructure that enables Prospero Wealth Advisors to deliver investment advisory services to clients.
Recent moves3 records
PROSPERO competitors and assessment
Company assessmentBroad incumbents
- Carson Group: Wealth management firm providing advisory, financial planning, and insurance solutions to individuals and families, supported by a network of advisor partners. Comparable on advisor-network model and full-service financial offerings.
- Commonwealth Financial Network: Independent broker-dealer and RIA platform supporting affiliated advisors offering wealth management, retirement, and insurance solutions. Comparable as a peer platform to Osaic for advisor-affiliated wealth practices.
- LPL Financial: Largest U.S. independent broker-dealer supporting thousands of affiliated RIAs and advisors. Comparable as a platform peer providing the regulatory and operational infrastructure Prospero accesses through Osaic.
- Fisher Investments: Large RIA managing portfolios primarily for HNW individuals and institutions. Comparable on AUM-fee recurring revenue model and HNW client focus, though at materially greater scale.
- Edelman Financial Engines: National RIA offering wealth management, financial planning, and retirement income advice to individuals. Comparable on integrated planning + portfolio management delivery to mass-affluent and HNW households.
- Focus Financial Partners: Roll-up consolidator of independent RIAs and wealth advisory firms. Comparable as both a potential acquirer of Prospero-type firms and as an operator of multi-jurisdiction HNW advisory practices.
- Osaic Wealth, Inc. The parent broker-dealer and RIA platform through which Prospero operates. Directly comparable as the host platform for affiliated wealth advisors and the source of Prospero's regulatory, custody, and product infrastructure.
- Mariner Wealth Advisors: Large national RIA serving HNW and ultra-HNW clients with comprehensive financial planning, tax, estate, and insurance solutions. Comparable in service breadth and target client segment, though at significantly greater scale.
- Creative Planning: Large independent RIA offering wealth management, estate planning, tax, and insurance services to HNW households nationwide. Directly comparable on integrated financial-planning-plus-investment model.
Direct peers
- Merit Financial Group: Independent RIA providing financial planning, investment management, and tax services to HNW clients. Closely comparable in size, service mix, and client profile to a community-based HNW advisory practice like Prospero.
Market position
Strengths4 records
Weaknesses5 records
Competitive moat3 records
Key risks6 records
Key highlights6 records
Customer concentration
PROSPERO social profiles
Digital presencePROSPERO compliance and trust
Trust signalCompliance3 records
PROSPERO financial estimates
Financial estimateRevenue estimate
Valuation estimate
PROSPERO leadership team
Management profileNumber of profiles
PROSPERO funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
PROSPERO M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about PROSPERO
What does PROSPERO do?
Prospero Wealth Advisors is a wealth management and investment advisory firm providing personalized financial planning, securities, and investment advisory services to individual clients. Securities and investment advisory services are offered through Osaic Wealth, Inc., a FINRA/SIPC member broker-dealer that supplies the regulatory platform and operational infrastructure. Services are delivered to individuals residing in AZ, CA, ID, OR, SC, and WA.
Is PROSPERO a public or private company?
PROSPERO is a private company. It is classified as unknown and is currently operating.
When was PROSPERO founded?
PROSPERO was founded in -1. It employs 11 to 50 people.
Where is PROSPERO based?
PROSPERO is headquartered in Yuba City, United States, in the North America region.
How does PROSPERO make money?
One revenue line is on record: investment Advisory Services.
Who are PROSPERO's main competitors?
Broad incumbents on record are Carson Group, Commonwealth Financial Network, LPL Financial, Fisher Investments, Edelman Financial Engines, Focus Financial Partners, Osaic Wealth, Inc., Mariner Wealth Advisors and Creative Planning. Merit Financial Group is listed as a direct peer.
Does PROSPERO have an API?
No public API is recorded for PROSPERO.
What industry is PROSPERO in?
PROSPERO's product category is Wealth Management. Its primary akta.pro industry code is FSAEABAA, Registered Investment Advisor (RIA) Wealth Management, with a secondary code of FSAAAAAF, Financial Planning & Goals-Based Advice (Mass Affluent). Its NAICS code is 523940 and its SIC code is 6282.