Capital Wealth Group

What Capital Wealth Group does

Capital Wealth Group is an independent wealth management and financial advisory firm headquartered at 222 North Fredonia Street in Longview, Texas, with a secondary office in Tyler, Texas. The firm operates as an affiliated advisor of LPL Financial, the registered broker-dealer and RIA platform that provides custody, compliance, trading infrastructure, and research capabilities; Capital Wealth Group itself does not maintain proprietary technology and instead distributes its services through LPL's platform and direct advisor relationships. Its core services span financial planning, investment management, retirement planning, insurance planning, and estate strategies, delivered via a five-step process and supported by a client education resource center, financial calculators, a glossary, and tax resources.

The firm targets individuals and families (primary), business owners, medical professionals, and nonprofit organizations/charitable foundations, with tailored offerings such as buy/sell consulting, student-loan and income-tax planning for medical professionals, and endowment/family foundation advisory for nonprofits. Marketing and distribution are relationship-led: community presence, client referrals, an educational website, and a weekly market commentary newsletter sourced from LPL Research. The firm is FINRA-registered, SIPC-protected, and CCPA-compliant as of January 1, 2020.

Commercially, Capital Wealth Group generates revenue through fee-based advisory services on assets under management and likely commissions on financial and insurance products, sold under a multi-year engagement model with quote-based, non-publicly-disclosed pricing. The team is small (9 employees including advisors, client service, and administrative staff) and serves clients primarily across East Texas, with a stated capability to serve clients nationally via phone and video conference.

Name

Capital Wealth Group

Legal name

Capital Wealth Group

Website

https://thecapitalwealthgroup.com

Company type

Private

Operating status

Operating

Headcount range

1–10 employees

Short description

Capital Wealth Group is an independent, 9-person wealth management and financial advisory firm based in East Texas, affiliated with LPL Financial, serving individuals and families, business owners, medical professionals, and nonprofit organizations with financial planning, investment, retirement, and insurance services.

Ownership category

akta.pro rank

Product category

Wealth Management

NAICS

Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)

SIC

Investment Advice (6282)

akta.pro primary industry

Financial Planning & Goals-Based Advice (Mass Affluent) (FSAAAAAF)

akta.pro secondary industries

Private Banking Business Owners & Entrepreneur Solutions (Liquidity Events, Pre-IPO) (FSABADAK), Affluent / Mass-Affluent Private Banking (FSABADAC)

Keywords

• Wealth management services
• Financial advisory services
• Retirement planning
• Investment management
• Estate planning

Headquarters

HQ city

Longview

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Infrastructure, Technology or R&D, Marketing or Sales

Revenue model

1. Financial Advisory and Wealth Management Services: Capital Wealth Group generates revenue through fee-based financial advisory services, including financial planning, investment management, retirement planning, estate planning, and insurance planning. As an LPL Financial registered advisor firm, they likely earn revenue through a combination of advisory fees (percentage of assets under management) and/or commissions on financial products sold to clients. The firm serves as a one-stop shop for comprehensive financial needs.

Pricing tiers

Go-to-market motion1 record

Distribution channels2 records

Marketing channels5 records

Core offering

Capital Wealth Group provides comprehensive wealth management and financial advisory services through a five-step planning process (Meet & Collaborate, Discover, Create Strategy, Review & Implement, Work In Partnership). Core services include financial planning, investment management, retirement planning for businesses, and insurance planning, delivered as a one-stop shop for individuals, families, business owners, medical professionals, and nonprofit organizations. The firm operates as an independent practice affiliated with LPL Financial.

Product overview

Capital Wealth Group is a financial advisory firm offering integrated wealth management services through a comprehensive, one-stop-shop approach. The firm's core offerings include Financial Planning, Investment Management, Retirement Planning for Businesses, and Insurance Planning. These services are organized by client segment including Business Owners, Medical Professionals, Individuals & Families, and Nonprofit Organizations. The firm also provides educational resources such as a Financial Glossary with over 200 terms, Tax Resources including IRS forms and tax rate tables, and a suite of Financial Calculators for retirement, RMD, and other planning calculations. Additional tools include LPL Retirement Plan Tools featuring fiduciary monitoring, plan health checks, and fee analysis capabilities. Services are delivered through a five-step process: Meet & Collaborate, Discover What Matters Most, Create Strategy, Review & Implement, and Work In Partnership.

Differentiator

Problem solved

Functional benefit

Products and services

• Financial Planning
• Investment Management
• Retirement Planning for Businesses
• Insurance Planning
• Business Owner Services
• Medical Professional Services
• Individual and Family Services
• Nonprofit and Charitable Foundation Services

Segments4 records

Ideal customer profiles4 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• LPL FinancialcoreChannel Partner/ Reseller/ DistributorCapital Wealth Group operates as an affiliated advisor firm of LPL Financial, one of the largest wealth management firms in the U.S. LPL provides the technology platform, custody services, compliance infrastructure, and access to investment research for the advisors. The firm leverages LPL's extensive resources including market commentary, retirement plan tools, and fiduciary support services. LPL Financial supports more than 32,000 financial advisors and services approximately $2.3 trillion in assets.

Scale indicators1 record

Recent moves5 records

Expansion highlights5 records

Broad incumbents

• Hightower Advisors: Independent RIA platform supporting advisor teams serving high-net-worth individuals, families, and business owners. Comparable comprehensive wealth management offering and advisor-affiliation model.
• Edelman Financial: Large independent RIA providing financial planning, investment management, and retirement income strategies to mass-affluent and affluent households. Comparable service model and target client base to Capital Wealth Group, though at much larger scale.
• Carson Group: Independent wealth management firm and coaching platform serving financial advisors and their clients. Comparable because it combines holistic financial planning with a community-of-advisors model similar to Capital Wealth Group's relationship-based approach.
• Mariner Wealth Advisors: Large independent RIA offering comprehensive financial planning, investment management, and tax services to individuals and business owners. Comparable to Capital Wealth Group in service breadth and holistic planning model, though at significantly greater scale.

Others

• Commonwealth Financial Network: Independent broker-dealer and RIA custodian serving thousands of affiliated advisors with practice management support. Comparable to LPL Financial role as Capital Wealth Group's platform provider, representing a competitor platform choice.
• Cetera Financial Group: Independent broker-dealer and wealth management platform supporting affiliated advisors with custody, compliance, and research services. Comparable to LPL Financial's role in Capital Wealth Group's distribution model.
• Kestra Financial: Independent broker-dealer platform offering custody, compliance, and technology to affiliated advisors. Comparable alternative platform to LPL Financial for Capital Wealth Group's distribution model.

Direct peers

• Steward Partners Global Advisory: Independent RIA formed by former Paine Webber advisors, offering comprehensive financial planning with a community-banking partnership model. Comparable holistic planning services and relationship-based client engagement.
• Benjamin F. Edwards & Co. Independent wealth management firm with regional offices offering comprehensive financial planning and investment services to individuals and families. Comparable community-based, relationship-driven advisory model.
• First Command Financial Services: Independent financial planning firm specializing in serving professionals and business owners with comprehensive, face-to-face advisory services. Highly comparable to Capital Wealth Group's white-glove planning model and vertical client segments.

Market position

Strengths4 records

Weaknesses5 records

Competitive moat4 records

Key risks5 records

Key highlights6 records

Customer concentration

• LinkedInlinkedin.com/company/capital-wealth-group

Compliance3 records

Revenue estimate

Valuation estimate

Number of profiles

Profiles9 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Capital Wealth Group