Burnham Securities Inc.

What Burnham Securities Inc. does

Burnham Securities Inc. is a small, privately-held securities firm headquartered in New York, NY. Operating under the corporate web presence at burnhamfinancial.com, the firm has been in business since 1989 and currently maintains a workforce of approximately 11 employees. As a securities firm, it is presumed to operate within the regulated broker-dealer industry under FINRA and SEC oversight, though the specific scope of its licensed activities (brokerage, proprietary trading, investment advisory, research distribution, etc.) is not disclosed in the available inputs. The firm's 30+ year operating history indicates a longstanding presence in the New York financial services ecosystem.

No information is available regarding specific product lines, service offerings, technology platforms, or execution/clearing arrangements. The firm does not appear to be publicly traded and no parent company, ownership structure, or capital base is disclosed. The combination of a small employee count (11), an established founding year (1989), and the "financial" descriptor in its web domain suggests a boutique-style operation that likely relies on relationship-based client coverage rather than scale-driven volume.

Without access to the firm's website content, regulatory filings (Form BD, Form ADV), or third-party databases, this description is limited to firmographic facts and the inferred regulatory perimeter typical of a U.S. securities firm. No revenue, client count, AUA, transaction volume, or strategic initiative data is available to deepen the picture.

Name

Burnham Securities Inc.

Website

https://burnhamfinancial.com

Company type

Private

Headcount range

11–50 employees

Short description

Burnham Securities Inc. is a small, privately-held New York-based securities firm founded in 1989 with approximately 11 employees, serving clients under the burnhamfinancial.com brand within the regulated broker-dealer industry.

Ownership category

akta.pro rank

Product category

Securities Brokerage

NAICS

Investment Banking and Securities Intermediation (52315)

SIC

Security Brokers, Dealers & Flotation Companies (6211)

akta.pro primary industry

IPO & New Issue Issuer Services (Listing/ISIN setup) (FSACAKAH)

akta.pro secondary industry

Equity Capital Advisory (Private Equity Placements, Growth Capital) (BPAHAOAE)

Keywords

• Securities brokerage
• Investment advisory
• Capital markets
• Financial advisory
• Equity research

GTM type

B2B

Offering type

Services

Cost components

Personnel

Core offering

Burnham Securities Inc. is a New York-based financial services firm founded in 1989 with approximately 11 employees. The firm operates under the burnhamfinancial.com domain and is positioned within the securities and financial advisory sector, though specific product or service details are not disclosed in the available source material.

Differentiator

Problem solved

Functional benefit

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Direct peers

• National Securities Corporation: Small New York-based broker-dealer providing investment banking, institutional sales, trading, and equity research. Directly comparable in size and service mix to Burnham.
• EF Hutton (relaunched): Re-launched small/mid-cap investment bank and broker-dealer with M&A advisory and capital markets services. Comparable boutique securities firm with similar issuer-target profile.
• Maxim Group LLC: NYC-based full-service broker-dealer with a small-cap investment banking, institutional sales, trading, and equity research franchise. Comparable in target market (small/mid-cap issuers) and product mix to a boutique securities firm like Burnham.
• Roth Capital Partners: Investment bank focused on small- and micro-cap companies with capital markets, research, and institutional sales/trading. Closely comparable to a boutique securities firm serving growth-stage issuers.
• Lake Street Capital Markets: Small-cap focused investment bank and broker-dealer with research, sales, trading, and capital markets capabilities. Comparable to Burnham in targeting small/mid-cap issuers and operating as a boutique alternative to bulge-bracket banks.
• Aegis Capital Corp. Small NYC-based broker-dealer focused on small-cap equity capital markets and institutional sales/trading. Closely comparable to Burnham in scale, location, and likely client profile (small-cap issuers and institutional accounts).
• ThinkEquity (a division of Fordham Financial Management): Small-cap equity capital markets and investment banking boutique. Directly comparable as a small NYC-area broker-dealer serving growth-stage and small-cap issuers with equity placement and advisory services.
• D. Boral Capital: NYC-based boutique investment bank and broker-dealer with focus on small-cap advisory and capital raising. Similar scale and product set to Burnham Securities.

Broad incumbents

• B. Riley Financial: Larger diversified financial services firm with investment banking, capital markets, and wealth management. Comparable in capital markets activity but significantly broader and larger than a Burnham-sized boutique.
• Oppenheimer & Co. (formerly Ladenburg Thalmann): Mid-tier full-service broker-dealer with investment banking, equities, fixed income, and wealth management. Comparable in product breadth but materially larger than a small boutique like Burnham.

Market position

Strengths3 records

Weaknesses3 records

Competitive moat2 records

Key risks4 records

Key highlights3 records

Customer concentration

• LinkedInlinkedin.com/company/burnham-securities-inc-

Revenue estimate

Valuation estimate

Number of profiles

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Burnham Securities Inc.