kofia

Financial Industry Self-Regulationksda.or.kr

KOFIA (Korea Financial Investment Association) is Korea's statutory self-regulatory organization for the financial investment industry, providing member oversight, investor protection, dispute resolution, licensing exams, electronic disclosure, and trading-adjacent platforms (K-OTC, K-BOND, MUST) to member brokerages and individual investors.

Company typePrivate
Founded-
HeadquartersSeoul, South Korea
Headcount11–50
GTM typeB2B and B2C
OfferingServices

kofia firmographics

Firmographics

Name: kofia
Legal name: 금융투자협회 (Korea Financial Investment Association)
Website: https://ksda.or.kr
Company type: Private
Operating status: Operating
Headcount range: 11–50 employees
Short description: KOFIA (Korea Financial Investment Association) is Korea's statutory self-regulatory organization for the financial investment industry, providing member oversight, investor protection, dispute resolution, licensing exams, electronic disclosure, and trading-adjacent platforms (K-OTC, K-BOND, MUST) to member brokerages and individual investors.
Ownership category
akta.pro rank

kofia industry classification

Industry

Product category: Financial Industry Self-Regulation
NAICS: Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523), Portfolio Management and Investment Advice (523940)
SIC: Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)
akta.pro primary industry: Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)
akta.pro secondary industry: Fund Financial Reporting & Regulatory Filings (GAAP/IFRS, N-PORT/N-CEN, AIFMD/UCITS) (FSAAAMAG)

Keywords

Financial industry self-regulation
Investor protection services
Securities dispute resolution
Investment certification exams
Financial market infrastructure

Where kofia is headquartered

Location

Headquarters

HQ city: Seoul
HQ country: South Korea
HQ region: Asia

Offices1 record

Markets served

kofia business model

Business model

GTM type: B2B and B2C
Offering type: Services
Cost components: Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure

Marketing channels3 records

kofia product offering

Product offering

Core offering

KOFIA (Korea Financial Investment Association) operates as a self-regulatory organization for the Korean financial investment industry, providing oversight and support services to member financial investment companies (brokerages, asset managers, investment advisors) and investor protection services to individual investors. Its core offerings include dispute mediation, investor inquiry systems (inheritance financial transaction lookup, dormant securities accounts), illegal investment activity reporting, professional qualification exams and certification, electronic disclosure systems, and market information services (bond information center, K-OTC, K-BOND, comprehensive statistics, research materials).

Differentiator

Problem solved

Functional benefit

Products and services

Dispute Mediation System (분쟁조정제도) Formal mediation service for resolving disputes between investors and financial investment companies in the Korean market.
Inheritance Financial Transaction Inquiry Service (상속인금융거래조회) Search service enabling heirs and authorized parties to look up financial transactions made by deceased individuals across Korean financial institutions.
Dormant Securities Account Inquiry (휴면성증권계좌 조회) Service for locating and managing inactive/dormant securities accounts belonging to individuals in the Korean financial system.
Illegal Financial Investment Reporting Center (불법 금융투자업 신고센터) Reporting center for filing complaints and information about unauthorized or illegal financial investment activities in Korea.
Qualification Exam Registration Center (자격시험접수센터) Center for registration and administration of professional certification exams for financial investment practitioners in Korea.
Financial Product Comparison Disclosure (금융상품비교공시) Standardized comparison disclosure service providing comparative information on various financial products offered in Korea.
K-OTC (Korean Over-The-Counter Market Platform) Market platform operated for trading unlisted securities in the Korean over-the-counter market.
K-BOND (Bond Market Platform) Korean bond information and trading platform providing comprehensive bond market data and services.
MUST (Multi-Use Settlement System) Settlement system for financial transaction clearing and settlement services in the Korean market.
Bond Information Center (채권정보센터) Bond market data and analytics service for the Korean financial market.
Electronic Disclosure System (전자공시시스템) Regulatory disclosure platform enabling financial investment companies to file and publish required disclosures.
Comprehensive Statistics Service (종합통계서비스) Aggregated statistical data and analytics service providing financial investment industry metrics.
Research Materials Service (리서치자료) Industry reports, market analysis, and financial research publications produced by KOFIA for industry stakeholders.
Member Company Status Service (회원사현황) Service tracking and displaying information about KOFIA's member financial investment companies operating in Korea.
Professional Investor Designation Application System (전문투자자 지정신청시스템) Application system for processing and managing professional investor status designations in Korea.

Companies that use kofia

Customer profile

Segments2 records

Ideal customer profiles2 records

kofia technology and API

Technology

Technology focussed No

API detail

Has API: No
API docs
API detail

Core technology

AI maturity

App detail

kofia partnerships and signals

Strategic signal

Partnerships

Six partnerships are on record, tiered minor and core.

DART (전자공시시스템)minorOthersLinked regulatory system for electronic disclosure of corporate information as part of the broader Korean financial infrastructure ecosystem.
금융위원회 (Financial Services Commission)coreOthersGovernment regulatory body overseeing the financial services industry in South Korea.
금융감독원 (Financial Supervisory Service)coreOthersGovernment agency responsible for supervising and inspecting financial institutions.
한국거래소 (Korea Exchange)coreOthersKorea's sole stock exchange operator managing KOSPI, KOSDAQ markets.
한국예탁결제원 (Korea Securities Depository)minorOthersCentral securities depository providing securities registration, custody, and settlement services.
한국증권금융 (Korea Securities Finance)minorOthersSecurities finance company providing securities lending and financing services.

kofia competitors and assessment

Company assessment

Direct peers

The Investment Association (UK): UK trade association representing investment management firms. Comparable to KOFIA's member oversight and industry representation functions for the UK asset management and advisory community.
Securities Industry and Financial Markets Association (SIFMA): US securities industry trade association providing advocacy, market data, and member services. Closely comparable to KOFIA's role as the industry body for Korean financial investment companies and its research/statistics publishing function.
Japan Securities Dealers Association (JSDA): Japanese self-regulatory organization for securities dealers operating under FSA oversight. The most direct geographic and structural peer to KOFIA, with analogous functions in self-regulation, qualification examinations, and investor protection in a neighboring Asian market.
Investment Industry Association of Canada (IIAC): Canadian national securities industry association with self-regulatory elements. Comparable to KOFIA in serving as the representative body for brokerages and dealers, providing industry advocacy and member support services.
Financial Industry Regulatory Authority (FINRA): US self-regulatory organization overseeing broker-dealers. The most direct functional analog to KOFIA as both operate member oversight, qualification exams, dispute resolution, and electronic disclosure infrastructure for their respective national securities industries.

Regional players

Asia Securities Industry & Financial Markets Association (ASIFMA): Regional industry association covering Asian capital markets. Comparable to KOFIA's role as an industry body for financial investment firms, though operating at the Asia-wide rather than Korean national level and without SRO functions.
Korea Exchange (KRX): Operator of KOSPI, KOSDAQ and other Korean trading markets and a core partner of KOFIA. Closely comparable to KOFIA's market infrastructure role; the two entities share the Korean capital markets ecosystem with overlapping stakeholder oversight.

Broad incumbents

Korea Financial Supervisory Service (FSS): Korean financial supervisory agency and core partner of KOFIA. Comparable to KOFIA's enforcement and oversight function but operating as a government body rather than an industry association.
European Fund and Asset Management Association (EFAMA): European-level asset management trade association. Comparable to KOFIA in aggregating industry data, providing regulatory commentary, and serving as a collective voice for investment management firms, though operating across multiple national jurisdictions.
Financial Services Commission (FSC) of Korea: Korea's primary financial regulator and KOFIA's principal supervisory authority. Functions as the upper-tier counterpart to KOFIA's SRO role in setting the regulatory framework that KOFIA administers.

Market position

Customer concentration

kofia financial estimates

Financial estimate

Revenue estimate

Valuation estimate

kofia leadership team

Management profile

Number of profiles

kofia funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

kofia M&A and investment

M&A and investment

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about kofia

What does kofia do?

Is kofia a public or private company?

kofia is a private company. It is classified as nonprofit foundation owned and is currently operating.

When was kofia founded?

kofia was founded in -1. It employs 11 to 50 people.

Where is kofia based?

kofia is headquartered in Seoul, South Korea, in the Asia region.

Who are kofia's main competitors?

Direct peers on record are The Investment Association (UK), Securities Industry and Financial Markets Association (SIFMA), Japan Securities Dealers Association (JSDA), Investment Industry Association of Canada (IIAC) and Financial Industry Regulatory Authority (FINRA). Regional players are Asia Securities Industry & Financial Markets Association (ASIFMA) and Korea Exchange (KRX). Broad incumbents are Korea Financial Supervisory Service (FSS), European Fund and Asset Management Association (EFAMA) and Financial Services Commission (FSC) of Korea.

Does kofia have an API?

No public API is recorded for kofia.

What industry is kofia in?

kofia's product category is Financial Industry Self-Regulation. Its primary akta.pro industry code is BPAHAOAL, Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory), with a secondary code of FSAAAMAG, Fund Financial Reporting & Regulatory Filings (GAAP/IFRS, N-PORT/N-CEN, AIFMD/UCITS). Its NAICS code is 523 and its SIC code is 6211.