TCG Wealth Management

Name

TCG Wealth Management

Legal name

TCG Wealth Management

Website

https://tcgwealthmanagement.com

Company type

Private

Founded year

1994

Operating status

Operating

Ownership category

akta.pro rank

Product category

Wealth Management

NAICS

Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394), Trust, Fiduciary, and Custody Activities (523991)

SIC

Investment Advice (6282), Security Brokers, Dealers & Flotation Companies (6211)

akta.pro primary industry

Registered Investment Advisor (RIA) Wealth Management (FSAEABAA)

akta.pro secondary industries

Advisory Portfolio Management (Non-Discretionary) (FSAAABAD), Broker-Dealer Affiliated Wealth Advisory (FSAEABAB)

Keywords

• Wealth management services
• Financial planning advisory
• Investment management
• Retirement planning
• Estate planning

Headquarters

HQ city

Nashua

HQ country

United States

HQ region

North America

Offices1 record

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure

Revenue model

1. Advisory/Management Fees: TCG Wealth Management generates revenue through advisory fees for financial planning services and management fees for investment management. Services are offered through World Investment Advisors, LLC affiliation.

Pricing tiers

Go-to-market motion1 record

Distribution channels1 record

Marketing channels3 records

Core offering

TCG Wealth Management delivers fee-based wealth management and financial advisory services to individuals, families, business owners, and corporate executives. Its offerings span financial planning, investment strategy, portfolio management, fixed income, retirement planning, estate/charitable/trust planning, education planning, and risk management, delivered through a three-person advisory team backed by the Raymond James and World Investment Advisors platforms.

Product overview

TCG Wealth Management is a wealth management firm operating as part of The Cerato Group, providing comprehensive financial services through a team-based approach. The firm offers a unified platform of financial planning, investment management, and specialized advisory services including portfolio management, fixed income services, retirement planning, estate planning, risk management, and education planning. Services are delivered across multiple client segments including business owners, corporate executives, retirees, families and individuals, sudden wealth recipients, and women investors. The firm leverages the Raymond James platform for brokerage and custody services while maintaining its own advisory brand and client relationships.

Differentiator

Problem solved

Functional benefit

Products and services

• Financial Planning Comprehensive financial planning service that accounts for short- and long-term goals, risk tolerance, and life stage, providing personalized investment strategies tailored to individual client needs.
• Investment Strategies Professional guidance for selecting from alternative investments, separately managed accounts, unified managed accounts, managed discretionary accounts, wrap accounts, structured products, options, and traditional investments such as equities, fixed income, annuities, mutual funds, and ETFs.
• Portfolio Management Construction, management, and review of broadly diversified, customized portfolios using resources and analysis to pursue client goals while managing risk and return characteristics.
• Fixed Income Services Fixed income investment integration including US Treasuries, agency bonds, brokered CDs, corporate bonds, mortgage-backed securities, municipal bonds, and preferred securities with a focus on reliable income and wealth preservation.
• Retirement Planning Comprehensive retirement planning services including tax-advantaged account management, Social Security optimization, Medicare planning, and sustainable withdrawal strategies.
• Estate, Charitable Giving & Trust Estate planning services including trust setup, probate avoidance, charitable giving strategies (donor-advised funds, charitable remainder trusts), and wealth transfer planning.
• Education Planning Planning services focused on funding education goals including 529 plans and other education savings vehicles.
• Risk Management Risk protection services including long-term care insurance, life insurance, annuities, disability insurance, and contingency planning to protect client wealth and lifestyle.
• Concentrated Equity Solutions Strategies for managing concentrated equity positions including hedging (protective puts, collars), monetization, income enhancement (covered calls), tax-efficient diversification, and planned giving techniques.
• Business Owners Advisory Specialized advisory services for business owners including 401(k) design, ESOP implementation, business succession planning, and owner-only 401(k) strategies.
• Corporate Executive Services Financial planning services tailored for corporate executives including executive compensation optimization and equity compensation planning.
• Sudden Wealth Management Specialized guidance for individuals experiencing sudden wealth events including inheritance, business sale proceeds, and lottery winnings.

Segments6 records

Ideal customer profiles6 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• Raymond James Trust N.A.minorImplementation/ SI/ Consulting PartnerProvides trust services for clients. Raymond James Trust N.A. is affiliated through common ownership with Raymond James & Associates, Inc., and Raymond James Financial Services, Inc.

Scale indicators1 record

Recent moves5 records

Expansion highlights3 records

Regional players

• Commonfund: Asset management firm focused on institutional and HNW wealth advisory, including nonprofit and family wealth clients; comparable to TCG as a smaller, specialist wealth-advisory firm serving complex planning situations.

Broad incumbents

• LPL Financial: The largest independent broker-dealer in the U.S., supporting over 22,000 advisors who serve retail wealth clients; comparable to TCG's Raymond James–affiliated model as a custodian, compliance, and investment platform for small advisory practices.
• Cetera Financial Group: Independent broker-dealer and RIA-supporting organization that affiliates with thousands of small advisor practices; parallel to TCG's affiliation with Raymond James/World Investments as a back-office platform for financial advisors.
• Edelman Financial Engines: Large U.S. RIA serving millions of clients through employer-sponsored and direct wealth advisory channels; competes with TCG's retirement and holistic-planning segments and illustrates the scale-tier above small broker-dealer-affiliated practices.
• Commonwealth Financial Network: Independent broker-dealer and RIA-supporting platform for thousands of financial advisors; directly comparable to TCG as an affiliation model where small advisor practices deliver financial planning and investment management through a third-party BD/RIA platform.
• Cambridge Investment Research: Large independent broker-dealer and RIA platform supporting thousands of affiliated financial advisors across the U.S.; comparable to TCG in offering a custodian- and broker-dealer-agnostic platform that small practices plug into for compliance, custody, and investment access.
• World Investment Advisors: Multi-family office and RIA platform that acquired TCG in November 2025; provides the advisory affiliation for TCG's services (World Investment Advisors, LLC) and is a directly comparable broker-dealer-affiliated wealth advisory platform operating across multiple U.S. regions.
• Merrill Lynch Wealth Management: Wirehouse wealth advisory business serving HNW and UHNW clients with comprehensive financial planning; comparable to TCG in service breadth (financial planning, retirement, estate, concentrated equity) but at vastly greater scale.

Emerging players

• Hightower Advisors: RIA rollup platform that acquires high-quality advisor practices and provides shared infrastructure; directly comparable to World Investment Advisors (TCG's acquirer) in the consolidation-driven RIA model that lifts small advisory teams into a national platform.
• Mariner Wealth Advisors: National RIA providing wealth advisory services to HNW individuals and business owners via a rollup of independent advisory firms; comparable to TCG in customer segments (business owners, executives) and rollup-led scaling approach.

Market position

Strengths4 records

Weaknesses5 records

Competitive moat3 records

Key risks7 records

Key highlights6 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles3 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about TCG Wealth Management